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Original filing (PDF)20251015091736NAL0008806594001
ALM GLOBAL, LLC
Form 5500
FILING_RECEIVED
ALM GLOBAL, LLC 401(K) PLAN
401(k) retirement plan
Active participants
376
Accounts w/ balance
962
Plan assets (EOY)
$90.9M
Net assets (EOY)
$90.9M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 27 bps in Schedule C fees — 66% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALM GLOBAL, LLC.
Plan sponsor
Name
ALM GLOBAL, LLC
EIN
13-3273851
Address
150 EAST 42ND ST · MEZZANINE · NEW YORK CITY, NY · 10017
Phone
(212) 457-9437
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDG-CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $136K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | — | NASHVILLE, TN | INVESTMENT ADVISOR | $45K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BDG-CPAS | — | RIDGEWOOD, NJ | AUDITOR | $21K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $40K | — |
Investments
31 direct securities · 1 pooled fund· $90.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$90.9M
31 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Large Cap Growth Fund Class R6 Mutual Fund | — | — | — | $14.3M | 15.7% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $13.3M | 14.7% | |
| T. Rowe Price Retirement 2035 Fund I Mutual Fund | — | — | — | $5.9M | 6.5% | |
| T. Rowe Price Retirement 2045 Fund I Mutual Fund | — | — | — | $5.8M | 6.3% | |
| T. Rowe Price Retirement 2040 Fund I Mutual Fund | — | — | — | $5.6M | 6.1% | |
| T. Rowe Price Retirement 2030 Fund I Mutual Fund | — | — | — | $4.6M | 5.1% | |
| T. Rowe Price Retirement 2050 Fund I Mutual Fund | — | — | — | $4.3M | 4.8% | |
| T. Rowe Price Retirement 2025 Fund I Mutual Fund | — | — | — | $3.8M | 4.2% | |
| MFS Value Fund Class R6 Mutual Fund | — | — | — | $3.6M | 4.0% | |
| Fidelity Global ex U.S. Index Fund Mutual Fund | — | — | — | $3.6M | 4.0% | |
| New York Life Insurance Company Anchor Account IV Stable Value Fund | — | — | — | $3.3M | 3.6% | |
| T. Rowe Price Diversified Mid Cap Gr I Mutual Fund | — | — | — | $3.1M | 3.4% | |
| Fidelity U.S. Bond Index Fund Mutual Fund | — | — | — | $2.6M | 2.9% | |
| JPMorgan Small Cap Equity Fund Class R6 Mutual Fund | — | — | — | $2.4M | 2.6% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $2.4M | 2.6% | |
| PGIM Total Return Bond Fund -Class R6 Mutual Fund | — | — | — | $2.3M | 2.5% | |
| T. Rowe Price Retirement 2055 Fund I Mutual Fund | — | — | — | $2.2M | 2.4% | |
| MFS International Diversification Fund Class R6 Mutual Fund | — | — | — | $1.8M | 2.0% | |
| MFS Mid Cap Value R6 Mutual Fund | — | — | — | $976K | 1.1% | |
| T. Rowe Price Retirement 2005 Fund I Mutual Fund | — | — | — | $944K | 1.0% | |
| Schwab Personal Choice Retirement Account Participant directed brokerage account | — | — | — | $910K | 1.0% | |
| T. Rowe Price Retirement 2020 Fund I Mutual Fund | — | — | — | $854K | 0.9% | |
| T. Rowe Price Retirement 2060 Fund I Mutual Fund | — | — | — | $574K | 0.6% | |
| Participant loans 4.25%-9.50%, various maturities - 0 - | — | — | — | $473K | 0.5% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $394K | 0.4% | |
| DFA Inflation-Protected Securities Portfolio Institutional Class Mutual Fund | — | — | — | $361K | 0.4% | |
| T. Rowe Price Retirement 2015 Fund I Mutual Fund | — | — | — | $213K | 0.2% | |
| T. Rowe Price Retirement 2065 Fund I Mutual Fund | — | — | — | $82K | <0.1% | |
| T. Rowe Price Retirement 2010 Fund I Mutual Fund | — | — | — | $70K | <0.1% | |
| Schwab Personal Choice Retirement Account Roth Participant directed brokerage account | — | — | — | $68K | <0.1% | |
| PIMCO Income Institutional Class Mutual Fund | — | — | — | $66K | <0.1% | |
| AST WILMINGTON TRUST MID CAP GROWTH R1 · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $0 | <0.1% |