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Original filing (PDF)20251015164626NAL0005455601004
SEMINOLE TRIBE OF FLORIDA
Form 5500
FILING_RECEIVED
SEMINOLE INDIAN CASINO 401(K) PLAN
401(k) retirement plan
Active participants
12,764
Accounts w/ balance
17,305
Plan assets (EOY)
$395.8M
Net assets (EOY)
$395.8M
How this plan invests
This plan
1 pooled trust
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 20 bps in Schedule C fees — 101% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEMINOLE TRIBE OF FLORIDA.
Plan sponsor
Name
SEMINOLE TRIBE OF FLORIDA
EIN
59-1415030
Address
5701 STIRLING ROAD · DAVIE, FL · 33314
Phone
(954) 488-7134
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTON LARSON ALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $659K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIALS SERVICES | 13-2638166 | — | CONSULTANT | $136K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
33 direct securities · 1 pooled fund· $705.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$414.4M
33 holdings
Common Collective Trust
$290.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRANSAMERICA RET SOLUTIONS CT TRANSAMERICA RET SOLUTIONS CORP · EIN 04-6784256 / PN 001 | Common Collective Trust | — | — | $290.7M | 73.4% | |
| Transamerica LifeGoal(SM) 2035 Fd | — | — | — | $45.2M | 11.4% | |
| Transamerica LifeGoal(SM) 2060 Fd | — | — | — | $38.3M | 9.7% | |
| Transamerica LifeGoal(SM) 2040 Fd | — | — | — | $37.8M | 9.6% | |
| Transamerica LifeGoal(SM) 2030 Fd | — | — | — | $37.3M | 9.4% | |
| Transamerica LifeGoal(SM) 2045 Fd | — | — | — | $34.5M | 8.7% | |
| Transamerica LifeGoal(SM) 2050 Fd | — | — | — | $33.7M | 8.5% | |
| Transamerica LifeGoal(SM) 2055 Fd | — | — | — | $30.2M | 7.6% | |
| BlackRock S&P 500 Index Service | — | — | — | $25.5M | 6.4% | |
| Transamerica Ret Solutions Corp Transamerica LifeGoal(SM) 2025 Fd | — | — | — | $21.2M | 5.4% | |
| Participants Participant Loans Rates from 4.25% to 9.50% - | — | — | — | $19.1M | 4.8% | |
| Transamerica Life Insurance Co Transamerica Guaranteed Inv Option | — | — | — | $14.7M | 3.7% | |
| Insurance Company/General Account | — | — | — | $14.7M | 3.7% | |
| Transamerica LifeGoal(SM) Rtmnt Fd | — | — | — | $12.3M | 3.1% | |
| Pioneer Fundamental Growth Y | — | — | — | $11.3M | 2.9% | |
| Vanguard Small Cap Index Adm | — | — | — | $5.8M | 1.5% | |
| Vanguard Short Term Investment Grade Adm | — | — | — | $4.1M | 1.0% | |
| JPMorgan Eq Inc R6 | — | — | — | $3.2M | 0.8% | |
| JP Morgan JP Morgan Equity Income R6 | — | — | — | $3.2M | 0.8% | |
| T. Rowe Price T. Rowe Price Instl Small Cap Stock | — | — | — | $3.2M | 0.8% | |
| BlackRock Mid Cap Index K | — | — | — | $2.9M | 0.7% | |
| JP Morgan JP Morgan Mid Cap Growth R6 | — | — | — | $2.8M | 0.7% | |
| Vanguard Intermediate-Term Bond Index Adm | — | — | — | $1.9M | 0.5% | |
| Victory Sycamore Established Value R | — | — | — | $1.8M | 0.5% | |
| PIMCO International Bond (USD Hedged) A | — | — | — | $1.6M | 0.4% | |
| American Funds American Funds New World R2E | — | — | — | $1.3M | 0.3% | |
| BlackRock International Index Instl | — | — | — | $1.1M | 0.3% | |
| Blackrock iShares MSCI EAFE Intl Idx Instl | — | — | — | $1.1M | 0.3% | |
| Victory Sycamore Small Company Opportunity R | — | — | — | $1.0M | 0.3% | |
| MFS International Growth Fund R3 | — | — | — | $1.0M | 0.3% | |
| Prudential Total Return Bond Z | — | — | — | $839K | 0.2% | |
| Vanguard International Value | — | — | — | $820K | 0.2% | |
| Vanguard Intl Val | — | — | — | $820K | 0.2% | |
| Vanguard Federal Money Market | — | — | — | $104K | <0.1% |