Original filing (PDF)20251014145209NAL0001535907001

DUKE UNIVERSITY

Name: DUKE UNIVERSITY — THE DUKE UNIVERSITY FACULTY AND STAFF RETIREMENT PLAN, Form 5500 (2024)
Creator: DUKE UNIVERSITY

Form 5500

FILING_RECEIVED

THE DUKE UNIVERSITY FACULTY AND STAFF RETIREMENT PLAN

403(b) retirement plan

Active participants

49,781

Accounts w/ balance

58,167

Plan assets (EOY)

$11.0B

Net assets (EOY)

$11.0B

How this plan invests

This plan

1 pooled trust

Schedule D

98 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Helping the score

Below-peer total fees (3 bps vs 5 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUKE UNIVERSITY.

Plan sponsor

Name

DUKE UNIVERSITY

EIN

56-0532129

Address

705 BROAD STREET, BOX 90502 · DURHAM, NC · 27708

Phone

(919) 684-5600

Industry

Educational Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2L · 403(b)(1) annuity

2M · 403(b)(7) custodial accounts

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Auditor

KPMG LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$2.9M	—
TIAA	13-1624203	—	RECORDKEEPER	$7K	—

Investments

97 direct securities · 1 pooled fund· $11.0B(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$11.0B

97 holdings

Pooled Separate Account

$31.4M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
2,194,067 Fidelity Vanguard Inst Index Plus	—	—	—	$1.1B	9.5%
27,840,477 Fidelity Contrafund K6	—	—	—	$865.6M	7.8%
31,417,202 Fidelity Vanguard Target Ret 2035	—	—	—	$753.4M	6.8%
19,163,197 Fidelity Vanguard Target Ret 2030	—	—	—	$725.9M	6.6%
15,764,946 Fidelity Vanguard Target Ret 2040	—	—	—	$681.4M	6.2%
21,127,594 Fidelity Vanguard Target Ret 2045	—	—	—	$626.9M	5.7%
Fidelity Brokeragelink	—	—	—	$560.8M	5.1%
9,578,726 Fidelity Vanguard Target Ret 2050	—	—	—	$477.4M	4.3%
25,211,512 Fidelity Vanguard Target Ret 2025	—	—	—	$471.2M	4.3%
TIAA-CREF TIAA Traditional: Non-fully benefit-responsive	—	—	—	$446.5M	4.0%
331,914 TIAA-CREF CREF Stock	—	—	—	$304.4M	2.8%
263,019,230 Fidelity Vanguard Vmmr – Fed MMKT	—	—	—	$263.0M	2.4%
4,595,191 Fidelity Vanguard Target Ret 2055	—	—	—	$255.5M	2.3%
8,362,323 Fidelity Vanguard Target Ret 2020	—	—	—	$221.4M	2.0%
593,957 Fidelity Vanguard Extended Market Index ISP	—	—	—	$211.2M	1.9%
2,061,569 Fidelity JPM Large Cap Growth R6	—	—	—	$172.6M	1.6%
15,261,003 Fidelity PIMCO Income Inst	—	—	—	$160.5M	1.5%
Corebridge Fixed Account Plus	—	—	—	$158.8M	1.4%
932,653 Fidelity Vanguard PRIMECAP Adm	—	—	—	$155.1M	1.4%
3,003,719 Fidelity MFS Value R6	—	—	—	$145.3M	1.3%
14,877,876 Fidelity Vanguard Total Bond Mk IS Pl	—	—	—	$141.0M	1.3%
6,751,556 Fidelity Small Cap Growth K6	—	—	—	$120.3M	1.1%
8,999,403 Fidelity Vanguard Target Ret Income	—	—	—	$117.9M	1.1%
12,508,135 Fidelity Total Bond K6	—	—	—	$108.8M	1.0%
2,030,658 Fidelity Vanguard Target Ret 2060	—	—	—	$104.1M	0.9%
797,102 Fidelity Vanguard Total Intl Stk IS	—	—	—	$101.0M	0.9%
982,736 Fidelity Vanguard Intl Growth Adm	—	—	—	$99.8M	0.9%
Fidelity VALIC Fixed Interest	—	—	—	$95.9M	0.9%
2,282,111 Fidelity Vanguard FTSE Social Index IS	—	—	—	$92.7M	0.8%
171,255 TIAA-CREF CREF Growth	—	—	—	$90.4M	0.8%
167,374 TIAA-CREF CREF Equity Index	—	—	—	$86.6M	0.8%
963,724 Fidelity Vanguard Equity Income Adm	—	—	—	$85.0M	0.8%
4,380,006 Fidelity MM Mid Cap Gr I	—	—	—	$84.7M	0.8%
5,712,969 Fidelity Low Priced St K6	—	—	—	$83.5M	0.8%
TIAA-CREF TIAA Traditional: Fully benefit-responsive	—	—	—	$69.6M	0.6%
1,230,132 Fidelity AF Europac Growth R6	—	—	—	$66.1M	0.6%
2,720,756 Fidelity Small Cap Value	—	—	—	$55.4M	0.5%
1,583,326 Fidelity MFS Mid Cap Value R6	—	—	—	$50.3M	0.5%
127,348 TIAA-CREF CREF Social Choice	—	—	—	$47.0M	0.4%
125,528 TIAA-CREF CREF Global Equities	—	—	—	$43.7M	0.4%
1,545,910 Corebridge Stock Index Fund	—	—	—	$43.4M	0.4%
1,465,004 Fidelity Vanguard Emerging Markets Stock Index IS	—	—	—	$41.0M	0.4%
1,855,938 Fidelity Vanguard Real Est Idx IS	—	—	—	$36.3M	0.3%
1,020,702 Fidelity Vanguard Target Ret 2065	—	—	—	$34.3M	0.3%
2,192,840 Fidelity AM Cent MD Cp Val R6	—	—	—	$34.1M	0.3%
Corebridge Short Term Fixed Account	—	—	—	$33.8M	0.3%
TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$31.4M	0.3%
231,847 TIAA-CREF CREF Core Bond Market	—	—	—	$31.2M	0.3%
647,199 Corebridge Mid Cap Index Fund	—	—	—	$28.6M	0.3%
1,262,200 Corebridge Science & Technology Fund	—	—	—	$28.4M	0.3%
Fidelity Participant loans at 4.25% to 9.50%	—	—	—	$28.2M	0.3%
563,204 Fidelity Intl Small Cap	—	—	—	$17.2M	0.2%
1,764,331 Corebridge Vanguard Windsor II	—	—	—	$16.9M	0.2%
535,044 TIAA-CREF CREF Money Market	—	—	—	$16.0M	0.1%
177,710 TIAA-CREF CREF Inflation-Linked Bond	—	—	—	$15.1M	0.1%
2,112,365 Corebridge Growth Fund	—	—	—	$12.9M	0.1%
1,716,664 Corebridge Ariel Fund	—	—	—	$11.1M	0.1%
1,746,823 Corebridge Systematic Growth Fund	—	—	—	$10.6M	<0.1%
726,674 Corebridge Small Cap Index Fund	—	—	—	$8.7M	<0.1%
1,398,228 Corebridge Mid Cap Strategic Gwth	—	—	—	$8.2M	<0.1%
1,439,587 Corebridge Nasdaq-100(R) Index Fund	—	—	—	$8.2M	<0.1%
3,415,045 Corebridge GS Vit Gov Money Market Fund Inst	—	—	—	$7.9M	<0.1%
1,279,567 Corebridge Large Capital Growth	—	—	—	$7.1M	<0.1%
561,787 Corebridge Mid Cap Value Fund	—	—	—	$6.4M	<0.1%
231,473 Fidelity Vanguard Target Ret 2070	—	—	—	$6.2M	<0.1%
537,455 Corebridge Systematic Core Fund	—	—	—	$5.8M	<0.1%
596,606 Corebridge Vanguard Wellington Fund, Inc.	—	—	—	$5.0M	<0.1%
944,597 Corebridge International Growth Fund	—	—	—	$4.8M	<0.1%
1,969,583 Corebridge Core Bond Fund	—	—	—	$4.4M	<0.1%
1,072,848 Corebridge Systematic Value	—	—	—	$3.9M	<0.1%
1,167,184 Corebridge Small Cap Special Value Fund	—	—	—	$3.9M	<0.1%
659,988 Corebridge Ariel Appreciation Fund	—	—	—	$3.7M	<0.1%
621,983 Corebridge Aggressive Growth Lifestyle	—	—	—	$3.5M	<0.1%
Corebridge Loan Collateral Fund	—	—	—	$3.4M	<0.1%
1,759,629 Corebridge International Value Fund	—	—	—	$3.0M	<0.1%
1,040,522 Corebridge International Equities Index Fund	—	—	—	$2.9M	<0.1%
819,004 Corebridge International Opportunities	—	—	—	$2.7M	<0.1%
218,728 Corebridge International Socially Responsible Fund	—	—	—	$2.2M	<0.1%
320,506 Corebridge Small Cap Value Fund	—	—	—	$2.1M	<0.1%
258,589 Corebridge US Socially Responsible Fund	—	—	—	$1.8M	<0.1%
689,259 Corebridge Global Strategy	—	—	—	$1.7M	<0.1%
288,805 Corebridge Dividend Value	—	—	—	$1.7M	<0.1%
317,255 Corebridge Moderate Growth Lifestyle	—	—	—	$1.6M	<0.1%
339,395 Corebridge High Yield Bond Fund	—	—	—	$1.3M	<0.1%
176,882 Corebridge VC I Capital Appreciation	—	—	—	$1.1M	<0.1%
885,873 Corebridge Emerging Economies	—	—	—	$1.1M	<0.1%
174,387 Corebridge Vanguard Long-Term Treasury	—	—	—	$526K	<0.1%
119,746 Corebridge Vanguard Lifestrategy Growth	—	—	—	$515K	<0.1%
35,329 Corebridge Asset Allocation Fund	—	—	—	$481K	<0.1%
107,385 Corebridge VC I Conserv Growth Lifestyle	—	—	—	$428K	<0.1%
112,312 Corebridge Government Securities Fund	—	—	—	$423K	<0.1%
107,261 Corebridge Vanguard Lifestrategy Moderate	—	—	—	$392K	<0.1%
138,313 Corebridge Amer Beacon Brdwy Lg Cap Growth	—	—	—	$317K	<0.1%
70,003 Corebridge Vanguard Lt Inv-Grade Fund	—	—	—	$268K	<0.1%
68,048 Corebridge International Government Bond	—	—	—	$208K	<0.1%
39,273 Corebridge Vanguard Lifestrategy Conser	—	—	—	$115K	<0.1%
Corebridge Multi-Year Enhanced Fixed 3Yr	—	—	—	$76K	<0.1%
Corebridge Loan Escrow Fund	—	—	—	$42K	<0.1%