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Original filing (PDF)20251008130049NAL0009806016001
NICKLAUS CHILDRENS HEALTH SYSTEM
Form 5500
FILING_RECEIVED
NICKLAUS CHILDREN'S HEALTH SYSTEM RETIREMENT PLAN
403(b) retirement plan
Active participants
4,720
Accounts w/ balance
6,235
Plan assets (EOY)
$597.3M
Net assets (EOY)
$597.3M
How this plan invests
This plan
1 pooled trust
Schedule D
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 15 bps in Schedule C fees — 148% above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NICKLAUS CHILDRENS HEALTH SYSTEM.
Plan sponsor
Name
NICKLAUS CHILDRENS HEALTH SYSTEM
EIN
45-3481327
Address
3100 S.W. 62ND AVENUE · MIAMI, FL · 33155
Phone
(305) 666-6511
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2F · ERISA section 404(c)
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $655K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | — | RALEIGH, NC | INVESTMENT ADVISOR | $201K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RSM US LLP | — | CHICAGO, IL | AUDITOR | $32K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MIAMI CHILDREN'S HEALTH | — | MIAMI, FL | OTHER | $2K | — |
Investments
15 direct securities · 1 pooled fund· $597.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$596.7M
15 holdings
Pooled Separate Account
$684K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Prudential Insurance Company of America Guaranteed interest account | — | — | — | $122.2M | 20.5% | |
| Vanguard Institutional Index Fund | — | — | — | $107.2M | 17.9% | |
| Pioneer Fundamental Growth K Fund | — | — | — | $56.9M | 9.5% | |
| American Funds American Funds EuroPacific Growth R6 | — | — | — | $53.2M | 8.9% | |
| Vanguard Total Intl Stock Index Instl Fund | — | — | — | $48.9M | 8.2% | |
| Columbia Dividend Income Fund | — | — | — | $40.8M | 6.8% | |
| Dodge & Cox Dodge & Cox Income X Fund | — | — | — | $34.8M | 5.8% | |
| Vanguard Extended Market Index Admiral Fund | — | — | — | $30.2M | 5.1% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $27.3M | 4.6% | |
| Mass Mutual Mass Mutual Select Mid Growth Fund I | — | — | — | $17.7M | 3.0% | |
| MFS International MFS Mid Cap Value Class R6 | — | — | — | $16.5M | 2.8% | |
| Victory Sycamore Victory Sycamore Small Company Opportunity I Fund | — | — | — | $15.6M | 2.6% | |
| T. Rowe Price T. Rowe Price Integrated US SM GR EQ Fund | — | — | — | $13.1M | 2.2% | |
| Participants 4.25% – 9.50%; maturing through 2039 | — | — | — | $11.8M | 2.0% | |
| INCOMEFLEX TARGET 60/40 ALLOC FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | — | $684K | 0.1% | |
| Various Self directed brokerage accounts | — | — | — | $533K | <0.1% |