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Original filing (PDF)20251014075932NAL0003332096001
CATERPILLAR INC.
Form 5500
FILING_RECEIVED
CATERPILLAR INC. RETIREE BENEFIT PROGRAM
Health & welfare plan
Active participants
0
Accounts w/ balance
—
Plan assets (EOY)
$104.3M
Net assets (EOY)
$104.3M
How this plan invests
This plan
1 collective trust
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
90
Knocking points off
- 18 bps in Schedule C fees — 78% above peer band of 10 bps.
- No active participants reported but plan still holds assets.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CATERPILLAR INC..
Plan sponsor
Name
CATERPILLAR INC.
EIN
37-0602744
Address
5205 N. O'CONNOR BOULEVARD · SUITE 100 · IRVING, TX · 75039
Phone
(972) 891-7700
Industry
Manufacturingsee all
Plan administrator
Name
CATERPILLAR INC.
EIN
37-0602744
City
PEORIA, IL
Phone
(309) 675-1000
Plan characteristics
Plan number
501
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4E · Vision
4Q · Other
Audit & trust (Schedule H)
Auditor
PRICEWATERHOUSECOOPERS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BSWIFT LLC | — | CHICAGO, IL | NONE | $100K | — |
| BLUE CROSS BLUE SHIELD OF ILLINOIS | 36-1236610 | — | NONE | $53K | — |
| UNITED HEALTH CARE INS SRVCS INC | 41-1289245 | — | NONE | $23K | — |
| CIGNA HEALTH AND LIFE INS CO | 59-1031071 | — | NONE | $10K | — |
Investments
1 pooled fund· $73.2M(70% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| CATERPILLAR INC GROUP INS MASTER TR CATERPILLAR INC. · EIN 36-6426495 / PN 020 | Master Trust | $73.2M | 70.2% |