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Original filing (PDF)20251015221438NAL0003046771001
PLAN PROFESSIONALS, LLC
Form 5500
FILING_RECEIVED
ISOLVED 401-K PLAN
401(k) retirement plan
Signals · 1
8 service providers
Active participants
47,479
Accounts w/ balance
24,264
Plan assets (EOY)
$465.7M
Net assets (EOY)
$464.9M
How this plan invests
This plan
44 pooled trusts
Schedule D
45 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 71 bps in Schedule C fees — 606% above peer band of 10 bps.
- 51% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PLAN PROFESSIONALS, LLC.
Plan sponsor
Name
PLAN PROFESSIONALS, LLC
EIN
85-3213245
Address
494 SYCAMORE AVE. · SHREWSBURY, NJ · 07702
Phone
(732) 758-1577
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
310
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
2W · Pooled employer plan (PEP)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
TEMPLETON & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE INSURAN | 36-6071399 | — | RECORDKEEPER | $1.9M | — |
| PLAN PROFESSIONALS, LLC D/B/A NPPG | 85-3213245 | — | RECORDKEEPER | $324K | — |
Advisor / Consultant
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | INVESTMENT ADVISORY - PLA | $386K | — |
| ONEDIGITAL INVESTMENT ADVISORS | 43-1451524 | — | INVESTMENT ADVISORY - PLA | $379K | — |
| OSAIC WEALTH, INC | 93-0987232 | — | INVESTMENT ADVISORY-PLAN | $148K | — |
| MORGAN STANLEY SMITH BARNEY LLC (MS | 26-4310632 | — | INVESTMENT ADVISORY - PLA | $144K | — |
| WOODBURY FINANCIAL SERVICES, INC. | 41-0944586 | — | INVESTMENT ADVISORY - PLA | $12K | — |
| AMERIPRISE FINANCIAL SERVICES INC | 41-0973005 | — | INVESTMENT ADVISORY - PLA | $11K | — |
Investments
21 direct securities · 44 pooled funds· $773.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$449.8M
44 holdings
Uncategorized
$323.5M
21 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRANSAMERICA LIFEGOAL 2035 WITH BLK TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 837 | Pooled Separate Account | — | — | $57.7M | 12.4% | |
| Transamerica LifeGoal 2035 with BlkRck RetAct | — | — | — | $57.4M | 12.3% | |
| TRANSAMERICA LIFEGOAL 2030 WITH BLA TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 836 | Pooled Separate Account | — | — | $50.4M | 10.8% | |
| Transamerica LifeGoal 2030 with BlackRck RetAct | — | — | — | $49.8M | 10.7% | |
| TRANSAMERICA LIFEGOAL 2040 WITH BLK TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 838 | Pooled Separate Account | — | — | $43.2M | 9.3% | |
| Transamerica LifeGoal 2040 with BlkRck Ret Act | — | — | — | $43.0M | 9.2% | |
| TRANSAMERICA LIFEGOAL 2045 WITH BLK TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 839 | Pooled Separate Account | — | — | $41.2M | 8.9% | |
| TRANSAMERICA LIFEGOAL 2025 WITH BLA TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 835 | Pooled Separate Account | — | — | $35.4M | 7.6% | |
| TRANSAMERICA LIFEGOAL 2050 WITH BLK TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 840 | Pooled Separate Account | — | — | $30.9M | 6.6% | |
| Transamerica LifeGoal 2050 with BlkRck Ret Acct | — | — | — | $29.7M | 6.4% | |
| TRANSAMERICA LIFEGOAL 2055 WITH BLK TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 841 | Pooled Separate Account | — | — | $27.9M | 6.0% | |
| Transamerica LifeGoal 2055 with BlkRck Ret Acct | — | — | — | $27.7M | 5.9% | |
| TRANSAMERICA LIFEGOAL RET WITH BLAC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 833 | Pooled Separate Account | — | — | $21.8M | 4.7% | |
| TRANSAMERICA LIFEGOAL 2060 WITH BLK TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 842 | Pooled Separate Account | — | — | $21.5M | 4.6% | |
| Transamerica LifeGoal 2060 with BlkRck Ret Acct | — | — | — | $21.0M | 4.5% | |
| JPMORGAN LRG CAP GR RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 580 | Pooled Separate Account | — | — | $20.1M | 4.3% | |
| Transamerica JPMorgan Lrg Cap Gr Ret Acct | — | — | — | $19.8M | 4.2% | |
| TRANSAMERICA PRTNRS STCK INDX RET A TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 139 | Pooled Separate Account | — | — | $15.6M | 3.3% | |
| AMERICAN FUNDS BLNCD RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 971 | Pooled Separate Account | — | — | $15.0M | 3.2% | |
| Transamerica ClearBridge Sm Cap Gr Ret Acct | — | — | — | $14.9M | 3.2% | |
| Transamerica American Funds Blncd Ret Acct | — | — | — | $14.7M | 3.2% | |
| Transamerica Financial * Stable Value Core Account | — | — | — | $10.4M | 2.2% | |
| JPMORGAN U.S. EQUITY RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 334 | Pooled Separate Account | — | — | $9.2M | 2.0% | |
| Loans to participants, interest ranging from 3.25% - | — | — | — | $7.9M | 1.7% | |
| STATE STEET PRTN SERIES WITH TA AGG TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 502 | Pooled Separate Account | — | — | $7.2M | 1.5% | |
| MFS VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 710 | Pooled Separate Account | — | — | $5.5M | 1.2% | |
| Transamerica MFS Value Ret Acct | — | — | — | $5.3M | 1.1% | |
| AMERICAN FUNDS NEW PERSPECTIVE RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 255 | Pooled Separate Account | — | — | $5.2M | 1.1% | |
| STATE STREET S&P MD CAP INDX RET AC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 438 | Pooled Separate Account | — | — | $4.7M | 1.0% | |
| Transamerica State Street S&P Md Cap Indx Ret Acct | — | — | — | $4.6M | 1.0% | |
| PIMCO INC RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 668 | Pooled Separate Account | — | — | $4.0M | 0.9% | |
| Transamerica PIMCO Inc Ret Acct | — | — | — | $3.9M | 0.8% | |
| BLACKROCK MID-CAP GROWTH EQUITY RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 098 | Pooled Separate Account | — | — | $3.8M | 0.8% | |
| STATE STEET PRTN SERIES WITH TA CON TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 503 | Pooled Separate Account | — | — | $3.4M | 0.7% | |
| STATE STREET RUSSELL SM CAP INDEX R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 437 | Pooled Separate Account | — | — | $2.9M | 0.6% | |
| MFS MD CAP VAL RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 709 | Pooled Separate Account | — | — | $2.9M | 0.6% | |
| Transamerica State Street Russell Sm Cap Index Ret Acct | — | — | — | $2.7M | 0.6% | |
| Transamerica State Steet Prtn Series with TA Conser RetAcct | — | — | — | $2.4M | 0.5% | |
| FIDELITY ADVISOR INTL CAP APPRECIAT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 202 | Pooled Separate Account | — | — | $2.4M | 0.5% | |
| STATE STEET PRTN SERIES WITH TA MOD TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 504 | Pooled Separate Account | — | — | $2.1M | 0.4% | |
| Transamerica Fidelity Advisor Intl Cap Appreciation Ret Acct | — | — | — | $2.1M | 0.4% | |
| FRANKLIN SMALL CAP VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 945 | Pooled Separate Account | — | — | $2.1M | 0.4% | |
| FIDELITY ADVISOR TOTAL BOND RET ACC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 203 | Pooled Separate Account | — | — | $1.9M | 0.4% | |
| TA VANGUARD REIT INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 130 | Pooled Separate Account | — | — | $1.9M | 0.4% | |
| Transamerica TA Vanguard REIT Index Ret Acct | — | — | — | $1.8M | 0.4% | |
| Transamerica Fidelity Advisor Total Bond Ret Acct | — | — | — | $1.7M | 0.4% | |
| AMERICAN FUNDS NEW WORLD RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 625 | Pooled Separate Account | — | — | $1.6M | 0.4% | |
| CLEARBRIDGE SM CAP GR RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 380 | Pooled Separate Account | — | — | $1.6M | 0.3% | |
| Transamerica American Funds New World Ret Acct | — | — | — | $1.6M | 0.3% | |
| TRANSAMERICA LIFEGOAL 2065 WITH BLA TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 403 | Pooled Separate Account | — | — | $1.4M | 0.3% | |
| BLACKROCK SUSTAINABLE ADV LG CAP CO TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 368 | Pooled Separate Account | — | — | $1.3M | 0.3% | |
| NEUBERGER BERMAN STRATGC INCOME RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 952 | Pooled Separate Account | — | — | $1.2M | 0.3% | |
| Transamerica Neuberger Berman Stratgc Income Ret Acct | — | — | — | $1.2M | 0.2% | |
| BLACKROCK HIGH YIELD PORTFOLIO RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 219 | Pooled Separate Account | — | — | $760K | 0.2% | |
| AMERICAN CENTURY ONE CHOICE 2045 RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 362 | Pooled Separate Account | — | — | $372K | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2025 RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 434 | Pooled Separate Account | — | — | $333K | <0.1% | |
| STATE STREET INTERNATNL INDEX RET A TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 004 | Pooled Separate Account | — | — | $306K | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2030 RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 435 | Pooled Separate Account | — | — | $234K | <0.1% | |
| AMERICAN CENTURY ONET CHOICE 2060 R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 816 | Pooled Separate Account | — | — | $232K | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2035 RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 436 | Pooled Separate Account | — | — | $232K | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2040 RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 361 | Pooled Separate Account | — | — | $212K | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2050 RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 363 | Pooled Separate Account | — | — | $71K | <0.1% | |
| AMERICAN CENTURY ONE CHOICE 2055 RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 843 | Pooled Separate Account | — | — | $38K | <0.1% | |
| AMERICAN CENTURY ONE CHOICE IN RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 364 | Pooled Separate Account | — | — | $20K | <0.1% | |
| WESTERN ASSET CORE PLUS BD RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 022 | Pooled Separate Account | — | — | $0 | <0.1% |