UBS Financial SVC

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

21,905

Total plan assets

$1.6B

Filings (rows)

Direct comp

$465K

Indirect comp

Showing only "UBS FINANCIAL SVC"

View all 36 variants aggregated →

UBS FINANCIAL SERVICES3,385 UBS FINANCIAL54 UBS FINANCIAL SVCS INS AGCY38 UBS FINANCIAL SERVICE32 UBS FINANCIAL SERVICES RPCS15 UBS FINANCIAL SERICES6 UBS FINANCIAL SVC5

SERVICES PROVIDED

Advisor / Consultant3

Other service providers2

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
HCL America Inc. HCL America, Inc. 401(k) Plan · all filings	SANTA CLARA, CA	Advisor / Consultant	20,206	$1.5B	$405K	$0
Southwest Human Development, Inc. Southwest Human Development, Inc. 401(k) and Profit Sharing Plan · all filings	PHOENIX, AZ	Advisor / Consultant	835	$37.6M	$30K	$0
NOOM, Inc. NOOM, Inc. 401(k) Plan · all filings	PRINCETON, NJ	Advisor / Consultant	538	$26.8M	$3K	$0
Encompass Technologies Development Inc. Encompass 401(k) Plan · all filings	FORT COLLINS, CO	Other service providers	183	$5.1M	$17K	$0
Encompass Technologies Development Inc. Encompass 401(k) Plan · all filings	FORT COLLINS, CO	Other service providers	143	$2.7M	$11K	$0