VU TRAN signed Brook & Whittle Limited's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Brook & Whittle Limited's EIN is 06-1452909.
Download the official 2024 Form 5500 (PDF) for Brook & Whittle Limited from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Brook & Whittle Limited's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $81K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALERA INVESTMENT ADVISORS LLC | 82-1301701 | — | INVESTMENT ADVISORY | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ORENDA RETIREMENT LLC | 36-4877979 | — | CONTRACT ADMINISTRATOR | $8K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| GROUP ANNUITY CONTRACTS * Principal Guaranteed Option | Common Stocks | — | — | $19.9M | 21.7% | |
| S SHARES / UNITS Vanguard Growth Index Fund | Mutual Funds | — | $43K | $9.2M | 10.0% | |
| Fidelity US Bond Index | Mutual Funds | — | $834K | $8.5M | 9.3% | |
| S * Principal Core Fixed Income Separate Account-Z | Pooled Separate Accounts | — | $477K | $8.5M | 9.3% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $8.5M | 9.3% | |
| Dodge & Cox Stock Fund | Mutual Funds | — | $29K | $7.4M | 8.0% | |
| Fidelity 500 Index Fund | Common Collective Trusts | — | $31K | $6.2M | 6.8% | |
| Vanguard Emerging Markets Stock Index Fund | Common Collective Trusts | — | $111K | $4.1M | 4.4% | |
| PGIM High Yield Fund | Other securities | — | $619K | $3.0M | 3.2% | |
| 9.50% with maturities through 2037 | Bonds / Notes | — | — | $2.5M | 2.7% | |
| Vanguard Developed Markets Index Fund | Common Collective Trusts | — | $164K | $2.5M | 2.7% | |
| MFS International Growth Fund | Mutual Funds | — | $60K | $2.5M | 2.7% | |
| DFA International Value Portfolio | Mutual Funds | — | $118K | $2.4M | 2.6% | |
| Fidelity Mid Cap Index Fund | Common Collective Trusts | — | $55K | $1.9M | 2.0% | |
| Fidelity Small Cap Index Fund | Common Collective Trusts | — | $64K | $1.8M | 1.9% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | $19K | $1.7M | 1.8% | |
| Undiscovered Managers Behavioral Value Fund | Other securities | — | $19K | $1.6M | 1.7% | |
| American Funds 2030 Target Date Retirement Fund | Mutual Funds | — | $88K | $1.5M | 1.7% | |
| Vanguard Mid-Cap Value Index Fund | Common Collective Trusts | — | $18K | $1.5M | 1.6% | |
| Putnam Small Cap Growth Fund | Mutual Funds | — | $16K | $1.3M | 1.4% | |
| PGIM Jennison Mid-Cap Growth Fund | Other securities | — | $51K | $1.2M | 1.3% | |
| American Funds 2035 Target Date Retirement Fund | Mutual Funds | — | $46K | $882K | 1.0% | |
| American Funds 2040 Target Date Retirement Fund | Mutual Funds | — | $27K | $550K | 0.6% | |
| American Funds 2045 Target Date Retirement Fund | Mutual Funds | — | $24K | $503K | 0.5% | |
| American Funds 2010 Target Date Retirement Fund | Mutual Funds | — | $27K | $313K | 0.3% | |
| American Funds 2050 Target Date Retirement Fund | Mutual Funds | — | $14K | $299K | 0.3% | |
| Principal Fixed Income Guaranteed Option | Other securities | — | — | $46K | <0.1% | |
| PIMCO Global Bond Opportunities Fund US Dollar-Hedged | Mutual Funds | — | $3K | $32K | <0.1% | |
| American Funds 2065 Target Date Retirement Fund 590 | Mutual Funds | — | — | $10K | <0.1% | |
| American Funds 2055 Target Date Retirement Fund 341 | Mutual Funds | — | — | $9K | <0.1% | |
| American Funds 2060 Target Date Retirement Fund 281 | Mutual Funds | — | — | $5K | <0.1% | |
| American Funds 2025 Target Date Retirement Fund 130 | Mutual Funds | — | — | $2K | <0.1% | |
| (E) | Other securities | — | — | $2K | <0.1% |
