UBS Financial Advisors

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

839

Total plan assets

$56.5M

Filings (rows)

Direct comp

$111K

Indirect comp

Showing only "UBS FINANCIAL ADVISORS"

View all 36 variants aggregated →

UBS FINANCIAL SERVICES3,385 UBS FINANCIAL54 UBS FINANCIAL SVCS INS AGCY38 UBS FINANCIAL SERVICE32 UBS FINANCIAL SERVICES RPCS15 UBS FINANCIAL SERICES6 UBS FINANCIAL SVC5

SERVICES PROVIDED

Investment manager3

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Quality Vision International Inc. QVI Profit Sharing Retirement Plan · all filings	ROCHESTER, NY	Investment manager	272	$19.5M	$41K	$0
Quality Vision International Inc. QVI Profit Sharing Retirement Plan · all filings	ROCHESTER, NY	Investment manager	286	$18.9M	$40K	$0
Quality Vision International Inc. QVI Profit Sharing Retirement Plan · all filings	ROCHESTER, NY	Investment manager	281	$18.2M	$30K	$0