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Original filing (PDF)20250716095228NAL0002297683001
JOHNSON CONTROLS, INC.
Form 5500
FILING_RECEIVED
JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN
401(k) retirement plan
Signals · 2
32% in single holding7 service providers
Active participants
34,487
Accounts w/ balance
48,564
Plan assets (EOY)
$7.2B
Net assets (EOY)
$7.2B
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "LARGE CAP EQ S&P 500 IDX" is 32% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JOHNSON CONTROLS, INC..
Plan sponsor
Name
JOHNSON CONTROLS, INC.
EIN
39-0380010
Address
5757 N GREEN BAY AVENUE · GREEN BAY, WI · 532094408
Phone
(414) 524-1200
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
026
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-16
Pension benefit codes
2E · Profit-sharing
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVEST INST OPR CO. | 04-2647786 | — | RECORDKEEPER | $1.5M | — |
Advisor / Consultant
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $2.1M | — |
| AON HEWITT INVESTMENT CONSULTING | 36-3109431 | — | CONSULTANT | $105K | — |
| FOLEY & LARDNER LLP | 39-0473800 | — | CONSULTANT | $72K | — |
| ALIGHT SOLUTIONS | 82-1061233 | — | CONSULTANT | $31K | — |
| AON CONSULTING, INC. | 22-2232264 | — | CONSULTANT | $28K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WIPFLI LLP | 39-0758449 | — | ACCOUNTANT | $53K | — |
Investments
26 direct securities · 1 pooled fund· $13.5B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$6.9B
1 holding
Uncategorized
$6.5B
26 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JCI DEFINED CONTRIBUTION PLAN TRUST JOHNSON CONTROLS, INC. · EIN 39-0380010 / PN 023 | Master Trust | — | — | $6.9B | 96.5% | |
| LARGE CAP EQ S&P 500 IDX | — | — | — | $2.2B | 30.8% | |
| MONEY MARKET FUND | — | — | — | $511.7M | 7.1% | |
| TARGET RET INCOME | — | — | — | $425.2M | 5.9% | |
| TARGET RET 2035 | — | — | — | $408.7M | 5.7% | |
| JCI PLC STOCK FUND | — | — | — | $375.0M | 5.2% | |
| FIXED INCOME US BOND | — | — | — | $311.5M | 4.3% | |
| TARGET RET 2040 | — | — | — | $310.7M | 4.3% | |
| TARGET RET 2045 | — | — | — | $278.0M | 3.9% | |
| MID-CAP EQUITY GROWTH FUND | — | — | — | $209.2M | 2.9% | |
| TARGET RET 2050 | — | — | — | $202.5M | 2.8% | |
| MID CAP EQ IDX | — | — | — | $197.8M | 2.8% | |
| INTERNATIONAL EQUITY GROWTH FUND | — | — | — | $186.8M | 2.6% | |
| TARGET RET 2055 | — | — | — | $141.9M | 2.0% | |
| INTERNATIONAL EQUITY VALUE FUND | — | — | — | $125.8M | 1.8% | |
| MID-CAP EQUITY VALUE FUND | — | — | — | $111.2M | 1.5% | |
| SMALL CAP EQ IDX | — | — | — | $101.4M | 1.4% | |
| SMALL CAP EQUITY GROWTH FUND | — | — | — | $100.3M | 1.4% | |
| INTERNATIONAL EQUITY | — | — | — | $87.4M | 1.2% | |
| TARGET RET 2060 | — | — | — | $80.4M | 1.1% | |
| FIXED INCOME ST BOND | — | — | — | $58.5M | 0.8% | |
| SMALL CAP EQUITY VALUE FUND | — | — | — | $50.0M | 0.7% | |
| REAL ASSETS FUND | — | — | — | $22.5M | 0.3% | |
| SUST PASSIVE GLB EQ | — | — | — | $8.6M | 0.1% | |
| ADIENT STOCK FUND | — | — | — | $6.2M | <0.1% | |
| SUST ACTIVE US BOND | — | — | — | $4.8M | <0.1% | |
| TARGET RET 2025 | — | — | — | $0 | <0.1% |