UBS Financials Services

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

37,608

Total plan assets

$983.3M

Filings (rows)

Direct comp

$360K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant4

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Seminole Tribe of Florida Seminole Indian Casino 401(k) Plan · all filings	DAVIE, FL	Advisor / Consultant	12,764	$395.8M	$136K	$0
Seminole Tribe of Florida Seminole Indian Casino 401(k) Plan · all filings	DAVIE, FL	Advisor / Consultant	12,626	$325.4M	$104K	$0
Seminole Tribe of Florida Seminole Indian Casino 401(k) Plan · all filings	DAVIE, FL	Advisor / Consultant	12,060	$249.9M	$91K	$0
Whitefield Academy Whitefield Academy 403(b) Plan · all filings	MABLETON, GA	Advisor / Consultant	158	$12.3M	$28K	$0