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Original filing (PDF)20251014172803NAL0001704483001
ALBANY MED HEALTH SYSTEM
Form 5500
FILING_RECEIVED
ALBANY MEDICAL CENTER 403(B) PLAN
401(k) retirement plan
Active participants
9,290
Accounts w/ balance
11,797
Plan assets (EOY)
$599.4M
Net assets (EOY)
$599.4M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — 120% above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALBANY MED HEALTH SYSTEM.
Plan sponsor
Name
ALBANY MED HEALTH SYSTEM
EIN
14-1641730
Address
43 NEW SCOTLAND AVENUE · ALBANY, NY · 12208
Phone
(518) 262-8414
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
UHY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $696K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $96K | — |
Investments
25 direct securities· $536.4M(89% of reported assets)
Uncategorized
$449.5M
23 holdings
Mutual Funds
$59.8M
1 holding
Guaranteed Income / GIC
$27.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Signal | Mutual Funds | — | — | $59.8M | 10.0% | |
| T. Rowe Price Retirement 2040 Fund | — | — | — | $59.7M | 10.0% | |
| T. Rowe Price Retirement 2035 Fund | — | — | — | $53.2M | 8.9% | |
| T. Rowe Price Retirement 2045 Fund | — | — | — | $50.7M | 8.5% | |
| T. Rowe Price Retirement 2050 Fund | — | — | — | $44.7M | 7.5% | |
| T. Rowe Price Retirement 2025 Fund | — | — | — | $43.3M | 7.2% | |
| T. Rowe Price Retirement 2055 Fund | — | — | — | $36.2M | 6.0% | |
| *** METLIFE Stable Value Plus Fund | Guaranteed Income / GIC | — | — | $27.2M | 4.5% | |
| Harbor Capital Appreciation Retirement | — | — | — | $24.9M | 4.1% | |
| T. Rowe Price Retirement 2020 Fund | — | — | — | $24.1M | 4.0% | |
| T. Rowe Price Retirement 2060 Fund | — | — | — | $23.0M | 3.8% | |
| Dodge & Cox Stock Fund | — | — | — | $12.7M | 2.1% | |
| Vanguard Extended Market Index Fund Institutional | — | — | — | $11.8M | 2.0% | |
| TD Ameritrade SDB Money Market | — | — | — | $11.3M | 1.9% | |
| Vanguard Total International Stock Index Signal | — | — | — | $11.1M | 1.8% | |
| Vanguard Total Bond Market Index Signal | — | — | — | $9.7M | 1.6% | |
| Touchstone Mid-Cap Growth Y | — | — | — | $6.8M | 1.1% | |
| American Fund Europacific Growth Fund R6 | — | — | — | $6.6M | 1.1% | |
| T. Rowe Price Retirement 2015 Fund | — | — | — | $5.8M | 1.0% | |
| Victory Sycamore Established Value R6 Fund | — | — | — | $4.1M | 0.7% | |
| Vanguard Real Estate Index Admiral | — | — | — | $3.2M | 0.5% | |
| secured by participant balances | — | — | — | $3.1M | 0.5% | |
| T. Rowe Price Retirement 2010 Fund | — | — | — | $2.0M | 0.3% | |
| T. Rowe Price Retirement I Balance I | — | — | — | $1.1M | 0.2% | |
| Vanguard VMMR - Federal Money Market | — | — | — | $463K | <0.1% |