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Original filing (PDF)20251013163441NAL0003582370001
THE ROCKEFELLER UNIVERSITY
Form 5500
FILING_RECEIVED
THE ROCKEFELLER UNIVERSITY RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,313
Accounts w/ balance
4,216
Plan assets (EOY)
$839.4M
Net assets (EOY)
$839.4M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE ROCKEFELLER UNIVERSITY.
Plan sponsor
Name
THE ROCKEFELLER UNIVERSITY
EIN
13-1624158
Address
1230 YORK AVENUE · NEW YORK, NY · 10065
Phone
(212) 327-8300
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2L · 403(b)(1) annuity
Audit & trust (Schedule H)
Auditor
KPMG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA - TEACHERS INSURANCE AND ANNUI | 13-1624203 | NEW YORK, NY | — | $93K | — |
Investments
34 direct securities · 1 pooled fund· $839.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$807.4M
34 holdings
Pooled Separate Account
$32.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| College Retirement Equities Fund CREF Stock R2 | — | — | $171K | $156.0M | 18.6% | |
| TIAA-CREF TIAA Traditional Annuity Accounts – Non-Benefit Responsive | — | — | — | $143.5M | 17.1% | |
| TIAA-CREF TIAA Traditional Annuity Accounts – Benefit Responsive | — | — | — | $88.7M | 10.6% | |
| College Retirement Equities Fund CREF Growth R2 | — | — | $123K | $64.5M | 7.7% | |
| Vanguard Inst Idx Inst | — | — | $102K | $48.9M | 5.8% | |
| Vanguard Ttl Intl Stk Idx Inst | — | — | $335K | $42.4M | 5.1% | |
| College Retirement Equities Fund CREF Global Equities R2 | — | — | $108K | $37.5M | 4.5% | |
| College Retirement Equities Fund CREF Equity Index R2 | — | — | $67K | $34.3M | 4.1% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $32.0M | 3.8% | |
| Vanguard Ttl Stk Mkt Idx Inst | — | — | $177K | $25.0M | 3.0% | |
| Vanguard Extended Mkt Idx Inst | — | — | $164K | $23.6M | 2.8% | |
| Nuveen Large Cap Vlaue R6 | — | — | $965K | $21.3M | 2.5% | |
| College Retirement Equities Fund CREF Social Choice R2 | — | — | $43K | $15.7M | 1.9% | |
| Vanguard Ttl Bd Mkt Idx Adm | — | — | $1.5M | $14.1M | 1.7% | |
| College Retirement Equities Fund CREF Core Bond R2 | — | — | $78K | $10.5M | 1.2% | |
| College Retirement Equities Fund CREF Inflation-Linked Bond R2 | — | — | $112K | $9.4M | 1.1% | |
| Nuveen Quant Small Cp Eq R6 | — | — | $500K | $9.2M | 1.1% | |
| Vanguard Ttl Wrld Stk Idx Inst | — | — | $31K | $7.3M | 0.9% | |
| Touchstone Mid Cap R6 | — | — | $121K | $6.7M | 0.8% | |
| College Retirement Equities Fund CREF Inflation-Linked Bond R4 | — | — | $77K | $6.5M | 0.8% | |
| JPMorgan US Research Enh Eq R6 | — | — | $141K | $6.1M | 0.7% | |
| College Retirement Equities Fund CREF Money Market R2 | — | — | $195K | $5.8M | 0.7% | |
| TIAA-CREF TIAA Traditional Annuity Accounts – Stable Value – Benefit Responsive | — | — | — | $5.3M | 0.6% | |
| Nuveen Int'l Equity R6 | — | — | $356K | $4.7M | 0.6% | |
| Nuveen Emerg Mkts Eq Idx R6 | — | — | $416K | $4.5M | 0.5% | |
| College Retirement Equities Fund CREF Growth R4 | — | — | $6K | $3.0M | 0.4% | |
| College Retirement Equities Fund CREF Global Equities R4 | — | — | $7K | $2.5M | 0.3% | |
| College Retirement Equities Fund CREF Equity Index R4 | — | — | $5K | $2.5M | 0.3% | |
| College Retirement Equities Fund CREF Money Market R4 | — | — | $74K | $2.2M | 0.3% | |
| Vanguard Ttl Intl Bnd Idx Adm | — | — | $106K | $2.1M | 0.2% | |
| College Retirement Equities Fund CREF Stock R4 | — | — | $1K | $1.3M | 0.2% | |
| TIAA-CREF Participant loan fund – interest rates ranging from 4.25% to 9.50% | — | — | — | $1.2M | 0.1% | |
| College Retirement Equities Fund CREF Core Bond R4 | — | — | $4K | $526K | <0.1% | |
| College Retirement Equities Fund CREF Social Choice R4 | — | — | $1K | $470K | <0.1% | |
| TIAA-CREF TIAA Traditional Annuity Accounts – Loan Default Fund – Benefit Responsive | — | — | — | $242K | <0.1% |