UBS Financial Services - 7123400174

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

437

Total plan assets

$48.4M

Filings (rows)

Direct comp

$51K

Indirect comp

Showing only "UBS FINANCIAL SERVICES - 7123400174"

View all 36 variants aggregated →

UBS FINANCIAL SERVICES3,385 UBS FINANCIAL54 UBS FINANCIAL SVCS INS AGCY38 UBS FINANCIAL SERVICE32 UBS FINANCIAL SERVICES RPCS15 UBS FINANCIAL SERICES6 UBS FINANCIAL SVC5

SERVICES PROVIDED

Advisor / Consultant2

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
OTC Global Holdings, LP OTC Global Holdings LP 401(k) Profit Sharing Plan · all filings	HOUSTON, TX	Advisor / Consultant	226	$25.7M	$38K	$0
OTC Global Holdings, LP OTC Global Holdings LP 401(k) Profit Sharing Plan · all filings	HOUSTON, TX	Advisor / Consultant	211	$22.7M	$13K	$0