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Original filing (PDF)20251125150114NAL0001725539001
UNIVERSITY OF THE PACIFIC
Form 5500
FILING_RECEIVED
UNIVERSITY OF THE PACIFIC DEFINED CONTRIBUTION PLAN
403(b) retirement plan
Signals · 2
Late filing · 0.3 moNo recordkeeper disclosed
Active participants
2,955
Accounts w/ balance
4,213
Plan assets (EOY)
$839.2M
Net assets (EOY)
$839.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
65 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
99
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 0.3 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY OF THE PACIFIC.
Plan sponsor
Name
UNIVERSITY OF THE PACIFIC
EIN
94-1156266
Address
3601 PACIFIC AVENUE · STOCKTON, CA · 95211
Phone
(209) 932-3097
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-25
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
KPMG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KUTAK ROCK LLP | 47-0597598 | — | NONE | $47K | — |
| FID INV INST OPS CO | 04-2647786 | — | NONE | $43K | — |
| GLOBAL RETIREMENT PARTNERS | 47-1411118 | — | NONE | $41K | — |
| TIAA | 13-1624203 | — | NONE | $19K | — |
Investments
63 direct securities · 2 pooled funds· $827.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$812.0M
63 holdings
Pooled Separate Account
$15.6M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Traditional Non-Fully Benefit-Responsive * TIAA Individual Fixed Annuity Contracts TIAA Traditional Annuity | — | — | — | $148.1M | 17.6% | |
| CREF Stock Account | — | — | — | $78.6M | 9.4% | |
| Fidelity VANG TARGET RET 2040 | — | — | — | $42.9M | 5.1% | |
| Fidelity VANG TARGET RET 2035 | — | — | — | $37.1M | 4.4% | |
| Fidelity VANG TARGET RET 2045 | — | — | — | $32.4M | 3.9% | |
| TIAA Individual Fixed Annuity Contracts TIAA Traditional Annuity | — | — | — | $30.0M | 3.6% | |
| Fidelity VANG TARGET RET 2030 | — | — | — | $26.7M | 3.2% | |
| CREF Growth | — | — | — | $26.4M | 3.1% | |
| Fidelity VANG SM CAP IDX INST | — | — | — | $20.0M | 2.4% | |
| Fidelity VANG TARGET RET 2050 | — | — | — | $20.0M | 2.4% | |
| CREF Global Equities | — | — | — | $19.2M | 2.3% | |
| Fidelity VANG TOT INTL STK IS | — | — | — | $16.9M | 2.0% | |
| Fidelity AF NEW PERSPECT R6 | — | — | — | $16.5M | 2.0% | |
| Fidelity FID 500 INDEX | — | — | — | $15.9M | 1.9% | |
| Fidelity VANG TARGET RET 2025 | — | — | — | $15.7M | 1.9% | |
| Fidelity JPM US EQUITY R6 | — | — | — | $15.6M | 1.9% | |
| Fidelity VANG VAL INDEX INST | — | — | — | $15.1M | 1.8% | |
| Fidelity JPM LG CAP GROWTH R6 | — | — | — | $14.8M | 1.8% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $14.6M | 1.7% | |
| CREF Equity Index | — | — | — | $14.3M | 1.7% | |
| CREF Social Choice | — | — | — | $13.4M | 1.6% | |
| Fidelity HTFD DIV & GRTH R6 | — | — | — | $12.1M | 1.4% | |
| Fidelity VANG MIDCAP IDX INST | — | — | — | $12.0M | 1.4% | |
| Fidelity BAIRD CORE PLUS INST | — | — | — | $11.7M | 1.4% | |
| Fidelity VANG GRTH INDEX INST | — | — | — | $11.4M | 1.4% | |
| Fidelity VANG TARGET RET 2020 | — | — | — | $10.6M | 1.3% | |
| Fidelity VANG TARGET RET 2055 | — | — | — | $9.0M | 1.1% | |
| Fidelity DFA REAL EST SEC I | — | — | — | $8.9M | 1.1% | |
| Fidelity FID US SUSTN IDX | — | — | — | $8.9M | 1.1% | |
| Fidelity AF EUROPAC GROWTH R6 | — | — | — | $8.6M | 1.0% | |
| Fidelity AS SPL MID CP VAL IS | — | — | — | $8.2M | 1.0% | |
| CREF Bond Market | — | — | — | $8.2M | 1.0% | |
| Fidelity VANG WMMR-FED MMKT | — | — | — | $7.5M | 0.9% | |
| Fidelity VAN EM MKT ST IDX IS | — | — | — | $7.3M | 0.9% | |
| CREF Money Market | — | — | — | $7.1M | 0.8% | |
| Fidelity VANG TOT BD MKT ADM | — | — | — | $6.3M | 0.7% | |
| CREF Inflation-Linked Bond | — | — | — | $5.9M | 0.7% | |
| Fidelity VANG TARGET RET INC | — | — | — | $5.7M | 0.7% | |
| Fidelity PIM REAL RETURN INST | — | — | — | $5.3M | 0.6% | |
| Fidelity FKLN HIGH INCOME R6 | — | — | — | $5.2M | 0.6% | |
| Fidelity DFA GLBL EQUITY INST | — | — | — | $5.1M | 0.6% | |
| TIAA Individual Fixed Annuity Contracts Stable Value Fund | — | — | — | $4.0M | 0.5% | |
| Fidelity Self Directed Account | — | — | — | $3.9M | 0.5% | |
| Fidelity VANG TARGET RET 2060 | — | — | — | $3.8M | 0.4% | |
| maturing through April 15, 2034 | — | — | — | $3.6M | 0.4% | |
| Fidelity Self Directed Account | — | — | — | $2.4M | 0.3% | |
| Fidelity VG TL INTL BD IDX AD | — | — | — | $2.0M | 0.2% | |
| Fidelity JPM MID CAP GRTH RS | — | — | — | $2.0M | 0.2% | |
| Fidelity JPM SHORT DURATN R6 | — | — | — | $1.7M | 0.2% | |
| FUTURE FDS SER ACC II OF GWL & AIC EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 003 | Pooled Separate Account | — | — | $996K | 0.1% | |
| Fidelity FKLN SM CAP VALUE R6 | — | — | — | $869K | 0.1% | |
| Empower Annuity Insurance S&P 500 Index Fund | — | — | — | $819K | <0.1% | |
| Fidelity VANG TARGET RET 2070 | — | — | — | $499K | <0.1% | |
| Fidelity LD ABT DEV GRTH RS | — | — | — | $337K | <0.1% | |
| Empower Annuity Insurance Fixed Annuity Contract Empower Guaranteed Certificate Fund | — | — | — | $312K | <0.1% | |
| Empower Individual Fixed Annuity Contracts Daily Interest Guaranteed Fund | — | — | — | $307K | <0.1% | |
| Fidelity VANG TARGET RET 2065 | — | — | — | $298K | <0.1% | |
| Fidelity Self Directed Account | — | — | — | $184K | <0.1% | |
| Empower Annuity Insurance Fixed Annuity Contract Systematic Withdrawal | — | — | — | $170K | <0.1% | |
| Empower Annuity Insurance Fixed Annuity Contract Empower Guaranteed Fixed Fund | — | — | — | $90K | <0.1% | |
| Empower Annuity Insurance Maxim Money Market Portfolio ** — * Empower Annuity Insurance Fidelity VIP Growth Portfolio | — | — | — | $70K | <0.1% | |
| Empower Annuity Insurance Govt Obligations FD SS | — | — | — | $53K | <0.1% | |
| Empower Annuity Insurance Maxim Ariel MidCap Value Portfolio ** — * Empower Annuity Insurance Large Cap Value Investor II ** 164 * Empower Annuity Insurance Maxim US Government Securities Portfolio | — | — | — | $47K | <0.1% | |
| Empower Annuity Insurance Fixed Annuity Contract Banded Portfolio | — | — | — | $25K | <0.1% | |
| Empower Annuity Insurance Maxim Bond Index Portfolio ** 932 * Empower Annuity Insurance Maxim Multi Sector Bond Inv ** — * Empower Annuity Insurance Alger American Balanced 1-2 | — | — | — | $5K | <0.1% |