UBS Financial Securities

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

191

Total plan assets

$10.7M

Filings (rows)

Direct comp

$22K

Indirect comp

Showing only "UBS FINANCIAL SECURITIES"

View all 36 variants aggregated →

UBS FINANCIAL SERVICES3,385 UBS FINANCIAL54 UBS FINANCIAL SVCS INS AGCY38 UBS FINANCIAL SERVICE32 UBS FINANCIAL SERVICES RPCS15 UBS FINANCIAL SERICES6 UBS FINANCIAL SVC5

SERVICES PROVIDED

Advisor / Consultant1

Prospecting the plans that use UBS Financial Securities?

Open any plan below to unlock verified email + phone for its decision-makers — the Form 5500 signer, CFO, and HR & Benefits leads.

See plans served

Plans served

All 1 plansUnlock full export (Pro)

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
FISK Holdings Inc. FISK Alloy, Inc. 401(k) Savings Plan · all filings	HAWTHORNE, NJ	Advisor / Consultant	191	$10.7M	$22K	$0