Caterpillar Inc.'s EIN is 37-0602744.
Download the official 2024 Form 5500 (PDF) for Caterpillar Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Caterpillar Inc.'s plan includes ERISA 404(c) participant direction, a 401(k) feature, an ESOP, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT FINANCIAL ADVISORS, LLC | 82-1061233 | — | NONE | $233K | — |
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $208K | — |
| ALIGHT FINANCIAL SOLUTIONS, LLC | 82-1061233 | — | NONE | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| CATERPILLAR INC. INVESTMENT TRUST CATERPILLAR INC. · EIN 32-0229540 / PN 032 | Master Trust | — | — | $692.0M | 92.4% | |
| Caterpillar Tax Deferred Plan * Self Directed Brokerage - Alight Financial Solutions........ Participant directed brokerage accounts ....................... | Self-Directed Brokerage | — | — | $27.1M | 3.6% | |
| Notes receivable from Participant loans net of deemed distributions (various * participants ........................... maturity dates through August 18, 2034, various interest rates ranging from 4.25% to 9.5%) — | Bonds / Notes | — | — | $21.5M | 2.9% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC BENEFIT ADVISORS | 03-0415817 | — | NONE | $188K | — |
| RUSSELL INVESTMENTS | — | CHICAGO, IL | NONE | $7K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST COMPANY | 36-1561860 | — | TRUSTEE | $50K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | NONE | $59K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CATERPILLAR INC | 37-0602744 | — | NONE | $17K | — |
| MERCER | — | NEW YORK, NY | NONE | $5K | — |
| PERSHING LLC | 13-2741729 | — | NONE | $0 | — |
