UBS Financial Serivces

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,376

Total plan assets

$15.5M

Filings (rows)

Direct comp

$115K

Indirect comp

Showing only "UBS FINANCIAL SERIVCES"

View all 36 variants aggregated →

UBS FINANCIAL SERVICES3,462 UBS FINANCIAL54 UBS FINANCIAL SVCS INS AGCY39 UBS FINANCIAL SERVICE32 UBS FINANCIAL SERVICES RPCS15 UBS FINANCIAL SERICES6 UBS FINANCIAL SVC5

SERVICES PROVIDED

Advisor / Consultant1

Accountant / Auditor1

Plans served

All 2 plansUnlock full export (Pro)

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Gulfside Casino Partnership Gulfside Casino Partnership 401(k) Plan · all filings	GULFPORT, MS	Accountant / Auditor	1,376	$15.5M	$43K	$0
CMG CIT Acquisition LLC Coremedical Group 401(k) Plan · all filings	MANCHESTER, NH	Advisor / Consultant	0	$0	$72K	$0