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Original filing (PDF)20251010091018NAL0017491794001
THE MOUNT SINAI MEDICAL CENTER
Form 5500
FILING_RECEIVED
THE MOUNT SINAI MEDICAL CENTER 403(B) RETIREMENT PLAN
403(b) retirement plan
Signals · 2
No recordkeeper disclosed7 service providers
Active participants
46,304
Accounts w/ balance
62,323
Plan assets (EOY)
$9.5B
Net assets (EOY)
$9.5B
How this plan invests
This plan
20 pooled trusts
Schedule D
95 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE MOUNT SINAI MEDICAL CENTER.
Plan sponsor
Name
THE MOUNT SINAI MEDICAL CENTER
EIN
13-1624096
Address
150E 42ND STREET 5TH FLOOR · OFFICE 5-B-10 · NEW YORK, NY · 10017
Phone
(646) 605-4745
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
WISS & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | NONE | $1.1M | — |
| TIAA | 13-1624203 | — | NONE | $627K | — |
| PROSKAUER ROSE LLP | 13-1840454 | — | NONE | $92K | — |
| WISS AND COMPANY, LLC | 22-1732349 | — | NONE | $75K | — |
| PRUDENTIAL INS. CO. OF AMERICA | 22-1211670 | — | NONE | $55K | — |
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | NONE | $8K | — |
| EMPOWER LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | NONE | $1K | — |
Investments
75 direct securities · 20 pooled funds· $9.5B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.2B
75 holdings
Pooled Separate Account
$234.2M
20 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Institutional Mutual Fund | — | — | — | $1.6B | 17.3% | |
| TIAA-CREF TIAA Traditional Fully-Benefit Responsive | — | — | — | $1.1B | 11.9% | |
| Vanguard Developed Markets Index Fund Institutional Plus Shares Mutual Fund | — | — | — | $762.0M | 8.0% | |
| Vanguard Extended Market Index Fund Institutional Mutual Fund | — | — | — | $724.6M | 7.6% | |
| TIAA Traditional Annuity Accounts - * TIAA-CREF TIAA Traditional Non-Benefit Responsive | — | — | — | $540.1M | 5.7% | |
| CREF Stock Mutual Fund | — | — | — | $534.2M | 5.6% | |
| Prudential - Guaranteed Interest Group Annuity Contract | — | — | — | $403.8M | 4.3% | |
| Vanguard Total Bond Market Index Fund Institutional Mutual Fund | — | — | — | $395.9M | 4.2% | |
| Vanguard Windsor Fund Admiral Mutual Fund | — | — | — | $379.6M | 4.0% | |
| Vanguard PRIMECAP Fund Admiral Mutual Fund | — | — | — | $358.7M | 3.8% | |
| Vanguard Russell 1000 Growth Index Fund Institutional Shares Mutual Fund | — | — | — | $305.8M | 3.2% | |
| Vanguard Emerging Markets Stock Index Fund Institutional Plus Shares Mutual Fund | — | — | — | $304.9M | 3.2% | |
| CREF Global Equities Mutual Fund | — | — | — | $229.8M | 2.4% | |
| American Funds American Balanced Fund Class R-6 Mutual Fund | — | — | — | $127.6M | 1.3% | |
| TIAA REAL ESTATE TIAA · EIN 13-1624203 / PN 001 | Pooled Separate Account | — | — | $124.5M | 1.3% | |
| Vanguard Federal Money Market Mutual Fund | — | — | — | $123.8M | 1.3% | |
| CREF Growth Mutual Fund | — | — | — | $119.7M | 1.3% | |
| PGIM Jennison Small Company Fund - Class R6 Mutual Fund | — | — | — | $116.8M | 1.2% | |
| American Funds EuroPacific Growth Fund Class R-6 Mutual Fund | — | — | — | $93.8M | 1.0% | |
| Vanguard Explorer Fund Admiral Mutual Fund | — | — | — | $92.5M | 1.0% | |
| CREF Social Choice Mutual Fund | — | — | — | $87.4M | 0.9% | |
| Vanguard International Growth Fund Admiral Mutual Fund | — | — | — | $76.7M | 0.8% | |
| CREF Inflation-Linked Bond Mutual Fund | — | — | — | $64.6M | 0.7% | |
| American Funds Bond Fund of America Class R-6 Mutual Fund | — | — | — | $61.3M | 0.6% | |
| CREF Money Market Mutual Fund | — | — | — | $60.0M | 0.6% | |
| Cohen & Steers Realty Shares Fund Class L Mutual Fund | — | — | — | $58.1M | 0.6% | |
| CREF Equity Index Mutual Fund | — | — | — | $56.4M | 0.6% | |
| TIAA-CREF TIAA Stable Value | — | — | — | $53.2M | 0.6% | |
| Vanguard High-Yield Corporate Fund Admiral Mutual Fund | — | — | — | $46.9M | 0.5% | |
| Notes receivable from participants Interest rates from 4.25% to 9.50% | — | — | — | $41.3M | 0.4% | |
| American Funds New World Fund Class R-6 Mutual Fund | — | — | — | $36.1M | 0.4% | |
| Vanguard International Value Fund Investor Mutual Fund | — | — | — | $35.6M | 0.4% | |
| T. Rowe Price Mid-Cap Growth Fund I Class Mutual Fund | — | — | — | $33.3M | 0.4% | |
| John Hancock Funds Disciplined Value Mid Cap Fund Class R6 Mutual Fund | — | — | — | $32.2M | 0.3% | |
| MEDLEY PRUDENTIAL CAPITAL GROWTH PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | — | $30.7M | 0.3% | |
| Vanguard Inflation-Protected Securities Fund Institutional Mutual Fund | — | — | — | $29.2M | 0.3% | |
| Allspring Special Small Cap Value Fund - Class R6 Mutual Fund | — | — | — | $25.0M | 0.3% | |
| MEDLEY PSF STOCK INDEX PORTFOLIO PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 06-1050034 / PN 070 | Pooled Separate Account | — | — | $23.9M | 0.3% | |
| PIMCO Total Return Fund Institutional Class Mutual Fund | — | — | — | $23.7M | 0.2% | |
| MEDLEY PSF JENNISON BLEND PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 06-1050034 / PN 069 | Pooled Separate Account | — | — | $18.4M | 0.2% | |
| Empower - Guaranteed Interest Income Group Annuity Contract | — | — | — | $11.0M | 0.1% | |
| MEDLEY PSF STOCK INDEX PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 070 | Pooled Separate Account | — | — | $8.3M | <0.1% | |
| CREF Core Bond Mutual Fund | — | — | — | $8.2M | <0.1% | |
| Transamerica Financial Life Insurance Co. Fixed Group Annuity Contract | — | — | — | $6.2M | <0.1% | |
| PSF PGIM FLEXIBLE MANAGED PORTFOLIO PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 06-1050034 / PN 086 | Pooled Separate Account | — | — | $5.8M | <0.1% | |
| MEDLEY PRUDENTIAL CAPITAL GROWTH AC THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 005 | Pooled Separate Account | — | — | $5.7M | <0.1% | |
| Transamerica - Large Value Opportunities Variable Mutual Fund | — | — | — | $4.0M | <0.1% | |
| MEDLEY PSF GLOBAL PORTFOLIO PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 06-1050034 / PN 071 | Pooled Separate Account | — | — | $3.8M | <0.1% | |
| MEDLEY PSF PGIM 50/50 BALANCED PORT PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 06-1050034 / PN 087 | Pooled Separate Account | — | — | $3.6M | <0.1% | |
| MEDLEY PSF PGIM FLEXIBLE MANAGED PO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 086 | Pooled Separate Account | — | — | $3.1M | <0.1% | |
| MEDLEY PSF PGIM JENNISON BLEND PORT THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 069 | Pooled Separate Account | — | — | $2.1M | <0.1% | |
| Transamerica - Large Growth Mutual Fund | — | — | — | $1.6M | <0.1% | |
| MEDLEY PSF GLOBAL PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 071 | Pooled Separate Account | — | — | $1.5M | <0.1% | |
| Transamerica - Large Core ESG Mutual Fund | — | — | — | $1.4M | <0.1% | |
| TIAA-CREF TIAA Traditional Fully-Benefit Responsive 2 | — | — | — | $1.3M | <0.1% | |
| PSF PGIM GOVT MONEY MARKET PORT PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 06-1050034 / PN 025 | Pooled Separate Account | — | — | $875K | <0.1% | |
| PSF PGIM TOTAL RETIREMENT BOND PORT PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 06-1050034 / PN 083 | Pooled Separate Account | — | — | $768K | <0.1% | |
| Nuveen Small Cap Blend Index Mutual Fund | — | — | — | $752K | <0.1% | |
| PSF PGIM GOVERNMENT INCOME PORT PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 06-1050034 / PN 084 | Pooled Separate Account | — | — | $473K | <0.1% | |
| Transamerica - Partners Calvert Mutual Fund | — | — | — | $461K | <0.1% | |
| Transamerica - Balanced II R Mutual Fund | — | — | — | $440K | <0.1% | |
| MEDLEY PSF PGIM 50/50 BALANCED PORT THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 087 | Pooled Separate Account | — | — | $388K | <0.1% | |
| Transamerica - Stock Index Mutual Fund | — | — | — | $351K | <0.1% | |
| Transamerica - Partners Large Growth Mutual Fund | — | — | — | $342K | <0.1% | |
| Transamerica - Asset Allocation Long Horizon Mutual Fund | — | — | — | $204K | <0.1% | |
| Transamerica - Government Money Market Mutual Fund | — | — | — | $173K | <0.1% | |
| Transamerica - Asset Allocation Intermediate Horizon Mutual Fund | — | — | — | $108K | <0.1% | |
| Mutual of New York - Large Value Opportunities Mutual Fund | — | — | — | $88K | <0.1% | |
| MEDLEY PSF PGIM TOTAL RET BOND PORT THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 083 | Pooled Separate Account | — | — | $84K | <0.1% | |
| Transamerica - Partners Large Core Mutual Fund | — | — | — | $73K | <0.1% | |
| Transamerica - Core Bond Mutual Fund | — | — | — | $70K | <0.1% | |
| Transamerica - International Equity Mutual Fund | — | — | — | $52K | <0.1% | |
| Transamerica - Inflation Opportunities Mutual Fund | — | — | — | $51K | <0.1% | |
| Transamerica - Partners International Equity Mutual Fund | — | — | — | $49K | <0.1% | |
| MEDLEY PSF PGIM GOVT MMKT PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 025 | Pooled Separate Account | — | — | $45K | <0.1% | |
| Transamerica Financial Life Insurance Co. Government Fixed Group Annuity Contract | — | — | — | $43K | <0.1% | |
| MEDLEY PSF PGIM GOVT INCOME PORTFOL THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 084 | Pooled Separate Account | — | — | $35K | <0.1% | |
| Transamerica - Asset Allocation Short Horizon Mutual Fund | — | — | — | $24K | <0.1% | |
| Transamerica - Intermediate Bond Variable Mutual Fund | — | — | — | $22K | <0.1% | |
| Transamerica - Partners Money Market Mutual Fund | — | — | — | $15K | <0.1% | |
| Vanguard Target Retirement 2055 Mutual Fund | — | — | — | $13K | <0.1% | |
| Vanguard Target Retirement 2060 Mutual Fund | — | — | — | $12K | <0.1% | |
| Vanguard Target Retirement 2050 Mutual Fund | — | — | — | $12K | <0.1% | |
| Vanguard Target Retirement 2030 Mutual Fund | — | — | — | $11K | <0.1% | |
| Mutual of New York - Large Growth Mutual Fund | — | — | — | $8K | <0.1% | |
| Transamerica - Small Cap Value Mutual Fund | — | — | — | $7K | <0.1% | |
| Mutual of New York - Balanced II Mutual Fund | — | — | — | $4K | <0.1% | |
| Transamerica - Small Cap Growth Mutual Fund | — | — | — | $4K | <0.1% | |
| Transamerica - Short-Term Bond Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard Target Retirement 2040 Mutual Fund | — | — | — | $3K | <0.1% | |
| Transamerica - Balanced II Variable Mutual Fund | — | — | — | $3K | <0.1% | |
| Transamerica - Partners High Yield Bond Mutual Fund | — | — | — | $2K | <0.1% | |
| Vanguard Target Retirement 2035 Mutual Fund | — | — | — | $2K | <0.1% | |
| Vanguard Total Bond Market Index Fund Institutional Mutual Fund | — | — | — | $1K | <0.1% | |
| PRU LONG-TERM GROWTH ACCT (VCA-2) THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 135 | Pooled Separate Account | — | — | $1K | <0.1% |