How big is Rubenstein Associates, Inc.'s plan?

Rubenstein Associates, Inc.'s plan reported $37.2M in assets and 125 participants for 2024.

Original filing (PDF)20250929112642NAL0011247105001

Rubenstein Associates, Inc.

Name: Rubenstein Associates, Inc. — Rubenstein 401(k) Plan, Form 5500 (2024)
Creator: Rubenstein Associates, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Rubenstein 401(k) Plan

401(k) retirement plan · Rubenstein Associates, Inc.'s Rubenstein 401(k) Plan held $37.2M in plan assets for 125 participants in 2024, with Fidelity as recordkeeper.

Signals · 1

High average account balance

Active participants

125

Accounts w/ balance

210

Plan assets (EOY)

$37.2M

Net assets (EOY)

$37.2M

People on this filing

Steven Rubenstein signed Rubenstein Associates, Inc.'s 2024 Form 5500 as plan administrator.

Steven Rubenstein — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Rubenstein Associates, Inc.'s EIN is 13-2540840.

EIN 13-2540840

Plan number 001

Plan year 2024

ACK ID 20250929112642NAL0011247105001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Rubenstein Associates, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Rubenstein Associates, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

Below-peer total plan cost (91st percentile).
High average account balance (94th percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (89th percentile).

Plan sponsor

Name

RUBENSTEIN ASSOCIATES, INC.

EIN

all filings

Address

825 EIGHTH AVENUE · 34TH FLOOR · NEW YORK, NY · 10019

Phone

(212) 843-8488

Industry

All Other Professional Services· Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-29

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	-$52K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
OSAIC WEALTH INC	93-0987232	—	ADVISOR	$58K	—

Investments

30 direct securities· $36.9M(99% of reported assets)

Mutual Funds

$29.3M

21 holdings

Common Collective Trusts

$5.1M

4 holdings

Other securities

$2.5M

5 holdings

					% of plan
Fidelity Advisor Freedom 2035 Class Z	Mutual Funds	—	—	$7.2M	19.3%
Fidelity 500 Index Fund	Common Collective Trusts	—	—	$4.2M	11.3%
Fidelity Advisor New Insights Fund Class I	Mutual Funds	—	—	$4.0M	10.8%
Fidelity Advisor Freedom 2025 Class Z	Mutual Funds	—	—	$2.9M	7.7%
Fidelity Government Money Market Fund	Mutual Funds	—	—	$2.4M	6.6%
Fidelity Advisor Freedom 2040 Class Z	Mutual Funds	—	—	$2.3M	6.1%
Fidelity Advisor Freedom 2050 Class Z	Mutual Funds	—	—	$1.6M	4.4%
Fidelity Advisor Freedom 2030 Class Z	Mutual Funds	—	—	$1.5M	4.1%
BlackRock Equity Dividend Fund Investor I	Other securities	—	—	$1.5M	4.1%
Fidelity Advisor Freedom 2055 Class Z	Mutual Funds	—	—	$1.3M	3.5%
Fidelity Advisor Freedom 2045 Class Z	Mutual Funds	—	—	$1.3M	3.4%
Fidelity Advisor Freedom 2020 Class Z	Mutual Funds	—	—	$1.1M	3.0%
Fidelity Advisor Freedom 2015 Class Z	Mutual Funds	—	—	$776K	2.1%
Fidelity Advisor Freedom 2060 Class Z	Mutual Funds	—	—	$698K	1.9%
Fidelity Advisor Small Cap Value Fund Class I	Mutual Funds	—	—	$638K	1.7%
Fidelity Mid Cap Index Fund	Common Collective Trusts	—	—	$525K	1.4%
T. Rowe Price Overseas Stock Fund Class I	Other securities	—	—	$480K	1.3%
PIMCO Total Return Fund Institutional Class	Mutual Funds	—	—	$420K	1.1%
Victory Sycamore Established Value Fund Class I	Other securities	—	—	$373K	1.0%
Fidelity Small Cap Index Fund	Common Collective Trusts	—	—	$325K	0.9%
Invesco Oppenheimer Discovery Mid Cap Growth Fund Y	Mutual Funds	—	—	$256K	0.7%
Fidelity Advisor International Small Cap Fund Class I	Mutual Funds	—	—	$253K	0.7%
Fidelity Advisor Strategic Income Fund Class I	Mutual Funds	—	—	$248K	0.7%
Fidelity Advisor International Discovery Fund Class I	Mutual Funds	—	—	$191K	0.5%
Notes receivable from participants	Other securities	—	—	$106K	0.3%
Fidelity Advisor Freedom 2065 Class Z	Mutual Funds	—	—	$86K	0.2%
Fidelity Inflation-Protected Bond Index Fund	Common Collective Trusts	—	—	$73K	0.2%
PGIM High Yield Fund - Class 6	Other securities	—	—	$49K	0.1%
Fidelity Advisor Government Income Fund Class I	Mutual Funds	—	—	$33K	<0.1%
Fidelity Advisor Floating Rate High Income Fund Class I	Mutual Funds	—	—	$26K	<0.1%