MMLIS
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
140
Active participants
67,416
Total plan assets
$3.7B
Filings (rows)
142
Direct comp
$277K
Indirect comp
$1.9M
SERVICES PROVIDED
Advisor / Consultant78
Broker57
Other6
Top plans served
Showing top 142 of 140 (largest by assets)| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| 899210-01 NEXTEP, INC. NEXTEP 401(K) RETIREMENT SAVINGS PLAN | NORMAN, OK | Advisor / Consultant BROKER/ADVISOR | 16,913 | $566.4M | $0 |
| PENTEGRA SERVICES, INC THE 401(K) PLAN | WHITE PLAINS, NY | Advisor / Consultant INVESTMENT ADVISOR | 9,164 | $192.1M | $3K |
| SOUTHEAST GEORGIA HEALTH SYSTEM, INC. SOUTHEAST GEORGIA HEALTH SYSTEM, INC. 403(B) RETIREMENT SAVINGS PLAN | BRUNSWICK, GA | Advisor / Consultant BROKER/ADVISOR | 2,558 | $154.1M | $0 |
| THOMAS & HUTTON ENGINEERING CO. THOMAS & HUTTON ENGINEERING CO. RETIREMENT PLAN | SAVANNAH, GA | Advisor / Consultant BROKER/ADVISOR | 476 | $116.8M | $0 |
| THOMAS & HUTTON ENGINEERING CO. THOMAS & HUTTON ENGINEERING CO. RETIREMENT PLAN | SAVANNAH, GA | Advisor / Consultant BROKER/ADVISOR | 417 | $90.8M | $0 |
| CERRIS, INC. CERRIS, INC. 401K PROFIT SHARING PLAN | OVERLAND PARK, KS | Broker BROKER/ADVISER | 712 | $85.1M | $0 |
| NSD NEWCO, INC NATION SAFE DRIVERS EMPLOYEE STOCK OWNERSHIP PLAN | BOCA RATON, FL | Advisor / Consultant BROKER/ADVISOR | 210 | $75.0M | $0 |
| NSD NEWCO, INC NATION SAFE DRIVERS EMPLOYEE STOCK OWNERSHIP PLAN | BOCA RATON, FL | Advisor / Consultant BROKER/ADVISOR | 271 | $72.7M | $0 |
| PENTEGRA SERVICES, INC THE 401(K) PLAN | WHITE PLAINS, NY | Advisor / Consultant INVESTMENT ADVISOR | 1,970 | $68.0M | $870 |
| MIDREX TECHNOLOGIES, INC. MIDREX 401(K) PLAN | CHARLOTTE, NC | Broker BROKER/ADVISER | 212 | $59.9M | $0 |
| INSIGHTSOFTWARE, LLC INSIGHTSOFTWARE 401(K) PLAN | RALEIGH, NC | Other OTHER | 700 | $59.7M | $23K |
| MIDREX TECHNOLOGIES, INC. MIDREX 401(K) PLAN | CHARLOTTE, NC | Broker BROKER/ADVISER | 193 | $57.2M | $0 |
| RDG PLANNING & DESIGN, INC. RDG PLANNING & DESIGN, INC. 401(K) RETIREMENT PLAN | DES MOINES, IA | Broker BROKER | 230 | $57.0M | $0 |
| THE HEALTH PLAN OF WEST VIRGINIA, INC. HP-UOV 401K RETIREMENT PLAN | WHEELING, WV | Advisor / Consultant BROKER/ADVISOR | 529 | $51.5M | $0 |
| PENTEGRA SERVICES, INC STRATEGIC RETIREMENT PROGRAM | WHITE PLAINS, NY | Other OTHER | 1,308 | $49.6M | $43K |
| THE HEALTH PLAN OF WEST VIRGINIA, INC. HP-UOV 401K RETIREMENT PLAN | WHEELING, WV | Advisor / Consultant BROKER/ADVISOR | 535 | $47.9M | $0 |
| HARTUNG BROTHERS, INC. EMPLOYEES RETIREMENT READINESS - 401(K) SAVINGS PLAN | MADISON, WI | Advisor / Consultant BROKER/ADVISOR | 145 | $47.7M | $0 |
| MIDREX TECHNOLOGIES, INC. MIDREX 401(K) PLAN | CHARLOTTE, NC | Broker BROKER/ADVISER | 154 | $47.2M | $0 |
| MMC CORP MMC CORP 401K PROFIT SHARING PLAN | OVERLAND PARK, KS | Broker BROKER/ADVISER | 584 | $47.1M | $0 |
| THE WHEELING CORPORATION WHEELING CORPORATION EMPLOYEES' RETIREMENT PLAN | BREWSTER, CT | Broker BROKER/ADVISER | 407 | $42.6M | $0 |
| HARTUNG BROTHERS, INC. EMPLOYEES RETIREMENT READINESS - 401K SAVINGS PLAN | MADISON, WI | Broker BROKER | 170 | $42.2M | $0 |
| PACIFIC HYDROTECH CORPORATION PACIFIC HYDROTECH CORPORATION 401(K) PROFIT SHARING PLAN | PERRIS, CA | Broker BROKER/ADVISER | 311 | $42.1M | $0 |
| MMC CORP MMC CORP 401K PROFIT SHARING PLAN | OVERLAND PARK, KS | Broker BROKER/ADVISER | 715 | $41.9M | $0 |
| RDG PLANNING & DESIGN, INC. RDG PLANNING & DESIGN, INC. 401(K) RETIREMENT PLAN | DES MOINES, IA | Advisor / Consultant BROKER ADVISOR | 199 | $39.6M | $0 |
| KING & PRINCE SEAFOOD CORPORATION KING & PRINCE SAVINGS PLAN | BRUNSWICK, GA | Advisor / Consultant BROKER/ADVISOR | 416 | $36.8M | $0 |
| KING & PRINCE SEAFOOD CORPORATION KING & PRINCE SAVINGS PLAN | BRUNSWICK, GA | Advisor / Consultant BROKER/ADVISOR | 425 | $32.3M | $0 |
| AIRX CLIMATE SOLUTIONS, INC. AIRX CLIMATE SOLUTIONS, INC. 401(K) PLAN | YUKON, OK | Broker BROKER | 570 | $31.7M | $0 |
| PACIFIC HYDROTECH CORPORATION PACIFIC HYDROTECH CORPORATION 401(K) PROFIT SHARING PLAN | PERRIS, CA | Other NONE | 260 | $30.3M | $0 |
| P E SYSTEMS, INC. P E SYSTEMS, INC. 401(K) AND PROFIT SHARING PLAN | FAIRFAX, VA | Advisor / Consultant INVESTMENT ADVISORY | 368 | $30.1M | $0 |
| TRAFFIC PLANNING AND DESIGN INC. TPD 401(K) PLAN | POTTSTOWN, PA | Advisor / Consultant BROKER/ADVISOR | 263 | $29.0M | $0 |
| RUSKEN PACKAGING, INC. RUSKEN PACKAGING, INC. 401(K) PLAN | CULLMAN, AL | Broker BROKER/ADVISER | 744 | $28.2M | $0 |
| AIRX CLIMATE SOLUTIONS, INC. AIRX CLIMATE SOLUTIONS, INC. 401(K) PLAN | YUKON, OK | Broker BROKER | 634 | $27.7M | $0 |
| RIGIDPLY RAFTERS, INC. RIGIDPLY RAFTERS, INC. EMPLOYEE SAVINGS & RETIREMENT PLAN | RICHLAND, PA | Broker BROKER/ADVISER | 194 | $27.3M | $0 |
| BS&B SAFETY SYSTEMS, LLC BS&B SAFETY SYSTEMS 401(K) SAVINGS AND RETIREMENT PLAN | TULSA, OK | Advisor / Consultant BROKER/ADVISOR | 143 | $25.9M | $0 |
| RUSKEN PACKAGING, INC. RUSKEN PACKAGING, INC. 401(K) PLAN | CULLMAN, AL | Broker BROKER/ADVISER | 707 | $25.7M | $0 |
| AG LLC CYBERPOINT INTERNATIONAL, LLC 401(K) PLAN | COLUMBIA, MD | Broker BROKER/ADVISER | 45 | $24.1M | $0 |
| AG LLC CYBERPOINT INTERNATIONAL, LLC 401(K) PLAN | COLUMBIA, MD | Advisor / Consultant BROKER/ADVISOR | 45 | $24.1M | $0 |
| JACK DEMMER FORD, INC. JACK DEMMER FORD, INC. 401(K) PLAN | WAYNE, MI | Broker BROKER/ADVISER | 208 | $24.1M | $0 |
| RUSKEN PACKAGING, INC. RUSKEN PACKAGING, INC. 401(K) PLAN | CULLMAN, AL | Broker BROKER/ADVISER | 605 | $24.0M | $0 |
| P E SYSTEMS, INC. P E SYSTEMS, INC. 401(K) AND PROFIT SHARING PLAN | FAIRFAX, VA | Broker BROKER/ADVISER | 304 | $23.9M | $0 |
| COPELAND BUHL & COMPANY PLLP COPELAND BUHL & COMPANY, PLLP PROFIT SHARING PLAN | PLYMOUTH, MN | Advisor / Consultant BROKER/ADVISOR | 111 | $23.4M | $0 |
| BARRIO COMPREHENSIVE FAMILY HEALTH CARE CENTER BARRIO 401(K) PLAN | SAN ANTONIO, TX | Advisor / Consultant BROKER/ADVISOR | 950 | $23.2M | $0 |
| RIGIDPLY RAFTERS, INC. RIGIDPLY RAFTERS, INC. EMPLOYEE SAVINGS & RETIREMENT PLAN | RICHLAND, PA | Broker BROKER/ADVISER | 197 | $23.1M | $0 |
| EDEN AUTISM SERVICES, INC. EDEN AUTISM SERVICES, INC. 403(B) RETIREMENT PLAN | PRINCETON, NJ | Advisor / Consultant INVESTMENT ADVISOR | 549 | $22.3M | $32K |
| THOMAS, BENNETT & HUNTER, INC. THOMAS, BENNETT & HUNTER, INC. EMPLOYEE PROFIT SHARING PLAN | WESTMINSTER, MD | Advisor / Consultant BROKER/ADVISOR | 106 | $22.1M | $0 |
| AIRX CLIMATE SOLUTIONS, INC. AIRX CLIMATE SOLUTIONS, INC. 401(K) PLAN | YUKON, OK | Broker BROKER | 489 | $21.8M | $0 |
| TRAFFIC PLANNING AND DESIGN INC. TRAFFIC PLANNING AND DESIGN INC. 401K PROFIT SHARI 401(K) PROFIT SHARING PLAN | POTTSTOWN, PA | Broker BROKER/ ADVISER | 221 | $21.3M | $0 |
| AG LLC CYBERPOINT INTERNATIONAL, LLC 401(K) PLAN | COLUMBIA, MD | Broker BROKER/ADVISER | 54 | $20.8M | $0 |
| AG LLC CYBERPOINT INTERNATIONAL, LLC 401(K) PLAN | COLUMBIA, MD | Broker BROKER/ADVISER | 54 | $20.8M | $0 |
| PAMARCO TECHNOLOGIES, LLC THE EMPLOYEE 401(K) PLAN OF PAMARCO GLOBAL GRAPHICS | ROSELLE, NJ | Broker BROKER/ADISER | 129 | $20.7M | $0 |
| NSD NEWCO INC. NSD NEWCO INC. 401(K) PLAN | BOCA RATON, FL | Advisor / Consultant BROKER/ADVISOR | 410 | $20.2M | $0 |
| THE OGEECHEE GROUP, INC. THE OGEECHEE GROUP, INC. 401 K PLAN | SAVANNAH, GA | Advisor / Consultant ADVISOR | 961 | $20.1M | $0 |
| BARRIO COMPREHENSIVE FAMILY HEALTH CARE CENTER BARRIO 401(K) PLAN | SAN ANTONIO, TX | Advisor / Consultant BROKER/ADVISOR | 804 | $20.1M | $0 |
| LEE BANK LEE BANK 401(K) PLAN | LEE, MA | Advisor / Consultant BROKER/ADVISOR | 121 | $19.5M | $0 |
| WESTERN PARTITIONS, INC. WESTERN PARTITIONS, INC. 401(K) PROFIT SHARING PLAN | WILSONVILLE, OR | Advisor / Consultant BROKER/ADVISOR | 180 | $19.4M | $0 |
| JACK DEMMER FORD, INC. JACK DEMMER FORD, INC. 401(K) PLAN | WAYNE, MI | Broker BROKER/ADVISER | 162 | $19.3M | $0 |
| RIGIDPLY RAFTERS, INC. RIGIDPLY RAFTERS, INC. EMPLOYEE SAVINGS & RETIREMENT PLAN | RICHLAND, PA | Advisor / Consultant BROKER/ADVISOR | 180 | $19.0M | $0 |
| DOSAL TOBACCO CORPORATION DOSAL TOBACCO CORPORATION 401K PLAN | MIAMI, FL | Broker BROKER/ADVISO R | 136 | $18.4M | $0 |
| O'KEEFFE'S, INC. O'KEEFFES, INC. 401(K) PLAN & TRUST | BRISBANE, CA | Advisor / Consultant BROKER/ADVISOR | 255 | $18.1M | $0 |
| ECAPITAL ENTERPRISES CORP. ECAPITAL ENTERPRISES CORP. 401(K) PLAN | AVENTURA, FL | Advisor / Consultant INVESTMENT ADVISOR | 161 | $17.8M | $13K |
| MEYER & NAJEM INC. MEYER NAJEM 401K PROFIT SHARING PLAN | FISHERS, IN | Broker BROKER/ADVISER | 179 | $17.6M | $0 |
| NATIONAL ASSOCIATION OF SECONDARY SCHOOL PRINCIPALS NATIONAL ASSOCIATION OF SECONDARY SCHOOL PRINCIPALS SECTION 403(B) PLAN | RESTON, VA | Broker BROKER | 63 | $17.5M | $0 |
| AG LLC CYBERPOINT INTERNATIONAL, LLC 401(K) PLAN | COLUMBIA, MD | Advisor / Consultant BROKER/ ADVISOR | 82 | $17.1M | $0 |
| THE MARYLAND MANAGEMENT COMPANY MARYLAND MANAGEMENT COMPANY 401(K) PROFIT SHARING PLAN | HANOVER, MD | Advisor / Consultant BROKER/ADVISOR | 198 | $16.6M | $0 |
| WELSPUN TUBULAR, LLC WELSPUN TUBULAR, LLC RETIREMENT SAVINGS PLAN | LITTLE ROCK, AR | Broker BROKER | 577 | $16.4M | $0 |
| ROWAN DIAGNOSTIC CLINIC, PA ROWAN DIAGNOSTIC CLINIC, PA PROFIT SHARING 401K PLAN | SALISBURY, NC | Broker BROKER/ADVISER | 74 | $16.2M | $0 |
| LEE BANK LEE BANK 401(K) PLAN | LEE, MA | Advisor / Consultant BROKER/ADVISOR | 90 | $16.1M | $0 |
| LUTHERAN HOMES OF MICHIGAN, INC WELLSPRING SENIOR SUPPORT SERVICES 403(B) RETIREMENT PLAN | SAGINAW, MI | Advisor / Consultant BROKER/ADVISOR | 444 | $15.9M | $0 |
| NATIONAL ASSOCIATION OF SECONDARY SCHOOL PRINCIPALS NATIONAL ASSOCIATION OF SECONDARY SCHOOL PRINCIPALS SECTION 403(B) PLAN | RESTON, VA | Broker BROKER | 67 | $15.8M | $0 |
| O'KEEFFE'S, INC. O'KEEFFES, INC. 401(K) PLAN & TRUST | BRISBANE, CA | Advisor / Consultant BROKER/ADVISOR | 251 | $15.7M | $0 |
| LUTHERAN HOMES OF MICHIGAN, INC WELLSPRING SENIOR SUPPORT SERVICES 403(B) RETIREMENT PLAN | SAGINAW, MI | Advisor / Consultant BROKER/ADVISOR | 475 | $15.6M | $0 |
| THE MARYLAND MANAGEMENT COMPANY MARYLAND MANAGEMENT COMPANY 401(K) PROFIT SHARING PLAN | HANOVER, MD | Advisor / Consultant BROKER/ADVISOR | 197 | $15.1M | $0 |
| ECAPITAL ENTERPRISES CORP. ECAPITAL ENTERPRISES CORP. 401(K) PLAN | AVENTURA, FL | Advisor / Consultant INVESTMENT ADVISOR | 170 | $15.1M | $31K |
| BARRIO COMPREHENSIVE FAMILY HEALTH CARE CENTER BARRIO 401(K) PLAN | SAN ANTONIO, TX | Advisor / Consultant BROKER/ADVISOR | 695 | $14.9M | $0 |
| MEYER & NAJEM INC. MEYER NAJEM 401K PROFIT SHARING PLAN | FISHERS, IN | Broker BROKER/ADVISER | 155 | $14.5M | $0 |
| LUTHERAN HOMES OF MICHIGAN, INC WELLSPRING SENIOR SUPPORT SERVICES 403(B) RETIREMENT PLAN | SAGINAW, MI | Advisor / Consultant BROKER/ADVISOR | 427 | $14.4M | $0 |
| NATIONAL ASSOCIATION OF SECOND NATIONAL ASSOCIATION OF SECONDARY SCHOOL PRINCIPALS SECTION 403(B) PLAN | RESTON, VA | Broker BROKER | 62 | $14.2M | $0 |
| LORD ELECTRIC COMPANY OF PUERTO RIC , INC. LORD ELECTRIC COMPANY OF PUERTO RICO, EMPLOYEES RETIREMENT PLAN | SAN JUAN, PR | Advisor / Consultant BROKER/ ADVISOR | 101 | $14.0M | $0 |
| ROWAN DIAGNOSTIC CLINIC, PA ROWAN DIAGNOSTIC CLINIC, PA PROFIT SHARING 401K PLAN | SALISBURY, NC | Broker BROKER/ADVISER | 68 | $13.5M | $0 |
| O'KEEFFE'S, INC. O'KEEFFES, INC. 401(K) PLAN & TRUST | BRISBANE, CA | Advisor / Consultant BROKER/ADVISOR | 282 | $13.3M | $0 |
| ECAPITAL ENTERPRISES CORP. ECAPITAL ENTERPRISES CORP. 401(K) PLAN | AVENTURA, FL | Advisor / Consultant INVESTMENT ADVISOR | 190 | $13.2M | $9K |
| WILLAMETTE VALLEY BANK WILLAMETTE VALLEY BANK 401(K) PROFIT SHARING PLAN | SALEM, OR | Advisor / Consultant BROKER/ADVISOR | 149 | $13.2M | $0 |
| WELSPUN TUBULAR, LLC WELSPUN TUBULAR, LLC RETIREMENT SAVINGS PLAN | LITTLE ROCK, AR | Broker BROKER | 573 | $13.0M | $55 |
| MARINE SOLUTIONS, INC. MARINE SOLUTIONS, INC. RETIREMENT PLAN | NICHOLASVILLE, KY | Advisor / Consultant BROKER/ADVISOR | 141 | $12.6M | $0 |
| JAGENBERG US HOLDING, INC. JAGENBERG US HOLDING, INC. 401(K) RETIREMENT PLAN | SPARTANBURG, SC | Broker BROKER/ADVISER | 145 | $12.3M | $0 |
| SOUTHSIDE COMMUNITIES FIRE PROTECTION, INC. SOUTHSIDE FIRE/EMS RETIREMENT PLAN | SAVANNAH, GA | Broker BROKER/ADVISER | 181 | $12.2M | $0 |
| WILLAMETTE VALLEY BANK WILLAMETTE VALLEY BANK 401(K) PROFIT SHARING PLAN | SALEM, OR | Advisor / Consultant BROKER/ADVISOR | 122 | $12.1M | $0 |
| KNIT-RITE, LLC KNIT-RITE, LLC EMPLOYEES 401K PROFIT SHARING PLAN | KANSAS CITY, KS | Broker BROKER/ADVISER | 222 | $12.1M | $0 |
| LORD ELECTRIC COMPANY OF PUERTO RIC , INC. LORD ELECTRIC COMPANY OF PUERTO RICO, EMPLOYEES RETIREMENT PLAN | SAN JUAN, PR | Advisor / Consultant BROKER/ ADVISOR | 93 | $11.6M | $0 |
| LEAGUE FOR THE HANDICAPPED, INC. LEAGUE FOR THE HANDICAPPED, INC. SAFEHARBOR 401(K) PLAN | SPRINGVILLE, NY | Advisor / Consultant BROKER/ADVISOR | 85 | $11.4M | $0 |
| BERRY AVIATION, INC. BERRY AVIATION, INC. PROFIT SHARING 401(K) PLAN | SAN MARCOS, TX | Advisor / Consultant BROKER/ADVISOR | 310 | $11.1M | $0 |
| SARRIS CANDIES, INC. SARRIS CANDIES, INC. PROFIT SHARING 401(K) PLAN | CANONSBURG, PA | Advisor / Consultant BROKER / ADVISOR | 192 | $11.0M | — |
| PANOPTO, INC. PANOPTO, INC. 401(K) PLAN | PITTSBURGH, PA | Advisor / Consultant INVESTMENT ADVISOR | 93 | $10.7M | $32K |
| PANOPTO, INC. PANOPTO, INC. 401(K) PLAN | PITTSBURGH, PA | Advisor / Consultant INVESTMENT ADVISOR | 93 | $10.6M | $2K |
| PENTEGRA SERVICES, INC STRATEGIC RETIREMENT PROGRAM | WHITE PLAINS, NY | Other OTHER | 235 | $10.3M | $7K |
| KNIT-RITE, LLC KNIT-RITE, LLC EMPLOYEES 401K PROFIT SHARING PLAN | KANSAS CITY, KS | Broker BROKER/ADVISER | 175 | $10.2M | $0 |
| SOUTHSIDE COMMUNITIES FIRE PROTECTION, INC. SOUTHSIDE FIRE/EMS RETIREMENT PLAN | SAVANNAH, GA | Advisor / Consultant BROKER/ADVISOR | 265 | $9.9M | $0 |
| MARINE SOLUTIONS, INC. MARINE SOLUTIONS, INC. RETIREMENT PLAN | NICHOLASVILLE, KY | Advisor / Consultant BROKER/ADVISOR | 113 | $9.7M | $0 |
| ROCK SOLID TECHNOLOGIES, INC. ROCK SOLID TECHNOLOGIES, INC. RETIREMENT PLAN FOR EMPLOYEES OF ROCK SOLID TECHNOLOGIES, INC. | SAN JUAN, PR | Advisor / Consultant BROKER/ADVISOR | 155 | $9.6M | $0 |
| SOUTH SHORE HOSPITAL CORPORATION SECTION 403(B) RETIREMENT PLAN FOR SOUTH SHORE HOSPITAL CORPORATION | CHICAGO, IL | Broker BROKER/ADVISER | 367 | $9.5M | $0 |
| SOUTH SHORE HOSPITAL CORPORATION SECTION 403(B) RETIREMENT PLAN FOR SOUTH SHORE HOSPITAL CORPORATION | CHICAGO, IL | Broker BROKER/ADVISER | 365 | $9.2M | $0 |
| O'BRIEN AUTO TEAM, INC. O'BRIEN AUTO TEAM 401(K) PLAN | NORMAL, IL | Advisor / Consultant INVESTMENT ADVISOR | 166 | $9.0M | $23K |
| BERRY AVIATION, INC. BERRY AVIATION, INC. PROFIT SHARING 401(K) PLAN | SAN MARCOS, TX | Advisor / Consultant BROKER/ADVISOR | 275 | $8.7M | $0 |
| GLOBAL TECHNICAL SYSTEMS GLOBAL TECHNICAL SYSTEMS 401(K) PLAN | VIRGINIA BEACH, VA | Advisor / Consultant BROKER/ADVISOR | 171 | $8.7M | $0 |
| KNIT RITE INC KNIT RITE INC EMPLOYEES 401K PROFIT SHARING PLAN | KANSAS CITY, KS | Advisor / Consultant BROKER/ADVISOR | 166 | $8.7M | $0 |
| COCORES HOLDINGS, LLC DBA UFINANCIAL GROUP UFINANCIAL EMPLOYEES 401(K) PLAN | MECHANICSBURG, PA | Advisor / Consultant BROKER ADVISOR | 123 | $8.2M | $0 |
| JET FOOD STORES OF GEORGIA, INC. JET FOOD STORES 401 K PLAN | SANDERSVILLE, GA | Broker BROKER | 391 | $8.1M | $0 |
| LUMBERMEN'S BRICK & SUPPLY CO. FIREPLACE STONE & PATIO 401(K) PLAN | OMAHA, NE | Advisor / Consultant BROKER/ADVISOR | 110 | $8.0M | $0 |
| WESTMORELAND COMMUNITY ACTION WESTMORELAND COMMUNITY ACTION 403(B) | GREENSBURG, PA | Advisor / Consultant BROKER/ ADVISOR | 215 | $7.8M | $0 |
| LUMBERMEN'S BRICK & SUPPLY CO. FIREPLACE STONE & PATIO 401(K) PLAN | OMAHA, NE | Advisor / Consultant BROKER/ADVISOR | 137 | $7.7M | $0 |
| COCORES HOLDINGS, LLC DBA UFINANCIAL GROUP UFINANCIAL EMPLOYEES 401(K) PLAN | MECHANICSBURG, PA | Advisor / Consultant BROKER/ADVISOR | 112 | $7.4M | $0 |
| SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. DBA SONE HEALTH SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. 401(K) PLAN | WINDSOR, CT | Broker BROKER/ADVISER | 73 | $7.3M | $0 |
| MARINE SOLUTIONS, INC. MARINE SOLUTIONS, INC. RETIREMENT PLAN | NICHOLASVILLE, KY | Advisor / Consultant BROKER/ADVISORS | 106 | $7.1M | $0 |
| GLOBAL TECHNICAL SYSTEMS GLOBAL TECHNICAL SYSTEMS 401(K) PLAN | VIRGINIA BEACH, VA | Advisor / Consultant BROKER/ADVISOR | 165 | $7.1M | $0 |
| WESTMORELAND COMMUNITY ACTION WESTMORELAND COMMUNITY ACTION 403(B) | GREENSBURG, PA | Advisor / Consultant BROKER/ ADVISOR | 222 | $6.7M | $0 |
| SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. DBA SONE HEALTH SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. 401(K) PLAN | WINDSOR, CT | Other NONE | 96 | $6.4M | $0 |
| MOORE CENTER SERVICES, INC. MOORE CENTER SERVICES, INC 403(B) RETIREMENT PLAN | MANCHESTER, NH | Advisor / Consultant BROKER/ADVISOR | 316 | $6.3M | $0 |
| SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. DBA SONE HEALTH SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. 401(K) PLAN | HARTFORD, CT | Other NONE | 90 | $6.2M | $0 |
| COCORES HOLDINGS, LLC D.B.A UFINANICAL GROUP UFINANCIAL EMPLOYEES 401(K) PLAN | MECHANICSBURG, PA | Advisor / Consultant BROKER/ADVISOR | 95 | $6.1M | $0 |
| FASTCO INDUSTRIES, INC. FASTCO INDUSTRIES, INC. 401(K) PLAN | GRAND RAPIDS, MI | Broker BROKER ADVISER | 124 | $6.0M | $0 |
| MOORE CENTER SERVICES, INC. MOORE CENTER SERVICES, INC. 403(B) RETIREMENT PLAN | MANCHESTER, NH | Broker BROKER/ADVISER | 315 | $6.0M | $0 |
| FASTCO INDUSTRIES, INC. FASTCO INDUSTRIES, INC. 401(K) PLAN | GRAND RAPIDS, MI | Broker BROKER ADVISER | 118 | $5.9M | $0 |
| BERRY AVIATION, INC. BERRY AVIATION, INC. PROFIT SHARING 401(K) PLAN | SAN MARCOS, TX | Advisor / Consultant BROKER/ADVISOR | 327 | $5.9M | $40K |
| CS TOY AUTOMOTIVE LLC DBA MARK JACOBSON TOYOTA MARK JACOBSON TOYOTA 401(K) PROFIT SHARING PLAN | DURHAM, NC | Advisor / Consultant INVESTMENT ADVISOR | 171 | $5.7M | $11K |
| FREDERICKSBURG CHRISTIAN EDUCATIONAL SERVICES, INC. FREDERICKSBURG CHRISTIAN SCHOOL 401(K) PLAN | FREDERICKSBURG, VA | Broker BROKER/ADVISE R | 171 | $5.4M | $0 |
| FREDERICKSBURG CHRISTIAN EDUCATIONAL SERVICES, INC. FREDERICKSBURG CHRISTIAN SCHOOL 401(K) PLAN | FREDERICKSBURG, VA | Broker BROKER/ADVISO R | 155 | $4.9M | $0 |
| CUTCHINS PROGRAMS FOR CHILDREN AND FAMILIES, INC. CUTCHINS PROGRAMS FOR CHILDREN AND FAMILIES, INC. TSA | NORTHAMPTON, MA | Broker BROKER/ADVISER | 158 | $4.4M | $0 |
| CUTCHINS PROGRAMS FOR CHILDREN AND FAMILIES, INC. CUTCHINS PROGRAMS FOR CHILDREN AND FAMILIES, INC. TSA | NORTHAMPTON, MA | Broker BROKER/ADVISER | 113 | $4.3M | $0 |
| BRAUN'S EXPRESS, INC. BRAUN'S EXPRESS, INC. 401(K) PLAN | HOPEDALE, MA | Broker BROKER/ADVISER | 198 | $3.6M | $0 |
| BRAUN'S EXPRESS, INC. BRAUN'S EXPRESS, INC. 401(K) PLAN | HOPEDALE, MA | Broker BROKER/ADVISER | 204 | $3.1M | $0 |
| COMMUNITY HEALTH SERVICE AGENCY COMMUNITY HEALTH SERVICE AGENCY 403(B) PLAN | GREENVILLE, TX | Broker BROKER/ADVISER | 167 | $3.1M | $0 |
| COMMUNITY HEALTH SERVICE AGENCY COMMUNITY HEALTH SERVICE AGENCY 403(B) PLAN | GREENVILLE, TX | Broker BROKER/ADVISER | 170 | $2.8M | $0 |
| COMMUNITY HEALTH SERVICE AGENCY COMMUNITY HEALTH SERVICE AGENCY 403(B) PLAN | GREENVILLE, TX | Advisor / Consultant ADVISOR | 156 | $2.5M | $0 |
| HEADING HOME INC HEADING HOME RETIREMENT PLAN | BOSTON, MA | Advisor / Consultant INVESTMENT ADVISOR | 161 | $2.1M | $5K |
| LUTHERAN CHILD & FAMILY SERVICE OF MICHIGAN WELLSPRING CHILD & FAMILY SERVICE 403(B) RETIREMENT PLAN | SAGINAW, MI | Advisor / Consultant BROKER/ADVISOR | 339 | $1.9M | $0 |
| THE COUNCIL DBA MILE HIGH BEHAVIORAL HEALTHCARE MILE HIGH BEHAVIORAL HEALTHCARE 403(B) PLAN | AURORA, CO | Broker BROKER/ADVISER | 140 | $1.7M | $0 |
| AIDS COMMUNITY RESOURCE ACR HEALTH 403(B) PLAN | SYRACUSE, NY | Advisor / Consultant BROKER/ADVISOR | 192 | $1.7M | $0 |
| LUTHERAN CHILD & FAMILY SERVICE OF MICHIGAN WELLSPRING CHILD & FAMILY SERVICE 403(B) RETIREMENT PLAN | SAGINAW, MI | Advisor / Consultant BROKER/ADVISOR | 280 | $1.5M | $0 |
| AIDS COMMUNITY RESOURCE ACR HEALTH 403(B) PLAN | SYRACUSE, NY | Advisor / Consultant BROKER/ADVISOR | 212 | $1.5M | $0 |
| THE COUNCIL DBA MILE HIGH BEHAVIORAL HEALTHCARE MILE HIGH BEHAVIORAL HEALTHCARE 403(B) PLAN | AURORA, CO | Broker BROKER/ADVISER | 125 | $1.2M | $0 |
| AIDS COMMUNITY RESOURCE ACR HEALTH 403(B) PLAN | SYRACUSE, NY | Broker BROKER/ADVISER | 162 | $1.1M | — |
| PENTEGRA SERVICES, INC STRATEGIC RETIREMENT PROGRAM | WHITE PLAINS, NY | Advisor / Consultant INVESTMENT ADVISOR | 163 | — | $1K |