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Original filing (PDF)20250718120137NAL0000793987001
INTERNATIONAL BUSINESS MACHINES CORPORATION
Form 5500
FILING_RECEIVED
IBM 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed30 service providers
Active participants
49,030
Accounts w/ balance
147,543
Plan assets (EOY)
$60.4B
Net assets (EOY)
$59.4B
How this plan invests
This plan
10 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for INTERNATIONAL BUSINESS MACHINES CORPORATION.
Plan sponsor
Name
INTERNATIONAL BUSINESS MACHINES CORPORATION
EIN
13-0871985
Address
ONE NEW ORCHARD ROAD, MD 261 · ARMONK, NY · 10504
Phone
(800) 796-9876
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
3J · U.S. plan covering Puerto Rico residents
2G · Total participant-directed accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PRICEWATERHOUSECOOPERS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
30 rowsOther
30| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATESTREET | 04-1867445 | — | PARTY-IN-INTEREST | $6.7M | — |
| PRUDENTIAL INSURANCE COMPANY | 22-1211670 | — | PARTY-IN-INTEREST | $4.0M | — |
| PIMCO | 33-0629048 | — | PARTY-IN-INTEREST | $3.5M | — |
| THE LOOMIS, SAYLES & COMPANY, L.P. | 04-3200030 | — | PARTY-IN-INTEREST | $2.6M | — |
| RBC CAPITAL MARKETS | 41-1416330 | — | PARTY-IN-INTEREST | $2.4M | — |
| NEW YORK LIFE INSURANCE COMPANY | 13-5582869 | — | PARTY-IN-INTEREST | $1.7M | — |
| METROPOLITAN LIFE INSURANCE COMPANY | 13-5581829 | — | PARTY-IN-INTEREST | $1.6M | — |
| BRIDGEWATER | 13-2871809 | — | PARTY-IN-INTEREST | $1.6M | — |
| MASSACHUSETTS MUTUAL LIFE INSURANCE | 04-1590850 | — | PARTY-IN-INTEREST | $1.6M | — |
| IBM | 13-0871985 | — | EMPLOYER | $1.4M | — |
| VANGUARD | 23-1945930 | — | PARTY-IN-INTEREST | $1.4M | — |
| BLACKROCK FINANCIAL MANAGEMENT | 13-3806691 | — | PARTY-IN-INTEREST | $1.1M | — |
| WESTERN ASSET MANAGEMENT | 52-1200960 | — | PARTY-IN-INTEREST | $1.1M | — |
| JP MORGAN | 13-3200244 | — | PARTY-IN-INTEREST | $979K | — |
| BAIRD ADVISORS | 39-6037917 | — | PARTY-IN-INTEREST | $848K | — |
| VOYA | 88-3236443 | — | PARTY-IN-INTEREST | $818K | — |
| DODGE & COX | 94-1441976 | — | PARTY-IN-INTEREST | $778K | — |
| MACKAY SHIELDS, LLC | 13-5582869 | — | PARTY-IN-INTEREST | $401K | — |
| BARINGS LLC | 51-0504477 | — | PARTY-IN-INTEREST | $368K | — |
| NORTHEAST RETIREMENT SERVICES, INC. | 04-2686260 | — | PARTY-IN-INTEREST | $286K | — |
| NEUBERGER BERMAN | 02-0654486 | — | PARTY-IN-INTEREST | $258K | — |
| WILLIS TOWERS WATSON | 53-0181291 | — | PARTY-IN-INTEREST | $210K | — |
| EDELMAN FINANCIAL ENGINES, LLC | 94-3250323 | — | PARTY-IN-INTEREST | $164K | — |
| JELLYVISION LAB, INC. | — | CHICAGO, IL | PARTY-IN-INTEREST | $147K | — |
| PAUL HASTINGS | 95-2209675 | — | PARTY-IN-INTEREST | $127K | — |
| IVINS, PHILLIPS AND BARKER | — | WASHINGTON, DC | PARTY-IN-INTEREST | $61K | — |
| MORNINGSTAR | — | CHICAGO, IL | PARTY-IN-INTEREST | $24K | — |
| MERCER INVESTMENT CONSULTING INC. | 61-0736136 | — | PARTY-IN-INTEREST | $19K | — |
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | PARTY-IN-INTEREST | $12K | — |
| ANDERSEN TAX LLC | — | SAN FRANCISCO, CA | PARTY-IN-INTEREST | $6K | — |
Investments
25 direct securities · 10 pooled funds· $60.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$35.2B
24 holdings
Common Collective Trust
$15.3B
8 holdings
Mutual Funds
$9.0B
1 holding
103-12 Investment Entity
$500.7M
1 holding
Pooled Separate Account
$295.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD EMPLOYEE BENEFIT INDEX FND VANGUARD FIDUCIARY TRUST COMPANY · EIN 23-3080210 / PN 001 | Common Collective Trust | — | — | $9.3B | 15.5% | |
| Administered by Fidelity Expanded Choice Mutual Funds (refer to Exhibit A - investments) | Mutual Funds | — | — | $9.0B | 14.8% | |
| Managed by State Street Global Advisors Total Stock Market Index (refer to Exhibit P - investments) | — | — | — | $8.8B | 14.6% | |
| (n/a) Separately-Managed Funds (continued) Underlying assets managed by various Interest Income Fund (refer to Exhibit T - investment companies investments) | — | — | — | $6.8B | 11.3% | |
| (n/a) Separately-Managed Funds Managed by State Street Global Advisors Total International Stock Market Index (refer to Exhibit B - investments) | — | — | — | $5.4B | 8.9% | |
| Managed by State Street Global Advisors Small/Mid-Cap Stock Index (refer to Exhibit C - investments) | — | — | — | $4.1B | 6.7% | |
| VANGUARD RUSSELL 1000 GROWTH INDX T VANGUARD FIDUCIARY TRUST COMPANY · EIN 22-6932947 / PN 001 | Common Collective Trust | — | — | $3.1B | 5.1% | |
| Managed by Neuberger Berman Total Bond Market (refer to Exhibit E – investments) | — | — | — | $1.6B | 2.7% | |
| Managed by State Street Global Advisors Inflation Protected Bond (refer to Exhibit D – investments) | — | — | — | $1.3B | 2.1% | |
| (n/a) IBM Stock Fund International Business Machines Corporation - Managed by Independent * Fiduciary - State Street Global Advisors IBM Common Stock 5,769,852 shares | — | — | $5.8M | $1.3B | 2.1% | |
| Managed by Loomis, Sayles and Total Bond Market (Refer to Exhibit G - Company investments) | — | — | — | $1.1B | 1.8% | |
| VANGUARD RUSSELL 1000 VALUE INDX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 22-6932951 / PN 001 | Common Collective Trust | — | — | $1.1B | 1.8% | |
| Managed by State Street Global Advisors Real Estate Investment Trust (refer to Exhibit F - investments) | — | — | — | $824.4M | 1.4% | |
| VANGUARD RUSSELL 2000 GROWTH INDX T VANGUARD FIDUCIARY TRUST COMPANY · EIN 22-6932966 / PN 001 | Common Collective Trust | — | — | $663.6M | 1.1% | |
| Managed by Pacific Investment Total Bond Market (refer to Exhibit I - Management Company investments) | — | — | — | $596.6M | 1.0% | |
| VANGUARD RUSSELL 2000 VALUE INDX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 22-6932945 / PN 001 | Common Collective Trust | — | — | $570.1M | 0.9% | |
| BRIDGEWATER ALL WEATHER PORTFOLIO BRIDGEWATER ASSOCIATES, LP · EIN 35-2427182 / PN 001 | 103-12 Investment Entity | — | — | $500.7M | 0.8% | |
| Managed by RW Baird & Co Total Bond Market (Refer to Exhibit J – investments) | — | — | — | $487.8M | 0.8% | |
| Managed by Pacific Investment High Yield and Emerging Markets Bond Management Company (refer to Exhibit M - investments) | — | — | — | $440.8M | 0.7% | |
| Managed by Western Asset Management Total Bond Market (Refer to Exhibit H - Company investments) | — | — | — | $413.3M | 0.7% | |
| Managed by State Street Global Advisors European Stock Index (refer to Exhibit Q - investments) | — | — | — | $358.2M | 0.6% | |
| Managed by Loomis, Sayles and Long Term Credit (Refer to Exhibit L - Company investments) | — | — | — | $343.4M | 0.6% | |
| STATE STREET MSCI INDIA INDEX NON-L STATE STREET BANK AND TRUST COMPANY · EIN 04-3339578 / PN 001 | Common Collective Trust | — | — | $319.9M | 0.5% | |
| AQR GLOBAL RISK PARITY ENHANCED LIQ AQR CAPITAL MANAGEMENT · EIN 90-6194032 / PN 001 | Common Collective Trust | — | — | $300.4M | 0.5% | |
| PRIVEST PRUDENTIAL INSURANCE CO. · EIN 22-1211670 / PN 020 | Pooled Separate Account | — | — | $295.8M | 0.5% | |
| Managed by State Street Global Advisors International Real Estate Index (refer to Exhibit K – investments) | — | — | — | $276.1M | 0.5% | |
| Managed by State Street Global Advisors Pacific Stock Index (refer to Exhibit R - investments) | — | — | — | $268.1M | 0.4% | |
| Managed by Dodge & Cox Long Term Credit (refer to Exhibit S - investments) | — | — | — | $228.8M | 0.4% | |
| High Yield Debt (refer to exhibit N - Managed by JP Morgan investments) | — | — | — | $211.4M | 0.4% | |
| Managed by Prudential Emerging Markets Debt (refer to Exhibit O - investments) | — | — | — | $209.2M | 0.3% | |
| Terms: one to thirty years | — | — | — | $147.3M | 0.2% | |
| Interest-Bearing Cash Managed by State Street Global Advisors State Street Bank and Trust Company Government Short-Term Investment Fund | — | — | — | $13.7M | <0.1% | |
| STATE STREET TRL MSCI EMERGING MKTS STATE STREET BANK AND TRUST COMPANY · EIN 56-6670229 / PN 001 | Common Collective Trust | — | — | $13.0M | <0.1% | |
| Managed by State Street Global Advisors State Street Bank and Trust Company Government Short-Term Investment Fund | — | — | — | $2.1M | <0.1% | |
| Vanguard Emerging Markets Stock Index Vanguard Emerging Markets Stock Index Fund | — | — | — | $1.3M | <0.1% |