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Original filing (PDF)20250927192749NAL0012020096001
CATERPILLAR INC.
Form 5500
FILING_RECEIVED
CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN
Defined-benefit pension plan
Signals · 1
No recordkeeper disclosed
Active participants
1,630
Accounts w/ balance
—
Plan assets (EOY)
$2.4B
Net assets (EOY)
$2.4B
How this plan invests
This plan
1 collective trust
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
80
Vendor stack
55
Participation health
100
Knocking points off
- 7 bps in Schedule C fees — modestly above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
- Plan is frozen (1I) — no new benefit accrual.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CATERPILLAR INC..
Plan sponsor
Name
CATERPILLAR INC.
EIN
37-0602744
Address
5205 N. O'CONNOR BOULEVARD · SUITE 100 · IRVING, TX · 75039
Phone
(972) 891-7700
Industry
Manufacturingsee all
Plan administrator
Name
CATERPILLAR INC.
EIN
37-0602744
City
PEORIA, IL
Phone
(309) 675-1000
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-27
Pension benefit codes
1B · Flat-dollar DB formula
1I · Frozen plan — no new benefit accrual
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PRICEWATERHOUSECOOPERS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $1.0M | — |
| STRATEGIC BENEFIT ADVISORS | 03-0415817 | — | NONE | $546K | — |
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | NONE | $66K | — |
| WILLIS TOWERS WATSON | 53-0181291 | — | NONE | $8K | — |
Investments
1 pooled fund· $2.4B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| CATERPILLAR INC. MASTER RTMT. TRUST CATERPILLAR INC. · EIN 36-6668245 / PN 019 | Master Trust | $2.4B | 100.0% |