| Sponsor / Plan | Location | Services | Participants | Assets | Direct comp | Indirect comp |
|---|---|---|---|---|---|---|
| Caterpillar Inc. Caterpillar 401(k) Savings Plan · all filings | IRVING, TX | Investment manager | 44,957 | $23.1B | $771K | $0 |
| Caterpillar Inc. Caterpillar 401(k) Savings Plan · all filings | IRVING, TX | Investment manager | 44,489 | $18.8B | $753K | $0 |
| Caterpillar Inc. Caterpillar 401(k) Savings Plan · all filings | IRVING, TX | Investment manager | 43,798 | $16.5B | $762K | $0 |
| Caterpillar Inc. Caterpillar 401(k) Savings Plan · all filings | IRVING, TX | Investment manager | 41,360 | $13.8B | $717K | $0 |
| Caterpillar Inc. Caterpillar Inc. Master Retirement Trust · all filings | IRVING, TX | Investment manager | — | $12.8B | $1.2M | $0 |
| Caterpillar Inc. Caterpillar Inc. Master Retirement Trust · all filings | IRVING, TX | Investment manager | — | $12.5B | $1.0M | $0 |
| Caterpillar Inc. Caterpillar Inc. Master Retirement Trust · all filings | IRVING, TX | Investment manager | — | $12.2B | $1.3M | $0 |
| Caterpillar Inc. Caterpillar Inc. Master Retirement Trust · all filings | IRVING, TX | Investment manager | — | $12.0B | $1.4M | $0 |
| Caterpillar Inc. Caterpillar Inc. Retirement Income Plan · all filings | IRVING, TX | Investment manager | 11,616 | $9.8B | $711K | $0 |
| Caterpillar Inc. Caterpillar Inc. Retirement Income Plan · all filings | IRVING, TX | Investment manager | 12,211 | $9.5B | $549K | $0 |
| Caterpillar Inc. Caterpillar Inc. Retirement Income Plan · all filings | IRVING, TX | Investment manager | 10,175 | $9.4B | $862K | $0 |
| Caterpillar Inc. Caterpillar Inc. Retirement Income Plan · all filings | IRVING, TX | Investment manager | 11,025 | $9.2B | $835K | $0 |
| Halliburton Company Halliburton Retirement and Savings Plan · all filings | HOUSTON, TX | Investment manager | 13,413 | $4.9B | $10K | $0 |
| Entergy Corporation Entergy Corp. Retirement Plans Master Trust · all filings | NEW ORLEANS, LA | Investment manager | — | $4.7B | $40K | $0 |
| Caterpillar Inc. Caterpillar Inc. NON-Contributory Pension Plan · all filings | IRVING, TX | Investment manager | 1,776 | $2.6B | $483K | $0 |
| Caterpillar Inc. Caterpillar Inc. NON-Contributory Pension Plan · all filings | IRVING, TX | Investment manager | 1,922 | $2.6B | $382K | $0 |
| Caterpillar Inc. Caterpillar Inc. NON-Contributory Pension Plan · all filings | IRVING, TX | Investment manager | 1,491 | $2.4B | $442K | $0 |
| Caterpillar Inc. Caterpillar Inc. NON-Contributory Pension Plan · all filings | IRVING, TX | Investment manager | 1,630 | $2.4B | $546K | $0 |
| Graphic Packaging International, LLC GPI Savings Plan · all filings | ATLANTA, GA | Advisor / Consultant | 9,359 | $1.3B | $61K | $0 |
| Caterpillar Inc. Caterpillar Inc. Tax Deferred Retirement Plan · all filings | IRVING, TX | Investment manager | 6,746 | $912.5M | $175K | $0 |
| Caterpillar Inc. Caterpillar Inc. Tax Deferred Retirement Plan · all filings | IRVING, TX | Investment manager | 6,852 | $748.9M | $188K | $0 |
| Caterpillar Inc. Caterpillar Inc. Tax Deferred Retirement Plan · all filings | IRVING, TX | Investment manager | 7,176 | $678.5M | $190K | $0 |
| Caterpillar Inc. Caterpillar Inc. Tax Deferred Retirement Plan · all filings | IRVING, TX | Investment manager | 7,079 | $578.1M | $151K | $0 |
| Graphic Packaging International, LLC GPI Hourly Savings Plan · all filings | ATLANTA, GA | Advisor / Consultant | 5,269 | $565.8M | $61K | $0 |
| Solar Turbines Incorporated Solar Savings and Investment Plan · all filings | SAN DIEGO, CA | Investment manager | 1,855 | $548.9M | $96K | $0 |
