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Original filing (PDF)20251010085504NAL0007834177001
FORDHAM UNIVERSITY
Form 5500
FILING_RECEIVED
FORDHAM UNIVERSITY RETIREMENT PLAN
403(b) retirement plan
Signals · 1
6 service providers
Active participants
3,617
Accounts w/ balance
5,973
Plan assets (EOY)
$1.7B
Net assets (EOY)
$1.7B
How this plan invests
This plan
10 pooled trusts
Schedule D
103 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FORDHAM UNIVERSITY.
Plan sponsor
Name
FORDHAM UNIVERSITY
EIN
13-1740451
Address
441 EAST FORDHAM ROAD - FMH 512 · BRONX, NY · 104585149
Phone
(718) 817-4950
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVEST INSTITUTIONAL OPS | 04-2647786 | — | RECORDKEEPER | $213K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | RALEIGH, NC | CONSULTANT | $147K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS MAZARS, LLP | 44-0160260 | NEW YORK, NY | ACCOUNTANT/ AUDITOR | $62K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NIXON PEABODY LLP | 16-0764720 | ROCHESTER, NY | ATTORNEY/ LEGAL | $23K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA - TEACHERS INSURANCE AND ANNUI | 13-1624203 | NEW YORK, NY | — | $470K | — |
| EMPOWER ANNUITY IN CO OF AMERICA | — | GREEN VILLAGE, CO | — | $2K | — |
Investments
93 direct securities · 10 pooled funds· $1.7B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.6B
93 holdings
Pooled Separate Account
$49.4M
10 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity Accounts (non-benefit-responsive) | — | — | — | $273.7M | 16.5% | |
| TIAA CREF Stock R2 | — | — | $211K | $192.0M | 11.6% | |
| Vanguard Inst Idx Inst Plus | — | — | $230K | $110.2M | 6.6% | |
| TIAA Traditional Annuity Accounts (benefit-responsive) | — | — | — | $65.8M | 4.0% | |
| Fidelity Fid Contrafund K6 | — | — | $2.1M | $65.1M | 3.9% | |
| TIAA CREF Growth R2 | — | — | $124K | $65.1M | 3.9% | |
| Vanguard Vang Inst Index Plus | — | — | $128K | $61.2M | 3.7% | |
| Vanguard Equity Income Adm | — | — | $507K | $44.7M | 2.7% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | $96K | $44.2M | 2.7% | |
| TIAA CREF Social Choice R2 | — | — | $107K | $39.4M | 2.4% | |
| Vanguard Ttl Intl Stk Idx Inst | — | — | $300K | $38.1M | 2.3% | |
| American Funds American Fd New Perspective R6 | — | — | $602K | $37.4M | 2.3% | |
| Vanguard Inst Tg Rtm 2040 Inst | — | — | $840K | $36.3M | 2.2% | |
| Vanguard Extended Mkt Idx Inst | — | — | $218K | $31.4M | 1.9% | |
| Vanguard Inst Tg Rtm 2035 Inst | — | — | $1.2M | $28.9M | 1.7% | |
| Vanguard Vang Target Ret 2040 | — | — | $658K | $28.5M | 1.7% | |
| TIAA CREF Equity Index R2 | — | — | $51K | $26.3M | 1.6% | |
| Vanguard Inst Tg Rtm 2030 Inst | — | — | $690K | $26.1M | 1.6% | |
| Vanguard Vang Target Ret 2025 | — | — | $1.1M | $20.3M | 1.2% | |
| Vanguard Inst Tg Rtm 2045 Inst | — | — | $669K | $19.8M | 1.2% | |
| Vanguard Vang Target Ret 2030 | — | — | $504K | $19.1M | 1.1% | |
| Vanguard Ttl Bd Mkt Idx Inst | — | — | $2.0M | $18.7M | 1.1% | |
| Vanguard Inst Tg Rtm 2025 Inst | — | — | $988K | $18.5M | 1.1% | |
| TIAA CREF Money Market R2 | — | — | $606K | $18.0M | 1.1% | |
| Vanguard Inst Tg Rtm 2050 Inst | — | — | $328K | $16.3M | 1.0% | |
| TIAA CREF Global Equities R2 | — | — | $46K | $16.0M | 1.0% | |
| MFS Mid Cap Value Class R6 | — | — | $488K | $15.5M | 0.9% | |
| Vanguard Vang Target Ret 2045 | — | — | $486K | $14.4M | 0.9% | |
| Vanguard Vang Target Ret 2035 | — | — | $586K | $14.1M | 0.8% | |
| Vanguard Vang Target Ret Inc. | — | — | $931K | $12.2M | 0.7% | |
| New York Life New York Life Guaranteed Interest Account | — | — | — | $12.2M | 0.7% | |
| Vanguard Real Estate Idx Inst | — | — | $594K | $11.6M | 0.7% | |
| Vanguard Vang Equity Inc Adm | — | — | $126K | $11.1M | 0.7% | |
| Vanguard Infl Protect Sec Inst | — | — | $1.2M | $11.0M | 0.7% | |
| Harbor Capital Appreciation Rt | — | — | $96K | $10.9M | 0.7% | |
| TIAA Stable Value (benefit-responsive) | — | — | — | $10.8M | 0.7% | |
| American Funds American EuroPac Growth R6 | — | — | $186K | $10.0M | 0.6% | |
| Vanguard Vang Ext Mkt Idx Ins | — | — | $69K | $10.0M | 0.6% | |
| Vanguard Vang Tot Inst Stk Is | — | — | $77K | $9.8M | 0.6% | |
| JPMorgan Total Return Class R6 | — | — | $1.0M | $8.7M | 0.5% | |
| Vanguard Inst Tg Rtm Inc Inst | — | — | $654K | $8.6M | 0.5% | |
| Vanguard Vang Target Ret 2050 | — | — | $160K | $7.9M | 0.5% | |
| American Funds AF New Perspect R6 | — | — | $120K | $7.5M | 0.5% | |
| American Funds American Funds New World R6 | — | — | $87K | $6.7M | 0.4% | |
| TIAA CREF Core Bond R2 | — | — | $49K | $6.6M | 0.4% | |
| Vanguard Vang Target Ret 2020 | — | — | $238K | $6.3M | 0.4% | |
| Vanguard Inst Tg Rtm 2055 Inst | — | — | $111K | $6.2M | 0.4% | |
| Allspring Spec SmallCap Val R6 | — | — | $145K | $5.8M | 0.4% | |
| Vanguard Vang Tot Bd Mkt Inst | — | — | $609K | $5.8M | 0.3% | |
| Vanguard Inst Tg Rtm 2020 Inst | — | — | $207K | $5.5M | 0.3% | |
| Vanguard Vang Infl Prot Inst | — | — | $595K | $5.5M | 0.3% | |
| JPMorgan JPM Total Return R6 | — | — | $616K | $5.3M | 0.3% | |
| Principal Small Cap Grwth I R6 | — | — | $350K | $5.2M | 0.3% | |
| AS Spl Sm Cap Val R6 | — | — | $118K | $4.7M | 0.3% | |
| Vanguard Vang Target Ret 2055 | — | — | $85K | $4.7M | 0.3% | |
| TIAA CREF Inflation-Linked Bond R2 | — | — | $46K | $3.9M | 0.2% | |
| Vanguard Ttl Intl Bnd Idx Inst | — | — | $132K | $3.9M | 0.2% | |
| BlackRock Mid Cap Growth Eq K | — | — | $85K | $3.7M | 0.2% | |
| TIAA Notes receivable from participants, maturing in 2033, at interest rates ranging from 4.25% to 9.50% | — | — | — | $3.2M | 0.2% | |
| Vanguard FTSE SOC IDX IS | — | — | $77K | $3.1M | 0.2% | |
| Vanguard FTSE Social Index Adm | — | — | $74K | $3.0M | 0.2% | |
| American Funds AF New World R6 | — | — | $34K | $2.6M | 0.2% | |
| PIF Smcp Grth I R6 | — | — | $167K | $2.5M | 0.2% | |
| Vanguard Van Real Est Idx Is | — | — | $111K | $2.2M | 0.1% | |
| Vanguard Vang Target Ret 2060 | — | — | $40K | $2.0M | 0.1% | |
| MEDLEY PRUDENTIAL CAPITAL GROWTH AC THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 005 | Pooled Separate Account | — | — | $1.7M | 0.1% | |
| BLKRK Md Cp Gr Eq K | — | — | $35K | $1.5M | <0.1% | |
| Vanguard Inst Tg Rtm 2060 Inst | — | — | $28K | $1.5M | <0.1% | |
| MEDLEY PSF STOCK INDEX PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 070 | Pooled Separate Account | — | $36K | $1.2M | <0.1% | |
| Empower Guaranteed Interest Account - 5013 | — | — | — | $1.2M | <0.1% | |
| Vanguard Vg Tl Intl Bd Idx Is | — | — | $35K | $1.0M | <0.1% | |
| Fidelity Notes receivable from participants, maturing on various dates through 2033, at interest rates ranging from 4.25% to 9.50% | — | — | — | $1.0M | <0.1% | |
| MFS Mid Cap Value R6 | — | — | $24K | $773K | <0.1% | |
| Empower Pgim Jennison Gro A | — | — | $11K | $648K | <0.1% | |
| MEDLEY PSF PGIM JENNISON BLEND PORT THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 069 | Pooled Separate Account | — | $23K | $607K | <0.1% | |
| Vanguard Inst Tg Rtm 2065 Inst | — | — | $16K | $529K | <0.1% | |
| MEDLEY PSF PGIM 50/50 BALANCED PORT THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 087 | Pooled Separate Account | — | $48K | $496K | <0.1% | |
| American Funds AF Europac Growth R6 | — | — | $9K | $462K | <0.1% | |
| Empower Templeton Foreign Fund A | — | — | $55K | $457K | <0.1% | |
| Vanguard Vang Target Ret 2065 | — | — | $13K | $426K | <0.1% | |
| MEDLEY PSF GLOBAL PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 071 | Pooled Separate Account | — | $43K | $420K | <0.1% | |
| MEDLEY PSF PGIM FLEXIBLE MANAGED PO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 086 | Pooled Separate Account | — | $25K | $339K | <0.1% | |
| Empower Invesco Growth & Inc A | — | — | $15K | $324K | <0.1% | |
| Empower Pgim Government Income A | — | — | $37K | $286K | <0.1% | |
| Empower Pgim Jenn Mid Growth A | — | — | $15K | $218K | <0.1% | |
| MEDLEY PSF PGIM GOVT MMKT PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 025 | Pooled Separate Account | — | $62K | $217K | <0.1% | |
| MEDLEY PSF PGIM TOTAL RET BOND PORT THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 083 | Pooled Separate Account | — | $27K | $176K | <0.1% | |
| Empower Pgim Jennison Foc Val- A | — | — | $7K | $145K | <0.1% | |
| MEDLEY PSF PGIM GOVT INCOME PORTFOL THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 084 | Pooled Separate Account | — | $32K | $110K | <0.1% | |
| Empower Pgim Jennison Gro A 644 | — | — | — | $38K | <0.1% | |
| Vanguard Vang Target Ret 2070 | — | — | $1K | $32K | <0.1% | |
| Empower Pgim Government Income A | — | — | $3K | $22K | <0.1% | |
| Empower Invesco Growth & Inc. A 898 | — | — | — | $19K | <0.1% | |
| Empower Pgim Government Income A | — | — | $2K | $12K | <0.1% | |
| Empower Invesco Growth & Inc A 513 | — | — | — | $11K | <0.1% | |
| Empower Guaranteed Interest Account - 2421 | — | — | — | $7K | <0.1% | |
| Empower Pgim Jenn Mid Growth A 407 | — | — | — | $6K | <0.1% | |
| Empower Pgim Jennison Gro A 61 | — | — | — | $4K | <0.1% | |
| Empower Templeton Foreign Fund A 442 | — | — | — | $3K | <0.1% | |
| Empower Templeton Foreign Fund A 320 | — | — | — | $2K | <0.1% | |
| Vanguard Inst Tg Rtm 2070 Inst 91 | — | — | — | $2K | <0.1% | |
| Empower Pgim Jennison Foc Val - A 58 | — | — | — | $1K | <0.1% | |
| Empower Pgim Jenn Mid Growth A 76 | — | — | — | $1K | <0.1% |