Caterpillar Inc. (EIN 37-0602744) has filed 17 Form 5500 plans with the U.S. Department of Labor, covering $31.3B in plan assets and 225,768 active participants. Each plan below links to its full filing — fees, funds, providers, and Schedule C/H detail.
| Plan | Plan # | Participants | Assets |
|---|---|---|---|
| Caterpillar 401(k) Savings Plan | 035 | 44,489 | $18.8B |
| Caterpillar Inc. Retirement Income Plan | 002 | 11,025 | $9.2B |
| Caterpillar Inc. NON-Contributory Pension Plan | 001 | 1,630 | $2.4B |
| Caterpillar Inc. Tax Deferred Retirement Plan | 033 | 6,852 | $748.9M |
| Caterpillar Inc. Retiree Benefit Program | 501 |
Providers are read from the Schedule C service-provider disclosures across this employer’s filings.
37-0602744 is the Employer Identification Number (EIN) Caterpillar Inc. reports on its Form 5500 filings with the U.S. Department of Labor. The same EIN identifies the employer across all of its retirement and health plans.
Find other employers in the same state on Texas EIN lookup, or run a Form 5500 search to pull any company’s filing. New to these filings? Start with What is Form 5500?
| 0 |
| $104.3M |
| Caterpillar Global Mining Legacy Hourly Employees' Savings Plan | 037 | 295 | $51.5M |
| Caterpillar Global Mining Legacy Hourly Employees' Pension Plan | 039 | 108 | $46.0M |
| Caterpillar Inc. Retiree Group Insurance Plan | 542 | 0 | $17.6M |
| Caterpillar Inc. Flexible Spending Account Plan | 531 | 5,257 | $0 |
| Caterpillar Global Mining Legacy Welfare Plan for Denison Steelworkers (CGM-Dension) | 544 | 92 | $0 |
| Caterpillar Inc. International Service Employee Healthcare Plan | 546 | 182 | $0 |
| Caterpillar Global Mining Legacy Hourly Employees Welfare Plan | 543 | 192 | $0 |
| Caterpillar Inc. Business Travel Accident Plan | 503 | 29,136 | $0 |
| Caterpillar Inc. Supplemental Unemployment Benefit Plan for Certain NON-Represented Personnel | 539 | 35,554 | $0 |
| Caterpillar Inc. Employee Assistance Program | 535 | 44,742 | $0 |
| Caterpillar Inc. Employee Health, Life and Disability Benefit Program | 541 | 40,693 | $0 |
| Caterpillar Inc. Disability and Life Insurance Plan for Bargaining UNIT Employees a/K/a Group Insurance Plan B | 536 | 5,521 | $0 |
