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Original filing (PDF)20251007064524NAL0010856370001
ADVOCATE AURORA HEALTH, INC
Form 5500
FILING_RECEIVED
ADVOCATE AURORA HEALTH 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed18 service providers
Active participants
83,445
Accounts w/ balance
100,747
Plan assets (EOY)
$10.5B
Net assets (EOY)
$10.5B
How this plan invests
This plan
32 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 7 bps in Schedule C fees — modestly above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADVOCATE AURORA HEALTH, INC.
Plan sponsor
Name
ADVOCATE AURORA HEALTH, INC
EIN
82-4184596
Address
750 W. VIRGINA ST · MILWAUKEE, WI · 53204
Phone
(630) 572-9393
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
2H · Partial participant-directed accounts
Audit & trust (Schedule H)
Auditor
CLIFTON LARSON ALLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
18 rowsOther
18| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | NONE | $3.6M | — |
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $2.8M | — |
| MARSH & MCLENNAN COMPANIES INC | 36-2668272 | — | NONE | $190K | — |
| ANNEX ADVISORY SERVICES LLC | 68-0524298 | — | NONE | $45K | — |
| WFA ASSET MANAGEMENT CORP | 39-1659836 | — | NONE | $41K | — |
| LARSON FINANCIAL GROUP LLC | 20-4773945 | — | NONE | $37K | — |
| SHAKESPEARE WEALTH MANAGEMENT | 39-1944977 | — | NONE | $27K | — |
| CLIFTON LARSON ALLEN LLP | 41-0746749 | — | NONE | $24K | — |
| ABOUND WEALTH MANAGEMENT LLC | 81-4120898 | — | NONE | $21K | — |
| QDRO CONSULTANTS COMPANY, LLC | 34-1820650 | — | NONE | $18K | — |
| CHARLES SCHWAB & C0., INC. | 94-1737782 | — | NONE | $18K | — |
| WEALTH ENHANCEMENT ADVISORY SE | 41-2016508 | — | NONE | $16K | — |
| WISNIEWSKI WEALTH MANAGEMENT | 26-4491863 | — | NONE | $15K | — |
| CREATIVE PLANNING LLC | 43-1270780 | — | NONE | $15K | — |
| MISSION WEALTH MANAGEMENT LP | 82-3762916 | — | NONE | $9K | — |
| FORUM FINANCIAL MANAGEMENT LP | 36-3649535 | — | NONE | $7K | — |
| FAEGRE DRINKER BIDDLE & REATH LLP | 41-0244008 | — | NONE | $7K | — |
| ENVESTNET ASSET MANAGEMENT INC | 36-4319587 | — | NONE | $7K | — |
Investments
7 direct securities · 32 pooled funds· $10.3B(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$8.8B
32 holdings
Uncategorized
$1.5B
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX T VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6316167 / PN 001 | Common Collective Trust | — | — | $1.9B | 18.2% | |
| VANGUARD TARGET RETIRE 2050 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 99-6197455 / PN 001 | Common Collective Trust | — | — | $621.4M | 5.9% | |
| VANGUARD TARGET RETIRE 2030 A VANGUARD FIDUCIARY TRSUT COMPANY · EIN 99-6180036 / PN 001 | Common Collective Trust | — | — | $617.9M | 5.9% | |
| VANGUARD TARGET RETIRE 2045 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6574391 / PN 001 | Common Collective Trust | — | — | $600.8M | 5.7% | |
| WILLIAM BLAIR SMALL-MID CAP CORE S GLOBAL TRUST COMPANY · EIN 27-6331814 / PN 016 | Common Collective Trust | — | — | $599.5M | 5.7% | |
| VANGUARD TARGET RETIRE 2035 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 99-6185022 / PN 001 | Common Collective Trust | — | — | $575.1M | 5.5% | |
| VANGUARD TARGET RETIRE 2040 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 99-6187090 / PN 001 | Common Collective Trust | — | — | $552.6M | 5.3% | |
| Empower Trust Company, LLC Dodge & Cox Stock X | — | — | — | $519.5M | 5.0% | |
| VANGUARD TARGET RETIRE 2025 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 99-6175112 / PN 001 | Common Collective Trust | — | — | $488.8M | 4.7% | |
| VANGUARD RETIREMENT SAVINGS TRUST I VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-5455475 / PN 023 | Common Collective Trust | — | — | $445.1M | 4.2% | |
| T. ROWE PRICE LARGE CAP GROWTH TRUS T. ROWE PRICE TRUST COMPANY · EIN 32-6528532 / PN 001 | Common Collective Trust | — | — | $438.2M | 4.2% | |
| VANGUARD TARGET RETIRE 2055 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6587002 / PN 001 | Common Collective Trust | — | — | $415.5M | 4.0% | |
| Empower Trust Company, LLC Baird Core Plus Bond Inst | — | — | — | $413.2M | 3.9% | |
| Empower Trust Company, LLC Dodge & Cox International Stock X | — | — | — | $371.7M | 3.5% | |
| VANGUARD TOTAL INTL STOCK INDEX TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6317280 / PN 001 | Common Collective Trust | — | — | $359.4M | 3.4% | |
| VANGUARD TOTAL BOND MARKET INDEX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6321044 / PN 001 | Common Collective Trust | — | — | $296.4M | 2.8% | |
| VANGUARD TARGET RETIRE 2060 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 99-6206555 / PN 001 | Common Collective Trust | — | — | $236.8M | 2.3% | |
| VANGUARD TARGET RETIRE 2020 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 99-6165611 / PN 001 | Common Collective Trust | — | — | $178.9M | 1.7% | |
| PARNASSUS SUSTAINABLE CORE EQUITY C SEI TRUST COMPANY · EIN 85-3199856 / PN 144 | Common Collective Trust | — | — | $164.1M | 1.6% | |
| Empower Trust Company, LLC Schwab SDB | — | — | — | $110.5M | 1.1% | |
| PRINCIPAL DIVERSIFIED REAL ASSET TI PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 46-0743367 / PN 001 | Common Collective Trust | — | — | $105.2M | 1.0% | |
| VANGUARD TARGET RETIRE INCOME TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 99-6156630 / PN 001 | Common Collective Trust | — | — | $105.1M | 1.0% | |
| Notes receivables from participants Interest rates range from 3.25% to 8.75% at various maturities | — | — | — | $93.7M | 0.9% | |
| VANGUARD TARGET RETIRE 2065 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6590672 / PN 001 | Common Collective Trust | — | — | $76.2M | 0.7% | |
| Forfeiture Holding Account * Empower Trust Company, LLC Vanguard Federal Money Market Investment | — | — | — | $12.0M | 0.1% | |
| Empower Trust Company, LLC Schwab SDB Roth | — | — | — | $11.0M | 0.1% | |
| VANGUARD TARGET RETIRE 2070 TRUST A VANGUARD FIDUCIARY TRUST COMPANY · EIN 99-6216430 / PN 001 | Common Collective Trust | — | — | $8.4M | <0.1% | |
| VANGUARD TARGET RETIRE 2035 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941311 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2040 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941351 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2045 S VANGUARD FIDUCIARY TRSUT COMPANY · EIN 47-6944355 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2050 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6944390 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2055 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948719 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2060 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948754 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE INC TRUST SE VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6930815 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2070 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6098744 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2030 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938065 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2025 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938034 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2020 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6935530 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET RETIRE 2065 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6200492 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |