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Original filing (PDF)20251013110701NAL0001779296001
NEW MOUNTAIN CAPITAL, LLC
Form 5500
FILING_RECEIVED
NEW MOUNTAIN CAPITAL, LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
240
Accounts w/ balance
351
Plan assets (EOY)
$72.2M
Net assets (EOY)
$72.2M
How this plan invests
This plan
47 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEW MOUNTAIN CAPITAL, LLC.
Plan sponsor
Name
NEW MOUNTAIN CAPITAL, LLC
EIN
81-0659915
Address
1633 BROADWAY · 47TH FLOOR · NEW YORK, NY · 10019
Phone
(212) 720-0305
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | 42-0127290 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $33K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | ADVISOR | $35K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE BENEFIT PRACTICE | — | STAMFORD, CT | CONTRACT ADMIN | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RSM US LLP | — | CHICAGO, IL | AUDITOR | $27K | — |
Investments
47 direct securities· $71.8M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX K Mutual Fund | — | — | — | $14.0M | 19.3% | |
| VANGUARD TARGET RETIREMENT 2050 INV Mutual Fund | — | — | — | $7.4M | 10.3% | |
| VANGUARD TARGET RETIREMENT 2055 INV Mutual Fund | — | — | — | $6.2M | 8.6% | |
| VANGUARD TARGET RETIREMENT 2045 INV Mutual Fund | — | — | — | $4.3M | 6.0% | |
| VANGUARD TARGET RETIREMENT 2060 INV Mutual Fund | — | — | — | $2.8M | 3.9% | |
| VANGUARD GROWTH INDEX ADM Mutual Fund | — | — | — | $2.8M | 3.9% | |
| VANGUARD TARGET RETIREMENT 2040 INV Mutual Fund | — | — | — | $2.8M | 3.8% | |
| FIDELITY MID CAP INDEX Mutual Fund | — | — | — | $2.7M | 3.7% | |
| DODGE & COX STOCK X Mutual Fund | — | — | — | $2.4M | 3.3% | |
| MFS MID CAP VALUE R6 Mutual Fund | — | — | — | $2.2M | 3.0% | |
| JPMORGAN GROWTH ADVANTAGE R6 Mutual Fund | — | — | — | $1.8M | 2.5% | |
| FIDELITY SMALL CAP INDEX Mutual Fund | — | — | — | $1.5M | 2.1% | |
| FULLERTHALER BEHAVIORAL SMALLCAP EQ R6 Mutual Fund | — | — | — | $1.5M | 2.1% | |
| VANGUARD TOTAL WORLD STOCK INDEX ADMIRAL Mutual Fund | — | — | — | $1.5M | 2.1% | |
| VANGUARD TARGET RETIREMENT 2030 INV Mutual Fund | — | — | — | $1.4M | 2.0% | |
| PRINCIPAL MIDCAP R6 Mutual Fund | — | — | — | $1.3M | 1.8% | |
| VANGUARD SMALL CAP GROWTH INDEX ADMIRAL Mutual Fund | — | — | — | $1.3M | 1.8% | |
| FIDELITY EMERGING MARKETS INDEX Mutual Fund | — | — | — | $1.2M | 1.7% | |
| VICTORY TRIVALENT INTERNATIONAL SM-CP I Mutual Fund | — | — | — | $1.2M | 1.6% | |
| VANGUARD TARGET RETIREMENT 2035 INV Mutual Fund | — | — | — | $1.0M | 1.4% | |
| Empower Life & Annuity Insurance Company of New York Guaranteed Investment Contract | — | — | — | $910K | 1.3% | |
| VANGUARD TARGET RETIREMENT 2025 INV Mutual Fund | — | — | — | $869K | 1.2% | |
| VANGUARD REAL ESTATE INDEX ADMIRAL Mutual Fund | — | — | — | $779K | 1.1% | |
| VANGUARD TARGET RETIREMENT 2020 INV Mutual Fund | — | — | — | $692K | 1.0% | |
| FIDELITY GLOBAL EX US INDEX Mutual Fund | — | — | — | $626K | 0.9% | |
| PIMCO REAL RETURN INSTL Mutual Fund | — | — | — | $612K | 0.8% | |
| VANGUARD MID-CAP GROWTH INDEX ADMIRAL Mutual Fund | — | — | — | $609K | 0.8% | |
| VANGUARD TARGET RETIREMENT 2065 INV Mutual Fund | — | — | — | $585K | 0.8% | |
| HARTFORD CORE EQUITY R6 Mutual Fund | — | — | — | $549K | 0.8% | |
| AMERICAN FUNDS AMERICAN BALANCED R6 Mutual Fund | — | — | — | $541K | 0.7% | |
| PIMCO INCOME INSTL Mutual Fund | — | — | — | $525K | 0.7% | |
| AMERICAN FUNDS BOND FUND OF AMER R6 Mutual Fund | — | — | — | $493K | 0.7% | |
| AMERICAN FUNDS NEW WORLD R6 Mutual Fund | — | — | — | $402K | 0.6% | |
| ISHARES U.S. AGGREGATE BOND INDEX K Mutual Fund | — | — | — | $368K | 0.5% | |
| VANGUARD TARGET RETIREMENT INCOME INV Mutual Fund | — | — | — | $287K | 0.4% | |
| VANGUARD SMALL CAP VALUE INDEX ADMIRAL Mutual Fund | — | — | — | $281K | 0.4% | |
| SCHWAB SDB SWEEP PROGRAM Self-directed investment | — | — | — | $261K | 0.4% | |
| Notes receivable from participants (interest ranging from 4.25% to 9.5% maturing through 2036 | — | — | — | $220K | 0.3% | |
| PIMCO COMMODITIESPLUS STRATEGY INSTL Mutual Fund | — | — | — | $220K | 0.3% | |
| PGIM HIGH-YIELD R6 Mutual Fund | — | — | — | $200K | 0.3% | |
| VANGUARD MID-CAP VALUE INDEX ADMIRAL Mutual Fund | — | — | — | $186K | 0.3% | |
| PIMCO INT BOND (USD-HEDGED) INST Mutual Fund | — | — | — | $168K | 0.2% | |
| PIMCO RAE INTERNATIONAL INSTL Mutual Fund | — | — | — | $49K | <0.1% | |
| MFS INTERNATIONAL GROWTH R6 Mutual Fund | — | — | — | $44K | <0.1% | |
| CALVERT US LARGE CAP CORE RSPNB IDX R6 Mutual Fund | — | — | — | $38K | <0.1% | |
| SCHWAB SDB SECURITIES Self-directed investment | — | — | — | $25K | <0.1% | |
| MIROVA GLOBAL SUSTAINABLE EQUITY N Mutual Fund | — | — | — | $15K | <0.1% |