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Original filing (PDF)20250925104235NAL0008422241001
WAFRA INC.
Form 5500
FILING_RECEIVED
WAFRA 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
166
Accounts w/ balance
267
Plan assets (EOY)
$72.6M
Net assets (EOY)
$72.6M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 20 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WAFRA INC..
Plan sponsor
Name
WAFRA INC.
EIN
13-3244612
Address
345 PARK AVENUE · 41ST FLOOR · NEW YORK, NY · 10154
Phone
(212) 759-3700
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DELOITTE & TOUCHE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $32K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | ADVISOR | $111K | — |
Investments
27 direct securities · 1 pooled fund· $71.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$69.6M
27 holdings
Common Collective Trust
$2.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY 500 Index Fund | — | — | — | $14.5M | 20.0% | |
| MFS INVESTMENT MFS Total Return Fund R6 | — | — | — | $9.8M | 13.4% | |
| FIDELITY Contrafund Fund Class K6 | — | — | — | $8.9M | 12.2% | |
| AMERICAN CENTURY American Century Ultra R6 | — | — | — | $8.8M | 12.1% | |
| T. ROWE PRICE T. Rowe Price New Horizons Fund | — | — | — | $3.9M | 5.4% | |
| FIDELITY Small Cap Index Fund | — | — | — | $2.5M | 3.4% | |
| LORD ABBETT Lord Abbett Short Duration Income Fund R6 | — | — | — | $2.5M | 3.4% | |
| INVESCO STBL VAL III INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $2.3M | 3.2% | |
| FIDELITY Mid Cap Index Fund | — | — | — | $2.2M | 3.0% | |
| AMERICAN FUNDS American Funds New Perspective Fund R6 | — | — | — | $2.0M | 2.8% | |
| AMERICAN FUNDS American Funds American Mutual R6 | — | — | — | $1.9M | 2.7% | |
| WESTERN ASSET Western Asset Core Bond Fund Class I | — | — | — | $1.9M | 2.6% | |
| J.P. MORGAN JPMorgan U.S. Equity Fund – Class R6 | — | — | — | $1.7M | 2.4% | |
| INVESCO Discovery R6 | — | — | — | $1.4M | 1.9% | |
| BLACKROCK Global Allocation | — | — | — | $1.1M | 1.5% | |
| FRANKLIN TEMPLETON ClearBridge International Growth IS | — | — | — | $1.0M | 1.4% | |
| AMERICAN CENTURY American Century Strategic Allocation: Conservative Fund R6 | — | — | — | $842K | 1.2% | |
| BLACKROCK High Yield Portfolio, Class K | — | — | — | $814K | 1.1% | |
| FIDELITY Total International Index Fund | — | — | — | $788K | 1.1% | |
| COHEN & STEERS Cohen & Steers Real Estate Securities Fund, Class Z | — | — | — | $645K | 0.9% | |
| MFS INVESTMENT MFS Utilities Fund R6 | — | — | — | $512K | 0.7% | |
| FIDELITY US Bond Index Fund | — | — | — | $491K | 0.7% | |
| T. ROWE PRICE T. Rowe Price Spectrum Mod Gr All | — | — | — | $447K | 0.6% | |
| Various participants 4.25%-9.50% | — | — | — | $403K | 0.6% | |
| FIDELITY Emerging Markets Index Fund | — | — | — | $327K | 0.5% | |
| MFS INVESTMENT MFS International New Discovery R6 | — | — | — | $123K | 0.2% | |
| VANGUARD Total World Stock Index Fund Admiral | — | — | — | $107K | 0.1% | |
| FIDELITY Real Estate Index Fund | — | — | — | $90K | 0.1% |
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