Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 8 U.S. retirement plans report holding iShares iShares ESG Aware MSCI USA Small-Cap ETF in their Schedule of Assets, totaling $300K in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | AUTOMATTIC INC. AUTOMATTIC INC. 401(K) PLAN | SAN FRANCISCO CA | 687 | $140.7M | $256K |
| 2 | RIV DATA CORP RIV DATA CORP 401(K) PLAN | SANTA BARBARA CA | 50 | $9.5M | $16K |
| 3 | FLOCK FREIGHT INC. FLOCK FREIGHT, INC. RETIREMENT TRUST | ENCINITAS |
| 236 |
| $18.6M |
| $11K |
| 4 | MARKLEY LOWELL, LLC MARKLEY LOWELL LLC 401(K) PROFIT SHARING PLAN & TRUST | BOSTON MA | 164 | $17.5M | $5K |
| 5 | LOFT ORBITAL SOLUTIONS INC. LOFT ORBITAL SOLUTIONS 401(K) PLAN | SAN FRANCISCO CA | 189 | $6.3M | $4K |
| 6 | CATALANT TECHNOLOGIES CATALANT TECHNOLOGIES 401(K) PLAN | BOSTON MA | 82 | $8.9M | $3K |
| 7 | WHATNOT INC WHATNOT 401(K) PLAN | MARINA DEL REY CA | 522 | $22.7M | $3K |
| 8 | V SHRED, LLC V SHRED 401(K) PLAN | LAS VEGAS NV | 309 | $5.9M | $1K |
