Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT FINANCIAL ADVISORS, LLC | 82-1061233 | — | NONE | $233K | — |
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $208K | — |
| ALIGHT FINANCIAL SOLUTIONS, LLC | 82-1061233 | — | NONE | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| CATERPILLAR INC. INVESTMENT TRUST CATERPILLAR INC. · EIN 32-0229540 / PN 032 | Master Trust | — | — | $692.0M | 92.4% | |
| Caterpillar Tax Deferred Plan * Self Directed Brokerage - Alight Financial Solutions........ Participant directed brokerage accounts ....................... | Other securities | — | — | $27.1M | 3.6% | |
| Notes receivable from Participant loans net of deemed distributions (various * participants ........................... maturity dates through August 18, 2034, various interest rates ranging from 4.25% to 9.5%) — | Bonds / Notes | — | — | $21.5M | 2.9% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC BENEFIT ADVISORS | 03-0415817 | — | NONE | $188K | — |
| RUSSELL INVESTMENTS | — | CHICAGO, IL | NONE | $7K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST COMPANY | 36-1561860 | — | TRUSTEE | $50K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | NONE | $59K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CATERPILLAR INC | 37-0602744 | — | NONE | $17K | — |
| MERCER | — | NEW YORK, NY | NONE | $5K | — |
| PERSHING LLC | 13-2741729 | — | NONE | $0 | — |
