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Original filing (PDF)20251015205155NAL0002879491001
PLAN PROFESSIONALS, LLC
Form 5500
FILING_RECEIVED
BUILDWISE
401(k) retirement plan
Signals · 1
18 service providers
Active participants
13,824
Accounts w/ balance
11,503
Plan assets (EOY)
$650.2M
Net assets (EOY)
$649.8M
How this plan invests
This plan
17 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
88
Participation health
100
Knocking points off
- 33 bps in Schedule C fees — 444% above peer band of 6 bps.
- Highly fragmented vendor stack (18 disclosed providers, 5 categories).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PLAN PROFESSIONALS, LLC.
Plan sponsor
Name
PLAN PROFESSIONALS, LLC
EIN
85-3213245
Address
494 SYCAMORE AVE · SHREWSBURY, NJ · 07702
Phone
(732) 758-1577
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
333
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
TEMPLETON & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
18 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, | 13-3689044 | — | RECORDKEEPER | $1.0M | — |
| PLAN PROFESSIONALS DBA NPPG PLAN PR | 85-3213245 | — | RECORDKEEPER | $407K | — |
Advisor / Consultant
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING | 84-4519624 | — | INVESTMENT ADVISORY - PLA | $463K | — |
| MMA SECURITIES | 22-3570392 | — | INVESTMENT ADVISORY- PLAN | $42K | — |
| CREATIVE PLANNING LLC | 43-1270780 | — | INVESTMENT ADVISORY - PLA | $37K | — |
| OSAIC WEALTH, INC | 93-0987273 | — | INVESTMENT ADVISORY - PLA | $20K | — |
| RBC CAPITAL MARKETS LLC | 41-1416330 | — | INVESTMENT ADVISORY - PLA | $15K | — |
| NFP RETIREMENT INC | 33-0905143 | — | INVESTMET ADVISORY - PLAN | $14K | — |
| LPL FINANCIAL CORPORATION | 04-3046611 | — | INV. ADVISORY - PLAN | $13K | — |
| WELLS FARGO ADVISORS LLC | 34-1542819 | — | INVESTMENT ADVISORY - PLA | $11K | — |
| CYNDEO WEALTH PARTNERS | 85-1413466 | — | INVESTMENT ADVISORY-PLAN | $9K | — |
| PRINCIPAL SECURITIES, INC. | 42-0941553 | — | INVESTMENT ADVISORY - PLA | $3K | — |
| WOODBURY FINANCIAL SERVICES INC | 41-0944586 | — | INVESTMENT ADVISORY - PLA | $2K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO, INC. | 94-1737782 | — | SECURITIES BROKERAGE | $662 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RUBIN BROWN LLP | 43-0765316 | — | AUDIT | $5K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SERVANT SPIRIT SERVICES LLC | 93-4904307 | — | OTHER | $43K | — |
| 360 PAYROLL INTEGRATION | 83-3880266 | — | OTHER SERVICES | $23K | — |
| STEWARD PARTNERS INVESTMENT SOLUTIO | 93-0125240 | — | CONSULTING | $7K | — |
Investments
10 direct securities · 17 pooled funds· $643.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$435.1M
17 holdings
Uncategorized
$208.5M
10 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $97.0M | 14.9% | |
| AMERICAN CENTURY ONE CH TGT DT 2040 AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $61.4M | 9.4% | |
| AMERICAN CENTURY ONE CH TGT DT 2035 AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $61.3M | 9.4% | |
| AMERICAN CENTURY ONE CH TGT DT 2030 AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $55.1M | 8.5% | |
| AMERICAN CENTURY ONE CH TGT DT 2045 AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $52.8M | 8.1% | |
| AMERICAN CENTURY ONE CH TGT DT 2050 AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $45.9M | 7.1% | |
| AMERICAN CENTURY ONE CH TGT DT 2055 AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $35.5M | 5.5% | |
| T. ROWE PRICE LARGE CAP GROWTH TRUS T. ROWE PRICE · EIN 87-2326243 / PN 001 | Common Collective Trust | — | — | $28.8M | 4.4% | |
| AMERICAN CENTURY ONE CH TGT DT 2025 AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $26.2M | 4.0% | |
| Transamerica Financial Life * Stable Value Strategy Account | — | — | — | $25.8M | 4.0% | |
| Fidelity Mid Cap Index Fund | — | — | — | $23.4M | 3.6% | |
| AMERICAN CENTURY ONE CH TGT DT 2060 AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $20.7M | 3.2% | |
| Fidelity International Index Fund | — | — | — | $18.5M | 2.8% | |
| PRINCIPAL CIT EQUITY INCOME A-I PRINCIPAL · EIN 85-0572066 / PN 001 | Common Collective Trust | — | — | $12.2M | 1.9% | |
| Fidelity US Bond Index Fund | — | — | — | $12.0M | 1.8% | |
| Fidelity Small Cap Index Fund | — | — | — | $11.7M | 1.8% | |
| AMERICAN CENTURY IN RET TR CLASS XI AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $11.3M | 1.7% | |
| Invesco Discovery Fund | — | — | — | $8.3M | 1.3% | |
| Notes receivable from participants - 10.00%, various maturities. | — | — | — | $6.8M | 1.0% | |
| AMERICAN CENTURY ONE CH TGT DT 2065 AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $6.4M | 1.0% | |
| WILMINGTON TR FRANKLIN SM CP VAL CL WILMINGTON TRUST · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $5.7M | 0.9% | |
| JHANCOCK CORE PLUS FIXED INCOME TRU JOHN HANCOCK · EIN 45-2395022 / PN 002 | Common Collective Trust | — | — | $5.1M | 0.8% | |
| PRINCIPAL CIT DIVERSIFIED INTERNATI PRINCIPAL · EIN 26-6746540 / PN 001 | Common Collective Trust | — | — | $4.4M | 0.7% | |
| Fidelity Emerging Markets Index | — | — | — | $4.3M | 0.7% | |
| COHEN & STEERS U.S. REALTY CLASS RS SEI · EIN 46-3411346 / PN 064 | Common Collective Trust | — | — | $2.3M | 0.4% | |
| Charles Schwab Trust Bank Personal Choice Brokerage Account | — | — | — | $804K | 0.1% | |
| COLUMBIA TR EMERG MKT EQ FD FOUNDER COLUMBIA · EIN 85-2903213 / PN 170 | Common Collective Trust | — | — | $0 | <0.1% |