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Original filing (PDF)20251015112126NAL0009307266001
3M COMPANY
Form 5500
FILING_RECEIVED
3M VOLUNTARY INVESTMENT PLAN AND EMPLOYEE STOCK OWNERSHIP PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed14 service providers
Active participants
21,780
Accounts w/ balance
40,357
Plan assets (EOY)
$10.6B
Net assets (EOY)
$10.6B
How this plan invests
This plan
2 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for 3M COMPANY.
Plan sponsor
Name
3M COMPANY
EIN
41-0417775
Address
3M CENTER · 223-6N-02 · ST. PAUL, MN · 551441000
Phone
(651) 733-1005
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
333
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2P · Leveraged ESOP
2R · Participant-directed brokerage (SDBA)
3H · Sponsor in controlled / affiliated group
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
14 rowsOther
14| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST CO. | 94-3112180 | — | NONE | $2.4M | — |
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | — | NONE | $510K | — |
| NEPC, LLC | 26-1429809 | — | NONE | $295K | — |
| 3M COMPANY | 41-0417775 | — | PLAN SPONSOR | $258K | — |
| NEWPORT TRUST COMPANY | 27-4411131 | — | NONE | $223K | — |
| CLIFTONLARSONALLEN | 41-0746749 | — | NONE | $152K | — |
| PLANTE MORAN | 38-1357951 | — | NONE | $138K | — |
| AON CONSULTING INC. | 36-2235791 | CHICAGO, IL | NONE | $74K | — |
| STATE STREET BANK AND TRUST | 04-1867445 | — | NONE | $67K | — |
| SEYFARTH SHAW LLP | 36-2152202 | — | NONE | $46K | — |
| HR ADVANTAGE INC | — | MINNEAPOLIS, MN | NONE | $20K | — |
| BACKSTOP SOLUTIONS GROUP, LLC | 20-0199997 | — | NONE | $11K | — |
| DELOITTE CONSULTING LLP | 06-1454513 | — | NONE | $5K | — |
| WELLINGTON TRUST CO, NA | 04-2755549 | — | NONE | $0 | — |
Investments
22 direct securities · 2 pooled funds· $19.7B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$9.8B
1 holding
Uncategorized
$9.8B
22 holdings
Common Collective Trust
$3.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 3M VOLUNTARY INVESTMENT PLAN AND EM 3M COMPANY · EIN 04-3205742 / PN 003 | Master Trust | — | — | $9.8B | 93.0% | |
| STATE STREET S&P 500(R) INDEX | — | — | — | $2.3B | 22.0% | |
| Equity Index Fund E | — | — | — | $1.6B | 15.1% | |
| BLK MSCI ACWI Ex-US IMI Idx Fund E | — | — | — | $1.0B | 9.8% | |
| 3M STOCK | — | — | — | $828.2M | 7.8% | |
| STATE STREET U.S. EXTENDED MARKET I | — | — | — | $714.4M | 6.7% | |
| CoreAlpha Bond Fund E | — | — | — | $665.0M | 6.3% | |
| BLK TOTAL RETURN BOND FUND F | — | — | — | $443.4M | 4.2% | |
| STATE STREET GLOBAL ALL CAP EQUITY | — | — | — | $414.4M | 3.9% | |
| STATE STREET CASH SERIES USG FUND CLG | — | — | — | $398.6M | 3.8% | |
| Extended Equity Market Fund E | — | — | — | $294.6M | 2.8% | |
| WELLINGTON CR BND SER 5 MTU | — | — | — | $268.0M | 2.5% | |
| US TIPS Fund E | — | — | — | $165.3M | 1.6% | |
| Developed Real Estate Index Fund E | — | — | — | $141.6M | 1.3% | |
| STATE STREET U.S. LONG GOVERNMENT | — | — | — | $139.6M | 1.3% | |
| 3M STOCK PAYSOP | — | — | — | $99.8M | 0.9% | |
| PIMCO COLLECTIVE INVESTMENT TRUST | — | — | — | $67.8M | 0.6% | |
| INTERMEDIATE GOVT BOND INDEX FUND | — | — | — | $67.4M | 0.6% | |
| Long Term Gov Bd Index Fd | — | — | — | $65.0M | 0.6% | |
| LONG TERM CREDIT BOND INDEX FUND | — | — | — | $55.3M | 0.5% | |
| COMMODITY INDEX DAILY FUND E | — | — | — | $42.6M | 0.4% | |
| COLLECTIVE TRUST GOVT SHORT TERM IN | — | — | — | $4.5M | <0.1% | |
| COLLECTIVE TRUST GOVT SHORT TERM IN THE BANK OF NY MELLON · EIN 81-6243181 / PN 001 | Common Collective Trust | — | — | $3.3M | <0.1% | |
| SHORT-TERM INVESTMENT FUND | — | — | — | $446K | <0.1% |