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Original filing (PDF)20240730181839NAL0021399121001
UNIVERSAL TECHNICAL INSTITUTE, INC.
Form 5500
FILING_RECEIVED
UNIVERSAL TECHNICAL INSTITUTE, INC. 401(K) PLAN
401(k) retirement plan
Active participants
3,502
Accounts w/ balance
3,711
Plan assets (EOY)
$159.0M
Net assets (EOY)
$159.0M
How this plan invests
This plan
2 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 19 bps in Schedule C fees — 88% above peer band of 10 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSAL TECHNICAL INSTITUTE, INC..
Plan sponsor
Name
UNIVERSAL TECHNICAL INSTITUTE, INC.
EIN
86-0891201
Address
4225 E WINDROSE DRIVE · SUITE 200 · PHOENIX, AZ · 85032
Phone
(623) 445-9500
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-07-30
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3J · U.S. plan covering Puerto Rico residents
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $205K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | 33-0818667 | — | INVESTMENT ADVISORY | $48K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $33K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS, LLP | 44-0160260 | — | ACCOUNTANT/AUDITOR | $13K | — |
Investments
2 pooled funds· $6.7M(4% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| GG TRP STABLE VAL S WILMINGTON TRUST, N.A · EIN 86-1182766 / PN 655 | Common Collective Trust | $6.7M | 4.2% |
| WA CORE PLUS BOND S1 WILMINGTON TRUST, N.A. · EIN 82-4391232 / PN 374 | Common Collective Trust | $0 | <0.1% |
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