CATERPILLAR INC. 401(k) Plan
What public Form 5500 filings show about the CATERPILLAR INC. 401(k) plan — and how to find and check your own account.
The CATERPILLAR INC. 401(k) on its latest Form 5500
CATERPILLAR INC. (EIN 37-0602744) reports CATERPILLAR 401(K) SAVINGS PLAN on its most recent Form 5500, with $19.6B in plan assets across 51,636 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full CATERPILLAR INC. filing — schedules, fees, and providers.
Who runs the CATERPILLAR INC. 401(k)?
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Alight Solutions, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your CATERPILLAR INC. 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): PRICEWATERHOUSECOOPERS LLP, ALIGHT SOLUTIONS, STRATEGIC BENEFIT ADVISORS, NORTHERN TRUST, BLUE CROSS BLUE SHIELD OF ILLINOIS, RUSSELL INVESTMENTS.
How to check your CATERPILLAR INC. 401(k)
- Log in to Alight Solutions’s participant portal (the site on your statements).
- Ask CATERPILLAR INC. HR or benefits for the recordkeeper name and enrollment link.
- Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).