Back to filter
Original filing (PDF)20251015152028NAL0010010738001
WILLIAM C. SMITH & CO.
Form 5500
FILING_RECEIVED
WILLIAM C. SMITH & CO. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
421
Accounts w/ balance
516
Plan assets (EOY)
$35.4M
Net assets (EOY)
$35.4M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 47 bps in Schedule C fees — 64% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WILLIAM C. SMITH & CO..
Plan sponsor
Name
WILLIAM C. SMITH & CO.
EIN
52-1092879
Address
1100 NEW JERSEY AVE SE STE 100 · SUITE 1000 · WASHINGTON, DC · 200033304
Phone
(202) 465-7095
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COHNREZNICK ADVISORY LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY GLOBAL | 20-8764829 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $168K | — |
Investments
31 direct securities · 1 pooled fund· $35.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$35.0M
31 holdings
Common Collective Trust
$372K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2030 Target Date Retirement R6 Fund Mutual fund | — | — | — | $5.0M | 14.2% | |
| American Funds 2040 Target Date Retirement R6 Fund Mutual fund | — | — | — | $4.9M | 13.8% | |
| American Funds New Economy R6 Fund Mutual fund | — | — | — | $3.9M | 11.0% | |
| Fidelity 500 Index Fund Mutual fund | — | — | — | $3.8M | 10.8% | |
| American Funds 2020 Target Date Retirement R6 Fund Mutual fund | — | — | — | $2.4M | 6.6% | |
| American Funds 2050 Target Date Retirement R6 Fund Mutual fund | — | — | — | $1.8M | 5.2% | |
| American Funds 2055 Target Date Retirement R6 Fund Mutual fund | — | — | — | $1.8M | 5.1% | |
| American Funds 2035 Target Date Retirement R6 Fund Mutual fund | — | — | — | $1.7M | 4.7% | |
| American Funds 2045 Target Date Retirement R6 Fund Mutual fund | — | — | — | $1.5M | 4.3% | |
| Fidelity International Index Fund Mutual fund | — | — | — | $1.2M | 3.4% | |
| JP Morgan Mid Cap Growth R6 Fund Mutual fund | — | — | — | $1.0M | 2.9% | |
| American Funds 2025 Target Date Retirement R6 Fund Mutual fund | — | — | — | $852K | 2.4% | |
| maturing at various dates, secured by participant account balance | — | — | — | $697K | 2.0% | |
| American Funds 2010 Target Date Retirement R6 Fund Mutual fund | — | — | — | $629K | 1.8% | |
| American Funds 2060 Target Date Retirement R6 Fund Mutual fund | — | — | — | $617K | 1.7% | |
| Fidelity Mid Cap Index Fund Mutual fund | — | — | — | $598K | 1.7% | |
| JP Morgan High Yield R6 Fund Mutual fund | — | — | — | $479K | 1.4% | |
| PGIM Total Return Bond R6 Fund Mutual fund | — | — | — | $392K | 1.1% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $372K | 1.1% | |
| American Funds American Mutual R6 Fund Mutual fund | — | — | — | $365K | 1.0% | |
| Fidelity Small Cap Index Fund Mutual fund | — | — | — | $270K | 0.8% | |
| Cohen & Steers Real Estate Securities Z Fund Mutual fund | — | — | — | $221K | 0.6% | |
| Virtus KAR Small Cap Growth R6 Fund Mutual fund | — | — | — | $187K | 0.5% | |
| American Funds 2015 Target Date Retirement R6 Fund Mutual fund | — | — | — | $187K | 0.5% | |
| American Funds EuroPacific Growth R6 Fund Mutual fund | — | — | — | $164K | 0.5% | |
| Allspring Special Mid Cap Value R6 Fund Mutual fund | — | — | — | $140K | 0.4% | |
| American Funds 2065 Target Date Retirement R6 Fund Mutual fund | — | — | — | $132K | 0.4% | |
| Fidelity US Bond Index Fund Mutual fund | — | — | — | $37K | 0.1% | |
| (E) | — | — | $37K | $4K | <0.1% | |
| Northern Global Sustainability Index Fund Mutual fund | — | — | — | $4K | <0.1% | |
| AB Large Cap Growth Z Fund Mutual fund | — | — | — | $3K | <0.1% | |
| Allspring Special Small Cap Value R6 Fund Mutual fund | — | — | — | $1K | <0.1% |
Related plans
Other plans using PRINCIPAL LIFE INSURANCE COMPANY
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUND
IAM NATIONAL PENSION FUND
$15.0B · 102,863 participants
CHEVRON CORPORATION
CHEVRON MASTER PENSION TRUST
$12.2B
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES
AMERICAN EXPRESS RETIREMENT SAVINGS PLAN
$9.1B · 25,049 participants
LOWE'S COMPANIES, INC.
LOWES 401(K) PLAN
$8.6B · 263,650 participants
HDR, INC.
HDR, INC. BEST PLAN AND ESOP
$7.7B · 12,137 participants
BURNS & MCDONNELL, INC
BURNS & MCDONNELL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$5.5B · 10,567 participants
Similar-size Real Estate plans
NTS DEVELOPMENT COMPANY
NTS DEVELOPMENT COMPANY RETIREMENT SAVINGS PLAN
$35.4M · 208 participants
KEMPER DEVELOPMENT COMPANY
RETIREMENT SAVINGS PLAN - KDC
$35.2M · 262 participants
KELLY & PICERNE, INC.
KELLY & PICERNE, INC. SAVINGS & RETIREMENT PLAN
$35.5M · 557 participants
GORMAN & COMPANY, LLC
GORMAN 401(K) PLAN
$35.8M · 602 participants
CONTINENTAL PROPERTIES COMPANY, INC.
CONTINENTAL PROPERTIES COMPANY, INC. 401(K) SAVINGS PLAN
$34.9M · 769 participants
HUBBELL REALTY COMPANY
HUBBELL REALTY COMPANY SELECT SAVINGS PLAN
$34.8M · 378 participants
Large plans in District of Columbia
BOARD OF TRUSTEES OF THE CPF OF THE IUOE AND PARTICIPATING EMPLOYERS
CENTRAL PENSION FUND OF THE IUOE & PARTICIPATING EMPLOYERS
$27.4B · 104,686 participants
VANTAGETRUST COMPANY, LLC
VTI MISSIONSQUARE PLUS FUND
$9.8B
DANAHER CORPORATION
DANAHER CORPORATION & SUBSIDIARIES SAVINGS PLAN
$6.5B · 23,252 participants
GEICO CORPORATION
GEICO 401(K) SAVINGS PLAN
$6.2B · 28,209 participants
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FEDERAL NATIONAL MORTGAGE ASSOCIATION RETIREMENT SAVINGS PLAN FOR EMPLOYEES
$4.6B · 8,187 participants
BD OF TTEES OF THE S.E.I.U PENSION PLANS MASTER TRUST
S.E.I.U PENSION PLANS MASTER TRUST
$3.7B