Back to filter
Original filing (PDF)20251015160017NAL0002594403001
ITHAKA HARBORS, INC.
Form 5500
FILING_RECEIVED
ITHAKA HARBORS, INC. 403(B) RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
415
Accounts w/ balance
815
Plan assets (EOY)
$161.1M
Net assets (EOY)
$161.1M
How this plan invests
This plan
1 pooled trust
Schedule D
71 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ITHAKA HARBORS, INC..
Plan sponsor
Name
ITHAKA HARBORS, INC.
EIN
13-3857105
Address
165 BROADWAY, 5FL · NEW YORK, NY · 10006
Phone
(212) 358-6400
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
EISNERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | NEW YORK, NY | NONE | $163K | — |
| ALLIANT RETIREMENT SERVICES | 33-0785439 | SAN DIEGO, CA | NONE | $13K | — |
Investments
70 direct securities · 1 pooled fund· $161.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$158.0M
70 holdings
Pooled Separate Account
$3.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CREF | — | — | — | $17.9M | 11.1% | |
| TIAA | — | — | — | $14.4M | 9.0% | |
| American Funds | — | — | — | $10.1M | 6.3% | |
| iShares | — | — | — | $9.5M | 5.9% | |
| CREF | — | — | — | $8.3M | 5.1% | |
| CREF | — | — | — | $8.2M | 5.1% | |
| American Funds | — | — | — | $7.7M | 4.8% | |
| CREF | — | — | — | $7.5M | 4.7% | |
| American Funds | — | — | — | $7.3M | 4.5% | |
| American Funds | — | — | — | $6.6M | 4.1% | |
| American Funds | — | — | — | $5.7M | 3.5% | |
| American Funds | — | — | — | $3.7M | 2.3% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $3.1M | 1.9% | |
| CREF | — | — | — | $2.8M | 1.7% | |
| American Funds | — | — | — | $2.6M | 1.6% | |
| Nuveen | — | — | — | $2.5M | 1.6% | |
| iShares | — | — | — | $2.3M | 1.4% | |
| CREF | — | — | — | $2.2M | 1.4% | |
| American Funds | — | — | — | $2.2M | 1.3% | |
| Blackrock | — | — | — | $2.1M | 1.3% | |
| iShares | — | — | — | $2.1M | 1.3% | |
| American Cent | — | — | — | $2.1M | 1.3% | |
| AB Large | — | — | — | $1.9M | 1.2% | |
| CREF | — | — | — | $1.9M | 1.2% | |
| DFA | — | — | — | $1.6M | 1.0% | |
| Nuveen | — | — | — | $1.5M | 1.0% | |
| iShares | — | — | — | $1.5M | 0.9% | |
| Nuveen | — | — | — | $1.5M | 0.9% | |
| CREF | — | — | — | $1.2M | 0.7% | |
| Vanguard | — | — | — | $1.1M | 0.7% | |
| Nuveen | — | — | — | $1.1M | 0.7% | |
| TIAA | — | — | — | $1.1M | 0.7% | |
| American Funds | — | — | — | $1.1M | 0.7% | |
| American Funds | — | — | — | $1.0M | 0.7% | |
| Nuveen | — | — | — | $1.0M | 0.6% | |
| Nuveen | — | — | — | $1.0M | 0.6% | |
| Nuveen | — | — | — | $879K | 0.5% | |
| American Funds | — | — | — | $789K | 0.5% | |
| Cohen | — | — | — | $760K | 0.5% | |
| Nuveen | — | — | — | $734K | 0.5% | |
| Notes receivable from participants: | — | — | — | $622K | 0.4% | |
| Nuveen | — | — | — | $595K | 0.4% | |
| Nuveen | — | — | — | $569K | 0.4% | |
| Nuveen | — | — | — | $552K | 0.3% | |
| Loomis Sayles | — | — | — | $541K | 0.3% | |
| JP Morgan | — | — | — | $487K | 0.3% | |
| Blackrock | — | — | — | $451K | 0.3% | |
| MassMutual | — | — | — | $448K | 0.3% | |
| Calvert US Large | — | — | — | $446K | 0.3% | |
| Amer Beacon | — | — | — | $402K | 0.2% | |
| American Funds | — | — | — | $370K | 0.2% | |
| Nuveen | — | — | — | $330K | 0.2% | |
| Nuveen | — | — | — | $322K | 0.2% | |
| Neuberger | — | — | — | $319K | 0.2% | |
| MassMutual | — | — | — | $287K | 0.2% | |
| MFS Value | — | — | — | $287K | 0.2% | |
| Nuveen | — | — | — | $286K | 0.2% | |
| Nuveen | — | — | — | $256K | 0.2% | |
| Nuveen | — | — | — | $249K | 0.2% | |
| Nuveen | — | — | — | $174K | 0.1% | |
| Lord Abbett | — | — | — | $156K | <0.1% | |
| Nuveen | — | — | — | $148K | <0.1% | |
| Nuveen | — | — | — | $127K | <0.1% | |
| Nuveen | — | — | — | $99K | <0.1% | |
| PGIM | — | — | — | $61K | <0.1% | |
| TIAA | — | — | — | $48K | <0.1% | |
| Nuveen | — | — | — | $47K | <0.1% | |
| Nuveen | — | — | — | $33K | <0.1% | |
| Nuveen | — | — | — | $4K | <0.1% | |
| Calvert US Large | — | — | — | $3K | <0.1% | |
| Nuveen | — | — | — | $2K | <0.1% |
Related plans
Other plans using TIAA
DUKE UNIVERSITY
THE DUKE UNIVERSITY FACULTY AND STAFF RETIREMENT PLAN
$11.0B · 49,781 participants
THE MOUNT SINAI MEDICAL CENTER
THE MOUNT SINAI MEDICAL CENTER 403(B) RETIREMENT PLAN
$9.5B · 46,304 participants
JOHNS HOPKINS UNIVERSITY OFFICE OF BENEFITS SERVICES
JOHNS HOPKINS UNIVERSITY 403(B) PLAN
$8.8B · 25,218 participants
YALE UNIVERSITY
YALE UNIVERSITY RETIREMENT ACCOUNT PLAN
$8.3B · 13,709 participants
WASHINGTON UNIVERSITY IN ST. LOUIS
WASHINGTON UNIVERSITY RETIREMENT SAVINGS PLAN
$7.5B · 27,547 participants
UNIVERSITY OF ROCHESTER
UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM
$7.2B · 30,335 participants
Similar-size Educational Services plans
CALIFORNIA LUTHERAN UNIVERSITY
CALIFORNIA LUTHERAN UNIVERSITY EMPLOYEE RETIREMENT PLAN
$160.9M · 593 participants
CALIFORNIA TEACHERS ASSOCIATION
CALIFORNIA TEACHERS ASSOCIATION 401(K) PLAN
$160.7M · 388 participants
TRUSTEES OF HAMPSHIRE COLLEGE
HAMPSHIRE COLLEGE 403(B) RETIREMENT PLAN
$160.5M · 258 participants
BERRY COLLEGE, INC.
BERRY COLLEGE DEFINED CONTRIBUTION PLAN
$162.6M · 679 participants
UNIVERSAL TECHNICAL INSTITUTE, INC.
UNIVERSAL TECHNICAL INSTITUTE, INC. 401(K) PLAN
$159.0M · 3,502 participants
NAZARETH UNIVERSITY
NAZARETH UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
$163.3M · 429 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B