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Original filing (PDF)20250829153721NAL0011428353001
GORMAN & COMPANY, LLC
Form 5500
FILING_RECEIVED
GORMAN 401(K) PLAN
401(k) retirement plan
Active participants
602
Accounts w/ balance
686
Plan assets (EOY)
$35.8M
Net assets (EOY)
$35.8M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GORMAN & COMPANY, LLC.
Plan sponsor
Name
GORMAN & COMPANY, LLC
EIN
82-3739186
Address
200 NORTH MAIN STREET · OREGON, WI · 53575
Phone
(608) 835-3900
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WEGNER CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $74K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $7K | — |
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $6K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $13K | — |
Investments
34 direct securities · 1 pooled fund· $35.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$34.9M
33 holdings
Mutual Funds
$835K
1 holding
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $5.0M | 14.1% | |
| Vanguard Balanced Index | — | — | — | $2.5M | 7.0% | |
| NUVEEN LIFECYCLE INDEX 2045 R6 | — | — | — | $2.3M | 6.4% | |
| NUVEEN LIFECYCLE INDEX 2040 R6 | — | — | — | $2.3M | 6.4% | |
| NUVEEN LIFECYCLE INDEX 2035 R6 | — | — | — | $2.1M | 5.9% | |
| Vanguard Windsor II Fund | — | — | — | $2.0M | 5.6% | |
| NUVEEN LIFECYCLE INDEX 2050 R6 | — | — | — | $2.0M | 5.6% | |
| Fully Benefit Responsive Investment Contract at Contract Value * Empower Select Guaranteed Fund | — | — | — | $1.9M | 5.4% | |
| T.Rowe Price Mid Cap Growth I | — | — | — | $1.8M | 4.9% | |
| NUVEEN LIFECYCLE INDEX 2055 R6 | — | — | — | $1.1M | 3.2% | |
| Harbor Capital Appreciation | — | — | — | $1.1M | 3.0% | |
| NUVEEN LIFECYCLE INDEX 2030 R6 | — | — | — | $1.0M | 2.8% | |
| NUVEEN LIFECYCLE INDEX 2025 R6 | — | — | — | $885K | 2.5% | |
| Fidelity Mid Cap Index | — | — | — | $844K | 2.4% | |
| American Funds Europacific | Mutual Funds | — | — | $835K | 2.3% | |
| NUVEEN LIFECYCLE INDEX 2060 R6 | — | — | — | $819K | 2.3% | |
| MFS Value R6 | — | — | — | $808K | 2.3% | |
| Dodge & Cox International Stock X | — | — | — | $742K | 2.1% | |
| Fidelity Small Cap Index | — | — | — | $690K | 1.9% | |
| Victory Sycamore Established Value | — | — | — | $683K | 1.9% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $611K | 1.7% | |
| Baird Aggregate Bond | — | — | — | $482K | 1.3% | |
| participants to 9.50%, maturities through 2034 - | — | — | — | $418K | 1.2% | |
| NUVEEN LIFECYCLE INDEX 2020 R6 | — | — | — | $410K | 1.1% | |
| Self Directed Brokerage Account | — | — | — | $389K | 1.1% | |
| Franklin Small Cap Value R6 | — | — | — | $373K | 1.0% | |
| Fidelity Advisor Total Bond Z | — | — | — | $328K | 0.9% | |
| Vanguard Small Cap Growth Index | — | — | — | $323K | 0.9% | |
| NUVEEN LIFECYCLE INDEX 2065 R6 | — | — | — | $272K | 0.8% | |
| American Funds New World | — | — | — | $186K | 0.5% | |
| NUVEEN LIFECYCLE INDEX RETIREMENT | — | — | — | $171K | 0.5% | |
| Cohen & Steer Realty Shares L | — | — | — | $155K | 0.4% | |
| Pimco Real Return Intl | — | — | — | $110K | 0.3% | |
| Pimco Income Instl | — | — | — | $46K | 0.1% | |
| COHEN & STEERS U S REALTY FUND CLAS COHEN & STEERS REALTY SHARES · EIN 47-1211722 / PN 003 | Common Collective Trust | — | — | $0 | <0.1% |