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Original filing (PDF)20250717090658NAL0000026945001
REGIONS FINANCIAL CORPORATION
Form 5500
FILING_RECEIVED
REGIONS FINANCIAL CORPORATION 401(K) PLAN
401(k) retirement plan
Active participants
20,137
Accounts w/ balance
28,825
Plan assets (EOY)
$3.2B
Net assets (EOY)
$3.2B
How this plan invests
This plan
21 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for REGIONS FINANCIAL CORPORATION.
Plan sponsor
Name
REGIONS FINANCIAL CORPORATION
EIN
63-0589368
Address
250 RIVERCHASE PKWY E, 5TH FLOOR · HOOVER, AL · 35244
Phone
(877) 562-8383
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
012
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $1.5M | — |
Investments
16 direct securities · 21 pooled funds· $3.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.9B
21 holdings
Uncategorized
$1.4B
16 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. ROWE PRICE LARGE CAP GROWTH TR-D T. ROWE PRICE · EIN 32-6528532 / PN 000 | Common Collective Trust | — | — | $357.1M | 11.2% | |
| Institutional Index Fund | — | — | — | $347.0M | 10.9% | |
| Regions Financial Corporation Stock Fund | — | — | — | $320.0M | 10.0% | |
| MORLEY STABLE VALUE CIT MORLEY FINANCIAL SERVICES INC · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $253.7M | 7.9% | |
| Windsor II Fund | — | — | — | $168.0M | 5.3% | |
| PIONEER U.S. BALANCED TRUST CIT SEI INVESTMENTS · EIN 46-2555386 / PN 000 | Common Collective Trust | — | — | $135.4M | 4.2% | |
| T. ROWE PRICE RETIREMENT 2035 TR-B T. ROWE PRICE · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $134.8M | 4.2% | |
| T. ROWE PRICE RETIREMENT 2045 TR-B T. ROWE PRICE · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $134.5M | 4.2% | |
| PIONEER LG CAP CORE EQTY TRUST CIT SEI INVESTMENTS · EIN 26-1521172 / PN 000 | Common Collective Trust | — | — | $132.4M | 4.1% | |
| T. ROWE PRICE RETIREMENT 2040 TR-B T. ROWE PRICE · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $132.4M | 4.1% | |
| International Stock Fund | — | — | — | $125.0M | 3.9% | |
| T. ROWE PRICE RETIREMENT 2050 TR-B T. ROWE PRICE · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $111.6M | 3.5% | |
| T. ROWE PRICE RETIREMENT 2030 TR-B T. ROWE PRICE · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $109.3M | 3.4% | |
| Atlanta Capital SMID-Cap Fund | — | — | — | $109.0M | 3.4% | |
| BNYM MLLN NSL US SMLLMDCP GW EQ CIT BNY MELLON FUNDS WITH DIV LAG 1/1 · EIN 25-6078093 / PN 000 | Common Collective Trust | — | — | $102.3M | 3.2% | |
| EB US Small-Mid Cap Growth Equity Fund | — | — | — | $102.0M | 3.2% | |
| VICTORY INTEGRITY SML MD CP VAL CIT GLOBAL TRUST COMPANY · EIN 80-6249702 / PN 007 | Common Collective Trust | — | — | $89.0M | 2.8% | |
| Income Fund | — | — | — | $86.0M | 2.7% | |
| T. ROWE PRICE RETIREMENT 2055 TR-B T. ROWE PRICE · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $83.0M | 2.6% | |
| T. ROWE PRICE RETIREMENT 2025 TR-B T. ROWE PRICE · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $71.7M | 2.2% | |
| T. ROWE PRICE RETIREMENT 2060 TR-B T. ROWE PRICE · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $49.1M | 1.5% | |
| Pioneer Bond Fund | — | — | — | $48.0M | 1.5% | |
| Loans to participants | — | — | — | $29.0M | 0.9% | |
| T. ROWE PRICE RETIREMENT 2020 TR-B T. ROWE PRICE · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $24.1M | 0.8% | |
| Retirement 2020 Trust | — | — | — | $24.0M | 0.8% | |
| All Asset Fund | — | — | — | $16.0M | 0.5% | |
| Retirement 2065 Trust | — | — | — | $11.0M | 0.3% | |
| T. ROWE PRICE RETIREMENT 2065 TR-B T. ROWE PRICE · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $10.7M | 0.3% | |
| Retirement 2015 Trust | — | — | — | $8.0M | 0.3% | |
| T. ROWE PRICE RETIREMENT 2015 TR-B T. ROWE PRICE · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $7.7M | 0.2% | |
| T ROWE PRICE RETIREMENT 2005 TR B T. ROWE PRICE · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $3.3M | 0.1% | |
| Retirement 2005 Trust | — | — | — | $3.0M | <0.1% | |
| T. ROWE PRICE RETIREMENT 2010 TR-B T. ROWE PRICE · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $2.1M | <0.1% | |
| Retirement 2010 Trust | — | — | — | $2.0M | <0.1% | |
| HARDING LOEVNER INTERNATIONAL EQUIT HARDING LOEVNER FUNDS · EIN 27-6075499 / PN 003 | Common Collective Trust | — | — | $1.3M | <0.1% | |
| Harding Loevner International Equity | — | — | — | $1.0M | <0.1% | |
| WT CRM SMALL/MID CAP VALUE CIT CL S GREAT GRAY · EIN 85-4059482 / PN 654 | Common Collective Trust | — | — | $0 | <0.1% |