5500 Analyzer
Back to filter
Original filing (PDF)20250716095037NAL0002296995001

JOHNSON CONTROLS, INC.

Form 5500
FILING_RECEIVED
JOHNSON CONTROLS, INC. DEFINED CONTRIBUTION PLAN TRUST
Pooled investment trusta fund that other plans invest in — not a participant plan
Signals · 2
32% in single holding7 service providers
Active participants
Accounts w/ balance
Plan assets (EOY)
$7.1B
Net assets (EOY)
$7.1B
How this plan invests
3 plans
invest in this fund
This trust
pooled vehicle
26 securities
Schedule of Assets

This is a pooled fund: many plans invest in it, and it holds the underlying securities.

Master trust / DFE filing
Pooled investment vehicle

This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.

Pooled assets (EOY)
$7.1B
Net assets (EOY)
$7.1B
Participating plans
3
latest filings citing this trust
Cited interest
$7.1B
across citing plans' latest filings

Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.

Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.

Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JOHNSON CONTROLS, INC..
Plan sponsor
Name
JOHNSON CONTROLS, INC.
EIN
39-0380010
Address
5757 N. GREEN BAY AVENUE · MILWAUKEE, WI · 532094408
Phone
(414) 524-1200
Plan administrator
Name
EMPLOYEE BENEFITS POLICY COMMITTEE
EIN
39-0380010
City
MILWAUKEE, WI
Phone
(414) 524-1200
Plan characteristics
Plan number
023
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-16
Audit & trust (Schedule H)
Auditor
Trustee / custodian
Trustee phone

Service providers (Schedule C)

7 rows
Advisor / Consultant
1
NameEINLocationRelationDirect compIndirect comp
AON CONSULTING, INC.22-2232264CONSULTANT$43K
Other
6
NameEINLocationRelationDirect compIndirect comp
STRATEGIC ADVISORS, INC.04-2654524NONE$2.2M
FIDELITY INVESTMENTS04-2647786NONE$1.7M
AON HEWITT INVESTMENTS36-3109431NONE$112K
FOLEY & LARDNER LLP39-0473800NONE$105K
WIPFLI LLP39-0758449NONE$95K
ALIGHT SOLUTIONS82-1061233NONE$34K

Investments

23 direct securities · 16 pooled funds· $11.9B(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized
$6.2B
23 holdings
Common Collective Trust
$5.7B
16 holdings
PIInvestmentTypeShares / unitsCostCurrent value% of plan
LARGE CAP EQ S&P 500 IDX$2.3B31.9%
BLACKROCK EQUITY INDEX FUND J
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 35-2439538 / PN 001
Common Collective Trust
$2.3B31.9%
BLACKROCK GOVERNMENT SHORT-TERM INV
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 04-2647786 / PN 000
Common Collective Trust
$522.4M7.4%
MONEY MARKET FUND$522.4M7.4%
TARGET RETIREMENT INCOME FUND
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 71-0986421 / PN 001
Common Collective Trust
$434.1M6.1%
TARGET RET 2035$417.3M5.9%
BTC LIFEPATH 2035 INDEX FUND
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 20-5114956 / PN 001
Common Collective Trust
$417.3M5.9%
BTC LIFEPATH 2030 INDEX FUND
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 71-0986424 / PN 001
Common Collective Trust
$416.9M5.9%
JCI PLC STOCK FUND$382.9M5.4%
FIXED INCOME US BOND$318.1M4.5%
BTC US DEBT INDEX FUND CL F
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 94-3291425 / PN 001
Common Collective Trust
$318.1M4.5%
TARGET RET 2040$317.2M4.5%
BTC LIFEPATH 2040 INDEX FUND
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 71-0986419 / PN 001
Common Collective Trust
$317.2M4.5%
TARGET RET 2045$283.9M4.0%
BTC LIFEPATH INDEX 2045 FUND F
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 20-5115008 / PN 001
Common Collective Trust
$283.9M4.0%
MID-CAP EQUITY GROWTH FUND$213.6M3.0%
TARGET RET 2050$206.7M2.9%
BTC LIFEPATH 2050 INDEX FUND
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 26-0896020 / PN 001
Common Collective Trust
$206.7M2.9%
MID CAP EQ IDX$201.9M2.9%
SSGA S&P MIDCAP FUND CL A
STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 089
Common Collective Trust
$201.9M2.9%
INTERNATIONAL EQUITY GROWTH FUND$190.7M2.7%
TARGET RET 2055$144.9M2.0%
BTC LIFEPATH 2055 INDX FD F
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 27-2470604 / PN 001
Common Collective Trust
$144.9M2.0%
INTERNATIONAL EQUITY VALUE FUND$128.5M1.8%
MID-CAP EQUITY VALUE FUND$113.5M1.6%
SMALL CAP EQ IDX$103.5M1.5%
SMALL CAP EQUITY GROWTH FUND$102.3M1.4%
INTERNATIONAL EQUITY$89.2M1.3%
TARGET RET 2060$82.0M1.2%
BLACKROCK LIFEPTH IDX 2060 FN F
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 47-1878775 / PN 001
Common Collective Trust
$82.0M1.2%
FIXED INCOME ST BOND$59.7M0.8%
SMALL CAP EQUITY VALUE FUND$51.0M0.7%
BTC RUSSELL 2000 VALUE FUND
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 94-3357213 / PN 001
Common Collective Trust
$51.0M0.7%
STATE STREET REAL ESTATE ASSET CL C
STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 280
Common Collective Trust
$23.0M0.3%
SUST PASSIVE GLB EQ$8.8M0.1%
BLACKROCK MSCI ACWI ESG FOCUS INDEX
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 83-1481224 / PN 001
Common Collective Trust
$8.8M0.1%
ADIENT STOCK FUND$6.3M<0.1%
SUST ACTIVE US BOND$4.9M<0.1%
BTC LIFEPATH INDEX 2025 FUND F
BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 20-5114920 / PN 001
Common Collective Trust
$0<0.1%