UBS AG's EIN is 98-0186363.
Download the official 2024 Form 5500 (PDF) for UBS AG from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)UBS AG's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS LLC | 36-2235791 | — | RECORDKEEPER | $65K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| SSGA S&P 500 INDEX NL SF CL K STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 388 | Common Collective Trust | — | $2.0B | $2.0B | 19.1% | |
| United States - USD &&&UBS FINANCIAL SERVICES SDA PARTICIPANT ASSET CUSIP : 000656371 | Other securities | — | $625.9M | $1.5B | 14.2% | |
| NT COLL GOVT. SHORT TERM INV FD NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 068 | Common Collective Trust | — | — | $532.7M | 5.2% | |
| NT COLLECTIVE GOVT SHORT TERM INVT FD CUSIP : 66586U445 | Common Collective Trusts | — | $528.5M | $528.5M | 5.2% | |
| VANGUARD TARGET RET 2030 VANGUARD · EIN 90-6083979 / PN 001 | Common Collective Trust | — | $308.9M | $467.0M | 4.6% | |
| VANGUARD TARGET RET 2040 VANGUARD · EIN 90-6083975 / PN 001 | Common Collective Trust | — | $275.5M | $437.7M | 4.3% | |
| VANGUARD TARGET RET 2035 VANGUARD · EIN 90-6083977 / PN 001 | Common Collective Trust | — | $232.1M | $339.3M | 3.3% | |
| UBS GROUP AG COMMON STOCK CUSIP : H42097107 | Common Stocks | — | $196.0M | $333.0M | 3.3% | |
| VANGUARD TARGET RET 2050 VANGUARD · EIN 90-6083969 / PN 001 | Common Collective Trust | — | $189.8M | $290.2M | 2.8% | |
| VANGUARD TARGET RET 2045 VANGUARD · EIN 90-6083973 / PN 001 | Common Collective Trust | — | $176.8M | $264.5M | 2.6% | |
| VANGUARD TARGET RET 2025 VANGUARD · EIN 90-6083981 / PN 001 | Common Collective Trust | — | $153.7M | $209.0M | 2.0% | |
| SSGA RUSSELL SMALL/MID CAP INDEX NL STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 167 | Common Collective Trust | — | $156.0M | $204.2M | 2.0% | |
| INVESCO STABLE VALUE RET FUND INVESCO TRUST COMPANY · EIN 27-3868124 / PN 001 | Common Collective Trust | — | $199.5M | $199.5M | 2.0% | |
| VANGUARD TARGET RET 2020 VANGUARD · EIN 90-6083983 / PN 001 | Common Collective Trust | — | $114.0M | $165.2M | 1.6% | |
| PRUDENTIAL CORE PLUS BOND FUND PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | $139.4M | $154.3M | 1.5% | |
| VANGUARD TARGET RET 2055 VANGUARD · EIN 27-6715074 / PN 001 | Common Collective Trust | — | $96.3M | $134.4M | 1.3% | |
| AMAZON COM INC COM SEDOL : 2000019 | Common Stocks | — | $54.7M | $123.0M | 1.2% | |
| SSGA GLOBAL ALL CAP EQUITY EX-U.S. STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 456 | Common Collective Trust | — | $99.0M | $122.9M | 1.2% | |
| VANGUARD TARGET RET 2060 VANGUARD · EIN 45-3799212 / PN 001 | Common Collective Trust | — | $89.0M | $120.6M | 1.2% | |
| MICROSOFT CORP COM SEDOL : 2588173 | Common Stocks | — | $47.2M | $119.2M | 1.2% | |
| OFIGTC EMERGING MARKETS EQUITY FUND OPPENHEIMER · EIN 13-3459790 / PN 000 | Common Collective Trust | — | $111.0M | $116.2M | 1.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value of Interest in Common/Collective Trusts United States - USD MFO STATE STR GLOBAL ADVISORS TR CO INV US BD INDEX NON LENDING SER FD CL M | Common Collective Trusts | — | $85.0M | $84.4M | 0.8% | |
| SSGA US BOND INDEX NL SERIES CL K STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 462 | Common Collective Trust | — | — | $84.4M | 0.8% | |
| MONDRIAN INTL VALUE EQUITY SEI TRUST COMPANY · EIN 47-5585528 / PN 086 | Common Collective Trust | — | $61.7M | $79.4M | 0.8% | |
| MIROVA GLOBAL SUS EQ. COLL INVST. GLOBAL TRUST COMPANY · EIN 86-6787221 / PN 001 | Common Collective Trust | — | $69.8M | $78.6M | 0.8% | |
| APPLE INC COM STK SEDOL : 2046251 | Common Stocks | — | $31.4M | $78.2M | 0.8% | |
| NVIDIA CORP COM SEDOL : 2379504 | Common Stocks | — | $20.9M | $77.4M | 0.8% | |
| META PLATFORMS INC COM USD0.000006 CL 'A' CUSIP : 30303M102 | Common Stocks | — | $28.2M | $75.0M | 0.7% | |
| VANGUARD TARGET RET INCOME VANGUARD · EIN 90-6083968 / PN 001 | Common Collective Trust | — | $62.3M | $73.1M | 0.7% | |
| ALPHABET INC CAPITAL STOCK USD0.001 CL A CUSIP : 02079K305 | Common Stocks | — | $31.4M | $66.9M | 0.7% | |
| VANGUARD TARGET RET 2065 VANGUARD · EIN 82-6204383 / PN 001 | Common Collective Trust | — | $51.5M | $65.6M | 0.6% | |
| Participant Loans United States - USD &&&PAINEWEBBER INC., SAVINGS INVESTMENT PLAN LOAN ASSET CUSIP : 999982127 | Common Stocks | — | $54.9M | $54.9M | 0.5% | |
| CONOCOPHILLIPS COM CUSIP : 20825C104 | Common Stocks | — | $48.2M | $45.1M | 0.4% | |
| UNITEDHEALTH GROUP INC COM SEDOL : 2917766 | Common Stocks | — | $27.1M | $39.7M | 0.4% | |
| VISA INC COM CL A STK CUSIP : 92826C839 | Common Stocks | — | $17.5M | $32.4M | 0.3% | |
| AON PLC SEDOL : BLP1HW5 | Common Stocks | — | $22.0M | $30.0M | 0.3% | |
| LOOMIS SAYLES GLOBAL BOND LOOMIS SAYLES · EIN 84-6391546 / PN 013 | Common Collective Trust | — | $28.8M | $28.9M | 0.3% | |
| NEWTON NSL DYNAMIC LARGE CAP FUND THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 358 | Common Collective Trust | — | $29.3M | $28.5M | 0.3% | |
| MASTERCARD INCORPORATED COM USD0.0001 CLASS A SEDOL : B121557 | Common Stocks | — | $20.3M | $28.5M | 0.3% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Corporate Stock - Common United States - USD WORKDAY INC CL A COM USD0.001 CUSIP : 98138H101 | Common Stocks | — | $23.7M | $25.7M | 0.3% | |
| INTUIT COM SEDOL : 2459020 | Common Stocks | — | $14.5M | $24.9M | 0.2% | |
| ALPHABET INC CAP STK USD0.001 CL C CUSIP : 02079K107 | Common Stocks | — | $10.9M | $24.5M | 0.2% | |
| FISERV INC COM SEDOL : 2342034 | Common Stocks | — | $12.5M | $24.3M | 0.2% | |
| SAP SE-SPONSORED ADR CUSIP : 803054204 | Common Stocks | — | $12.2M | $21.4M | 0.2% | |
| COMCAST CORP NEW-CL A CUSIP : 20030N101 | Common Stocks | — | $21.4M | $21.0M | 0.2% | |
| AERCAP HOLDINGS N.V. EUR0.01 CUSIP : N00985106 | Common Stocks | — | $12.6M | $20.7M | 0.2% | |
| Taiwan - USD ADR TAIWAN SEMICONDUCTOR MANUFACTURING ADS REP 5 TWD10 CUSIP : 874039100 | Common Stocks | — | $9.8M | $20.0M | 0.2% | |
| ADR PROSUS N.V. ADR NASPERS NEWCO-ADR CUSIP : 74365P108 | Common Stocks | — | $17.0M | $19.6M | 0.2% | |
| United Kingdom - USD ADR LONDON STK EXCHANGE GROUP ADR CUSIP : 54211N101 | Common Stocks | — | $17.2M | $18.4M | 0.2% | |
| INTUITIVE SURGICAL INC COM NEW STK SEDOL : 2871301 | Common Stocks | — | $6.8M | $17.4M | 0.2% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| EAGLE CAPITAL MANAGEMENT, LLC | 22-3361201 | — | NONE | $3.8M | — |
| WILLIAM BLAIR INVESTMENT MANAGEMENT | 47-2614791 | — | NONE | $813K | — |
| VICTORY CAPITAL MANAGEMENT | 13-2700161 | — | NONE | $792K | — |
| NEWTON INVESTMENT MANAGEMENT | 86-1751460 | — | NONE | $49K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT FINANCIAL SOLUTIONS LLC | 82-1061233 | — | BROKER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN LEWIS & BOCKIUS LLP | 23-0891050 | — | LEGAL | $34K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T ROWE PRICE ASSOCIATES, INC. | 52-0556948 | — | NONE | $2.0M | — |
| ARTISAN PARTNERS LTD PARTNERSHIP | 30-0551775 | — | NONE | $1.1M | — |
| INVESCO TRUST COMPANY | 46-3793325 | — | NONE | $1.1M | — |
| THE NORTHERN TRUST COMPANY | 36-1561860 | — | NONE | $373K | — |
| AON CONSULTING | 22-2232264 | — | NONE | $52K | — |
| PERSHING LLC | 13-2741729 | — | NONE | $0 | — |
