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Original filing (PDF)20251014123610NAL0001351731001
PENTEGRA SERVICES, INC
Form 5500
FILING_RECEIVED
STRATEGIC RETIREMENT PROGRAM
401(k) retirement plan
Active participants
1,308
Accounts w/ balance
1,308
Plan assets (EOY)
$49.6M
Net assets (EOY)
$49.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PENTEGRA SERVICES, INC.
Plan sponsor
Name
PENTEGRA SERVICES, INC
EIN
13-3745616
Address
701 WESTCHESTER AVE, SUITE 320E, · WHITE PLAINS, NY · 10604
Phone
(844) 367-2848
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2T · Default investment account (QDIA)
2E · Profit-sharing
2G · Total participant-directed accounts
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2F · ERISA section 404(c)
2J · 401(k) feature
2U · Association Retirement Plan
Audit & trust (Schedule H)
Auditor
TEMPLETON & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $5K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT TRUST COMPANY | — | OVERLAND PARKS, KS | TRUSTEE | $1K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENTEGRA SERVICES INC | — | CHARLOTTE, NC | OTHER | $72K | — |
| MMLIS | — | SPRINGFIELD, MA | OTHER | $43K | — |
| MML INVESTOR SERVICES LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
26 direct securities · 3 pooled funds· $49.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$44.8M
26 holdings
Common Collective Trust
$4.6M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $6.4M | 12.9% | |
| American Funds 2040 Target Date Retirement R6 | — | — | — | $4.5M | 9.1% | |
| American Funds 2050 Target Date Retirement R6 | — | — | — | $4.2M | 8.5% | |
| American Funds 2055 Target Date Retirement R6 | — | — | — | $4.2M | 8.5% | |
| LARGE CAP GROWTH FD III CLASS R1 GREAT GRAY · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $3.8M | 7.6% | |
| American Funds 2045 Target Date Retirement R6 | — | — | — | $3.0M | 6.0% | |
| American Funds 2030 Target Date Retirement R6 | — | — | — | $2.9M | 5.8% | |
| American Funds 2035 Target Date Retirement R6 | — | — | — | $2.5M | 5.1% | |
| Fidelity Mid Cap Index | — | — | — | $2.4M | 4.9% | |
| American Funds 2025 Target Date Retirement R6 | — | — | — | $2.2M | 4.4% | |
| American Funds 2060 Target Date Retirement R6 | — | — | — | $1.9M | 3.8% | |
| JPMorgan Equity Income R6 | — | — | — | $1.4M | 2.8% | |
| Fidelity Advisor Total Bond Z | — | — | — | $1.3M | 2.7% | |
| American Funds Moderate Growth Portfolio R6 | — | — | — | $1.2M | 2.4% | |
| Fidelity Total International Index | — | — | — | $1.2M | 2.3% | |
| American Funds 2020 Target Date Retirement R6 | — | — | — | $1.1M | 2.3% | |
| Fidelity Small Cap Index | — | — | — | $1.0M | 2.1% | |
| Janus Henderson Multi-Sector Income N | — | — | — | $843K | 1.7% | |
| INT'L GROWTH FD II FEE R1 GREAT GRAY · EIN 38-4139842 / PN 000 | Common Collective Trust | — | — | $741K | 1.5% | |
| Empower Annuity Insurance * Fixed Account - Series Class I | — | — | — | $609K | 1.2% | |
| American Funds New World R6 | — | — | — | $606K | 1.2% | |
| MFS Mid Cap Growth R6 | — | — | — | $295K | 0.6% | |
| Loans to participants, interest rates ranging from * Notes receivable from participants - | — | — | — | $268K | 0.5% | |
| American Funds 2010 Target Date Retirement R6 | — | — | — | $181K | 0.4% | |
| American Funds 2015 Target Date Retirement R6 | — | — | — | $173K | 0.3% | |
| American Funds 2065 Target Date Retirement R6 | — | — | — | $148K | 0.3% | |
| MID CAP VALUE FEE CLASS R1 GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $114K | 0.2% | |
| Fidelity Advisor Small Cap Growth Z | — | — | — | $106K | 0.2% | |
| Franklin Small Cap Value R6 | — | — | — | $74K | 0.1% |