UBS Financial Services in

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

233

Total plan assets

$7.2M

Filings (rows)

Direct comp

$19K

Indirect comp

Showing only "UBS FINANCIAL SERVICES IN"

View all 36 variants aggregated →

UBS FINANCIAL SERVICES3,385 UBS FINANCIAL54 UBS FINANCIAL SVCS INS AGCY38 UBS FINANCIAL SERVICE32 UBS FINANCIAL SERVICES RPCS15 UBS FINANCIAL SERICES6 UBS FINANCIAL SVC5

SERVICES PROVIDED

Advisor / Consultant1

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
New Opportunities, Inc. New Opportunities, Inc. 401(k) Plan · all filings	WATERBURY, CT	Advisor / Consultant	233	$7.2M	$19K	$0