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Original filing (PDF)20250515155319NAL0019651745001
IONA UNIVERSITY
Form 5500
FILING_RECEIVED
IONA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
718
Accounts w/ balance
1,374
Plan assets (EOY)
$248.4M
Net assets (EOY)
$248.4M
How this plan invests
This plan
1 pooled trust
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Traditional, Non-Benefit Responsive (RA * TIAA" is 26% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IONA UNIVERSITY.
Plan sponsor
Name
IONA UNIVERSITY
EIN
13-3508093
Address
715 NORTH AVENUE · NEW ROCHELLE, NY · 10801
Phone
(914) 633-2067
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-05-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA, P. C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $86K | — |
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | NONE | $51K | — |
| BDO USA, P. C. | 13-5381590 | — | NONE | $18K | — |
Investments
39 direct securities · 1 pooled fund· $247.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$239.5M
39 holdings
Pooled Separate Account
$8.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Traditional, Non-Benefit Responsive (RA * TIAA | — | — | — | $63.2M | 25.5% | |
| CREF Stock | — | — | — | $46.6M | 18.8% | |
| Vanguard Institutional Index Inst | — | — | — | $14.8M | 6.0% | |
| Traditional, Benefit Responsive (SRA, * TIAA | — | — | — | $13.1M | 5.3% | |
| CREF Growth | — | — | — | $12.7M | 5.1% | |
| TIAA-CREF Nuveen International Equity Idx-Inst | — | — | — | $8.7M | 3.5% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $8.3M | 3.3% | |
| CREF Social Choice | — | — | — | $7.2M | 2.9% | |
| Vanguard Equity Income Adm | — | — | — | $7.0M | 2.8% | |
| CREF Global Equities | — | — | — | $6.4M | 2.6% | |
| CREF Equity Index | — | — | — | $5.5M | 2.2% | |
| JP Morgan Large Cap Growth R6 | — | — | — | $4.7M | 1.9% | |
| Vanguard Small-Cap Index Adm | — | — | — | $3.8M | 1.5% | |
| CREF Money Market | — | — | — | $3.7M | 1.5% | |
| Vanguard Total Bond Market Index Adm | — | — | — | $3.3M | 1.3% | |
| American Funds 2045 Target Retirement R6 | — | — | — | $3.2M | 1.3% | |
| American Funds 2040 Target Retirement R6 | — | — | — | $2.9M | 1.2% | |
| American Funds 2050 Target Retirement R6 | — | — | — | $2.9M | 1.2% | |
| MFS International Diversification R6 | — | — | — | $2.8M | 1.1% | |
| American Funds 2035 Target Retirement R6 | — | — | — | $2.7M | 1.1% | |
| American Funds 2030 Target Retirement R6 | — | — | — | $2.2M | 0.9% | |
| PGIM High Yield R6 | — | — | — | $2.2M | 0.9% | |
| TIAA-CREF Nuveen Real Estate Securities-Inst | — | — | — | $2.2M | 0.9% | |
| American Funds 2025 Target Retirement R6 | — | — | — | $2.2M | 0.9% | |
| CREF Core Bond | — | — | — | $1.9M | 0.8% | |
| Federated Hermes MDT Small Cap Growth R6 | — | — | — | $1.8M | 0.7% | |
| Vanguard Inflation-Protected Secs Adm | — | — | — | $1.5M | 0.6% | |
| CREF Inflation-Linked Bond | — | — | — | $1.3M | 0.5% | |
| MFS Mid Cap Growth Fund R6 | — | — | — | $1.3M | 0.5% | |
| American Century Mid Cap Value Fund R6 | — | — | — | $1.1M | 0.5% | |
| American Funds 2055 Target Retirement R6 | — | — | — | $1.1M | 0.4% | |
| American Funds 2015 Target Retirement R6 | — | — | — | $984K | 0.4% | |
| PGIM Total Return Bond R6 | — | — | — | $937K | 0.4% | |
| American Funds 2060 Target Retirement R6 | — | — | — | $734K | 0.3% | |
| Vanguard Mid-Cap Index Adm | — | — | — | $659K | 0.3% | |
| American Funds 2020 Target Retirement R6 | — | — | — | $533K | 0.2% | |
| Vanguard Treasury Money Market Inv | — | — | — | $523K | 0.2% | |
| MFS New Discovery Value Fund R6 | — | — | — | $399K | 0.2% | |
| American Funds New World Fund R6 | — | — | — | $240K | <0.1% | |
| American Funds 2010 Target Retirement R6 | — | — | — | $121K | <0.1% |
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