UBS Financial Servic

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

24,466

Total plan assets

$2.8B

Filings (rows)

Direct comp

$228K

Indirect comp

Showing only "UBS FINANCIAL SERVIC"

View all 36 variants aggregated →

UBS FINANCIAL SERVICES3,462 UBS FINANCIAL54 UBS FINANCIAL SVCS INS AGCY39 UBS FINANCIAL SERVICE32 UBS FINANCIAL SERVICES RPCS15 UBS FINANCIAL SERICES6 UBS FINANCIAL SVC5

SERVICES PROVIDED

Advisor / Consultant4

Plans served

All 4 plansUnlock full export (Pro)

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
LL BEAN Inc. L.L. BEAN 401(k) Retirement Savings Plan · all filings	FREEPORT, ME	Advisor / Consultant	7,076	$803.5M	$62K	$0
LL BEAN Inc. L.L. BEAN 401(k) Retirement Savings Plan · all filings	FREEPORT, ME	Advisor / Consultant	7,315	$721.3M	$60K	$0
ZS Associates, Inc. ZS Associates, Inc. 401(k) Profit Sharing Plan · all filings	EVANSTON, IL	Advisor / Consultant	2,902	$658.5M	$50K	$0
LL BEAN Inc. L.L. BEAN 401(k) Retirement Savings Plan · all filings	FREEPORT, ME	Advisor / Consultant	7,173	$617.1M	$56K	$0