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Original filing (PDF)20251010150034NAL0004732579001
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
Form 5500
FILING_RECEIVED
MORGAN STANLEY 401(K) PLAN
401(k) retirement plan
Signals · 2
31% in single holding16 service providers
Active participants
54,084
Accounts w/ balance
77,339
Plan assets (EOY)
$22.2B
Net assets (EOY)
$22.0B
How this plan invests
This plan
29 pooled trusts
Schedule D
62 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
88
Participation health
100
Knocking points off
- Top holding "[DFE: EQUITY INDEX NON-LENDABLE FUND F (extraction pending)]" is 31% of plan.
- 8 bps in Schedule C fees — 53% above peer band of 5 bps.
- Highly fragmented vendor stack (16 disclosed providers, 5 categories).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MORGAN STANLEY DOMESTIC HOLDINGS, LLC.
Plan sponsor
Name
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
EIN
20-8764829
Address
750 SEVENTH AVENUE · NEW YORK, NY · 10019
Phone
(212) 762-2591
Industry
Finance & Insurancesee all
Plan administrator
Name
MORGAN STANLEY 401(K) PLAN
EIN
81-0663617
City
NEW YORK, NY
Phone
(212) 762-2792
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
DELOITTE & TOUCHE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
16 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | RECORDKEEPER | $81K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATE STREET GLOBAL ADVISRS TRST CO | 81-4017137 | — | INVESTMENT MANAGER | $1.6M | — |
| BLACKROCK INSTITUTIONAL TRUST CO | 94-3112180 | — | INVESTMENT MANAGER | $1.3M | — |
| SHENKMAN CAPITAL MANAGEMENT, INC. | — | NEW YORK, NY | INVESTMENT MANAGER | $599K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE NORTHERN TRUST COMPANY | 36-1561860 | — | TRUSTEE | $111K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DELOITTE & TOUCHE LLP | 13-3891517 | — | AUDITOR | $115K | — |
Other
10| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | 52-0556948 | — | NONE | $3.8M | — |
| WESTFIELD CAPITAL MANAGEMENT CO, LP | 80-0175963 | — | NONE | $1.7M | — |
| PACIFIC INVESTMENT MGMT CO LLC | 33-0629048 | — | NONE | $1.5M | — |
| ARTISAN PARTNERS | 30-0551775 | — | NONE | $1.4M | — |
| WESTWOOD MANAGEMENT CORPORATION | 13-3160186 | — | NONE | $1.2M | — |
| FRED ALGER MANAGEMENT LLC | 13-2510833 | — | NONE | $1.1M | — |
| FIDELITY INSTITUTIONAL ASSET MGMT | 20-1733361 | — | NONE | $914K | — |
| THOMPSON, SIEGEL & WALMSLEY LLC | 54-0854396 | — | NONE | $812K | — |
| PRINCIPAL GLOBAL INVESTORS, LLC | 42-1480096 | — | NONE | $564K | — |
| MERCER INVESTMENTS LLC | 36-2668272 | — | NONE | $246K | — |
Investments
43 direct securities · 29 pooled funds· $16.4B(74% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$13.4B
29 holdings
Uncategorized
$3.0B
43 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| EQUITY INDEX NL FUND BLACKROCK INSTITUTIONAL TRUST CO. N · EIN 26-4273359 / PN 001 | Common Collective Trust | — | — | $4.1B | 18.5% | |
| COMMINGLED PENSION TRUST FD LCG JPM JPMORGAN CHASE BANK, N.A. · EIN 45-4173185 / PN 001 | Common Collective Trust | — | — | $1.8B | 8.3% | |
| SSGA TARGET RETIREMENT 2035 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 197 | Common Collective Trust | — | — | $688.5M | 3.1% | |
| MID CAP EQUITY INDEX NL FUND F BLACKROCK INSTITUTIONAL TRUST CO. N · EIN 27-0739802 / PN 001 | Common Collective Trust | — | — | $652.3M | 2.9% | |
| SSGA TARGET RETIREMENT 2030 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 195 | Common Collective Trust | — | — | $550.7M | 2.5% | |
| SSGA TARGET RETIREMENT 2040 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 199 | Common Collective Trust | — | — | $547.1M | 2.5% | |
| RUSSELL 2000 INDEX NL FUND M BLACKROCK INSTITUTIONAL TRUST CO. N · EIN 26-4299570 / PN 001 | Common Collective Trust | — | — | $546.2M | 2.5% | |
| SSGA TARGET RETIREMENT 2045 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 201 | Common Collective Trust | — | — | $532.8M | 2.4% | |
| SSGA TARGET RETIREMENT 2050 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 203 | Common Collective Trust | — | — | $480.1M | 2.2% | |
| MSCI ACWI EX-US INDEX FUND BLACKROCK INSTITUTIONAL TRUST CO. N · EIN 27-2094921 / PN 001 | Common Collective Trust | — | — | $426.0M | 1.9% | |
| SSGA TARGET RETIREMENT 2025 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 193 | Common Collective Trust | — | — | $333.3M | 1.5% | |
| SSGA TARGET RETIREMENT 2055 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 321 | Common Collective Trust | — | — | $330.7M | 1.5% | |
| WILLIAM BLAIR EM GRWTH COLL INV FD GLOBAL TRUST COMPANY · EIN 27-6331814 / PN 003 | Common Collective Trust | — | — | $319.9M | 1.4% | |
| [DFE: PIMCO COLLECTIVE INVESTMENT TRUST (extraction pending)] | — | — | — | $298.6M | 1.3% | |
| COLLECTIVE INVT TOTAL RETURN COLLEC PIMCO · EIN 27-0834899 / PN 035 | Common Collective Trust | — | — | $298.6M | 1.3% | |
| TS&W INTERNATIONAL LC EQUITY TRUST GLOBAL TRUST COMPANY · EIN 26-6773274 / PN 003 | Common Collective Trust | — | — | $287.9M | 1.3% | |
| US DEBT INDEX NL FUND BLACKROCK INSTITUTIONAL TRUST CO. N · EIN 26-4086131 / PN 001 | Common Collective Trust | — | — | $252.2M | 1.1% | |
| BLK MSCI EAFE EQ INDEX NL FUND F | — | — | — | $226.9M | 1.0% | |
| S&P 500 R INDX NL SF CL A CMM3 | — | — | — | $215.6M | 1.0% | |
| GLOBAL ALL CAP EQUITY EX-US INDX NL | — | — | — | $203.1M | 0.9% | |
| SSGA TARGET RETIREMENT NL FUND A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 185 | Common Collective Trust | — | — | $196.2M | 0.9% | |
| SSGA TARGET RETIREMENT 2060 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 418 | Common Collective Trust | — | — | $189.5M | 0.9% | |
| GLOBAL ALL CAP EQUITY EX-US INDX NL | — | — | — | $179.5M | 0.8% | |
| [DFE: EMERGING MARKETS INDEX NON-LENDABLE FUND F (extraction pending)] | — | — | — | $177.2M | 0.8% | |
| BLACKROCK EMER MRKT INDEX NL FUND F BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 26-3832702 / PN 001 | Common Collective Trust | — | — | $177.2M | 0.8% | |
| S&P 500 R INDX NL SF CL A CMM3 | — | — | — | $171.1M | 0.8% | |
| S&P 500 R INDX NL SF CL A CMM3 | — | — | — | $150.5M | 0.7% | |
| GLOBAL ALL CAP EQUITY EX-US INDX NL | — | — | — | $129.1M | 0.6% | |
| MSCI ACWI ESG FOCUS INDEX BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 83-1496408 / PN 001 | Common Collective Trust | — | $75.1M | $118.3M | 0.5% | |
| SSGA TARGET RETIREMENT 2020 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 191 | Common Collective Trust | — | — | $110.2M | 0.5% | |
| U.S. BOND INDX NL SF CL A CMCZ1 | — | — | — | $109.3M | 0.5% | |
| NTGI COLLECTIVE SHORT TERM INV FUND NORTHERN TRUST · EIN 45-6138589 / PN 084 | Common Collective Trust | — | — | $108.9M | 0.5% | |
| EMERGING MARKETS INDEX NL FUND F | — | — | — | $108.2M | 0.5% | |
| U.S. BOND INDX NL SF CL A CMCZ1 | — | — | — | $106.8M | 0.5% | |
| SSGA TARGET RETIREMENT 2065 NL FD A STATE STREET BANK AND TRUST COMPANY · EIN 32-6528132 / PN 043 | Common Collective Trust | — | — | $104.5M | 0.5% | |
| US HIGH YIELD BOND INDEX BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 99-3813904 / PN 001 | Common Collective Trust | — | — | $81.1M | 0.4% | |
| GLOBAL ALL CAP EQUITY EX-US INDX NL | — | — | — | $72.4M | 0.3% | |
| RUSSELL SMALL/MID CAP R INDX NL SF | — | — | — | $71.7M | 0.3% | |
| U.S. LONG GOVT BOND INDX NL SF CL A | — | — | — | $69.3M | 0.3% | |
| S&P 500 R INDX NL SF CL A CMM3 | — | — | — | $67.8M | 0.3% | |
| NA INVT FDS E DEVELOPED REAL ESTATE BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 27-2659367 / PN 001 | Common Collective Trust | — | — | $65.2M | 0.3% | |
| RUSSELL SMALL/MID CAP R INDX NL SF | — | — | — | $59.0M | 0.3% | |
| WELLINGTON OPP EMERGING MARKTS DEBT WELLINGTON TRUST COMPANY NA · EIN 04-6913417 / PN 099 | Common Collective Trust | — | — | $58.4M | 0.3% | |
| 1-10 YEAR U.S. TIPS INDEX NL SF CL | — | — | — | $52.5M | 0.2% | |
| U.S. LONG GOVT BOND INDX NL SF CL A | — | — | — | $48.3M | 0.2% | |
| GLOBAL ALL CAP EQUITY EX-US INDX NL | — | — | — | $40.0M | 0.2% | |
| BLK MSCI EAFE SM CAP EQ IDX NL FD E | — | — | — | $37.6M | 0.2% | |
| S&P 500 R INDX NL SF CL A CMM3 | — | — | — | $37.4M | 0.2% | |
| RUSSELL SMALL/MID CAP R INDX NL SF | — | — | — | $36.0M | 0.2% | |
| US HIGH YIELD BOND INDX NL SF CL A | — | — | — | $34.2M | 0.2% | |
| US HIGH YIELD BOND INDX NL SF CL A | — | — | — | $32.3M | 0.1% | |
| RUSSELL SMALL/MID CAP R INDX NL SF | — | — | — | $30.2M | 0.1% | |
| BLK MSCI EQ IDX NL FD-CANADA | — | — | — | $30.2M | 0.1% | |
| SHORT TERM FLOATING NAV II PIMCO · EIN 33-0629048 / PN 776 | Common Collective Trust | — | — | $30.0M | 0.1% | |
| U.S. LONG GOVT BOND INDX NL SF CL A | — | — | — | $27.7M | 0.1% | |
| U.S. BOND INDX NL SF CL A CMCZ1 | — | — | — | $22.1M | <0.1% | |
| 1-10 YEAR U.S. TIPS INDEX NL SF CL | — | — | — | $19.9M | <0.1% | |
| U.S. LONG GOVT BOND INDX NL SF CL A | — | — | — | $19.1M | <0.1% | |
| EM-MKTS SM CAP EQ IDX NL FUND E | — | — | — | $18.7M | <0.1% | |
| RUSSELL SMALL/MID CAP R INDX NL S | — | — | — | $16.7M | <0.1% | |
| S&P 500 R INDX NL SF CL A CMM3 | — | — | — | $15.0M | <0.1% | |
| GLOBAL REAL EST SEC INDX NL SER FND | — | — | — | $13.8M | <0.1% | |
| GLOBAL ALL CAP EQUITY EX-US INDX NL | — | — | — | $11.1M | <0.1% | |
| U.S. LONG GOVT BOND INDX NL SF CL A | — | — | — | $10.5M | <0.1% | |
| U.S. BOND INDX NL SF CL A CMCZ1 | — | — | — | $9.6M | <0.1% | |
| US HIGH YIELD BOND INDX NL SF CL A | — | — | — | $7.7M | <0.1% | |
| GLOBAL REAL EST SEC INDX NL SER FND | — | — | — | $5.5M | <0.1% | |
| BLK MSCI CANADA SM CAP EQ IDX NL FD | — | — | — | $4.3M | <0.1% | |
| BLOOMBERG ROLL SELECT COMMODITY IND | — | — | — | $3.9M | <0.1% | |
| RUSSELL SMALL/MID CAP R INDX NL SF | — | — | — | $2.8M | <0.1% | |
| SSGA US HI YLD BOND INDX NL CLASS A STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 231 | Common Collective Trust | — | — | $0 | <0.1% | |
| STATE STREET GLOBAL REIT STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 238 | Common Collective Trust | — | — | $0 | <0.1% |