Caterpillar Inc.'s EIN is 37-0602744.
Download the official 2024 Form 5500 (PDF) for Caterpillar Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Caterpillar Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, an ESOP, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT FINANCIAL ADVISORS, LLC | 82-1061233 | — | N0NE | $18K | — |
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $9K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC BENEFIT ADVISORS |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| CATERPILLAR INC. INVESTMENT TRUST CATERPILLAR INC. · EIN 32-0229540 / PN 032 | Master Trust | — | — | $50.1M | 97.3% | |
| Caterpillar Global Mining Legacy Hourly Emp Savings * Plan Self Directed Brokerage CGH - Alight Financial Solutions............................... Participant directed brokerage accounts ....................... | Self-Directed Brokerage | — | — | $766K | 1.5% | |
| Notes receivable from Participant loans net of deemed distributions (various * participants ........................... maturity dates through November 23, 2029, various interest rates ranging from 4.25% to 9.50%) — | Bonds / Notes | — | — | $573K | 1.1% |
| 03-0415817 |
| — |
| NONE |
| $5K |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | NONE | $5K | — |
