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Original filing (PDF)20251010130856NAL0004636547002
THE HARLEY SCHOOL
Form 5500
FILING_RECEIVED
THE HARLEY SCHOOL DC PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
182
Accounts w/ balance
303
Plan assets (EOY)
$35.6M
Net assets (EOY)
$35.6M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE HARLEY SCHOOL.
Plan sponsor
Name
THE HARLEY SCHOOL
EIN
16-0755783
Address
1981 CLOVER STREET · ROCHESTER, NY · 146183211
Phone
(585) 442-1770
Industry
Educational Servicessee all
Plan administrator
Name
HUGH HIGGINS CFO
EIN
16-0755783
City
ROCHESTER, NY
Phone
(585) 442-1770
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
Audit & trust (Schedule H)
Auditor
BONADIO & CO., LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | NEW YORK, NY | — | $26K | — |
Investments
24 direct securities · 1 pooled fund· $35.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$35.2M
24 holdings
Pooled Separate Account
$387K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non-Benefit Responsive Annuity contracts | — | — | — | $6.8M | 19.0% | |
| Nuveen S&P 500 Index R6 Registered investment companies | — | — | — | $4.7M | 13.3% | |
| Nuveen Internatl Eq Idx R6 Registered investment companies | — | — | — | $4.5M | 12.7% | |
| TIAA Traditional Benefit Responsive Annuity contracts | — | — | — | $4.1M | 11.5% | |
| CREF Stock Annuity contracts | — | — | — | $3.7M | 10.4% | |
| Columbia Small Cap Index Inst Registered investment companies | — | — | — | $2.7M | 7.5% | |
| CREF Global Equities Annuity contracts | — | — | — | $1.5M | 4.2% | |
| Nuveen Infl Linked Bond R6 Registered investment companies | — | — | — | $1.3M | 3.6% | |
| Nuveen Bond Index R6 Registered investment companies | — | — | — | $1.1M | 3.2% | |
| Nuveen Real Est Sec Sel R6 Registered investment companies | — | — | — | $994K | 2.8% | |
| CREF Growth Annuity contracts | — | — | — | $970K | 2.7% | |
| TIAA Stable Value Annuity contracts | — | — | — | $665K | 1.9% | |
| CREF Bond Market Annuity contracts | — | — | — | $408K | 1.1% | |
| TIIA REAL ESTATE TIIA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $387K | 1.1% | |
| CREF Equity Index Annuity contracts | — | — | — | $356K | 1.0% | |
| CREF Social Choice Annuity contracts | — | — | — | $309K | 0.9% | |
| CREF Inflation-Linked Bond Annuity contracts | — | — | — | $256K | 0.7% | |
| Vanguard Federal Money Mkt Inv Registered investment companies | — | — | — | $234K | 0.7% | |
| CREF Money Market Annuity contracts | — | — | — | $206K | 0.6% | |
| Nuveen Large Cap Gr Idx R6 Registered investment companies | — | — | — | $153K | 0.4% | |
| Nuveen Large Cap Value R6 Registered investment companies | — | — | — | $134K | 0.4% | |
| Columbia Mid Cap Index Fund Inst Registered investment companies | — | — | — | $54K | 0.2% | |
| NOTES RECEIVABLE FROM PARTICIPANTS (Interest rates of 4.25% - 9.50%, maturing at various dates through 2028) | — | — | — | $24K | <0.1% | |
| Nuveen Emerg Mkts Eq Idx R6 Registered investment companies | — | — | — | $19K | <0.1% | |
| Plan Loan Default Fund Annuity contracts | — | — | — | $12K | <0.1% |
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