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Original filing (PDF)20260206120402NAL0006312513001
CERRIS, INC.
Form 5500
FILING_RECEIVED
CERRIS, INC. 401K PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
Late filing · 2.7 mo
Active participants
712
Accounts w/ balance
949
Plan assets (EOY)
$85.1M
Net assets (EOY)
$85.1M
How this plan invests
This plan
24 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
89
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 2.7 months past the 10.5-month grace window.
- 28 bps in Schedule C fees — 74% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CERRIS, INC..
Plan sponsor
Name
CERRIS, INC.
EIN
36-3740049
Address
7801 W. 110TH STREET · OVERLAND PARK, KS · 66210
Phone
(913) 469-0101
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPR | $55K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MML INVESTORS SERVICES LLC | 04-2746212 | — | INVESTMENT ADVISORY | $0 | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMLIS | — | SPRINGFIELD, MA | BROKER/ADVISER | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $176K | — |
| ERP NATIONAL LLC | 84-2409363 | — | CONTRACT ADMINISTRATOR | $7K | — |
Investments
16 direct securities · 24 pooled funds· $148.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$76.4M
24 holdings
Uncategorized
$71.8M
16 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| [DFE: RETIREPILOT AMERICAN FUNDS 2035 FUND (extraction pending)] | — | — | — | $11.6M | 13.6% | |
| RETPILOT AMERI FDS 2035 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304143 / PN 001 | Common Collective Trust | — | — | $11.6M | 13.6% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2040 FUND (extraction pending)] | — | — | — | $11.3M | 13.3% | |
| RETPILOT AMERI FDS 2040 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304144 / PN 001 | Common Collective Trust | — | — | $11.3M | 13.3% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2030 FUND (extraction pending)] | — | — | — | $10.3M | 12.1% | |
| RETPILOT AMERI FDS 2030 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304142 / PN 001 | Common Collective Trust | — | — | $10.3M | 12.1% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2045 FUND (extraction pending)] | — | — | — | $9.4M | 11.0% | |
| RETPILOT AMERI FDS 2045 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304145 / PN 001 | Common Collective Trust | — | — | $9.4M | 11.0% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2050 FUND (extraction pending)] | — | — | — | $7.4M | 8.6% | |
| RETPILOT AMERI FDS 2050 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304146 / PN 001 | Common Collective Trust | — | — | $7.4M | 8.6% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2055 FUND (extraction pending)] | — | — | — | $5.6M | 6.6% | |
| RETPILOT AMERI FDS 2055 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304147 / PN 001 | Common Collective Trust | — | — | $5.6M | 6.6% | |
| [DFE: BLACKROCK EQUITY INDEX FUND (extraction pending)] | — | — | — | $4.2M | 4.9% | |
| BLACKROCK EQTY INDX FD CLASS 1 GREAT GRAY TRUST COMPANY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $4.2M | 4.9% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2060 FUND (extraction pending)] | — | — | — | $3.2M | 3.7% | |
| RETPILOT AMERI FDS 2060 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304148 / PN 001 | Common Collective Trust | — | — | $3.2M | 3.7% | |
| [DFE: LARGE CAP GROWTH FUND IV (extraction pending)] | — | — | — | $2.8M | 3.3% | |
| LARAGE CAP GRWTH FUND IV CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7289851 / PN 001 | Common Collective Trust | — | — | $2.8M | 3.3% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2025 FUND (extraction pending)] | — | — | — | $2.4M | 2.9% | |
| RETPILOT AMERI FDS 2025 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304141 / PN 001 | Common Collective Trust | — | — | $2.4M | 2.9% | |
| LARGE CAP VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $2.3M | 2.7% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2015 FUND (extraction pending)] | — | — | — | $1.0M | 1.2% | |
| RETPILOT AMERI FDS 2015 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304139 / PN 001 | Common Collective Trust | — | — | $1.0M | 1.2% | |
| SMALL CAP GROWTH R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4097324 / PN 487 | Common Collective Trust | — | — | $1.0M | 1.2% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2020 FUND (extraction pending)] | — | — | — | $868K | 1.0% | |
| RETPILOT AMERI FDS 2020 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304140 / PN 001 | Common Collective Trust | — | — | $868K | 1.0% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2065 FUND (extraction pending)] | — | — | — | $861K | 1.0% | |
| RETPILOT AMERI FDS 2065 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304149 / PN 001 | Common Collective Trust | — | — | $861K | 1.0% | |
| U.S. DEBT INDEX FUND F | — | — | $516K | $560K | 0.7% | |
| BLACKROCK US DBT IDX FD CL 1 GREAT GRAY TRUST COMPANY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $560K | 0.7% | |
| BLACKROCK EAFE EQ INDX FD CL 1 GREAT GRAY TRUST COMPANY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | $382K | $414K | 0.5% | |
| PIMCO RAE US SMALL CIT | — | — | $352K | $304K | 0.4% | |
| SMALL CAP VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4097325 / PN 488 | Common Collective Trust | — | — | $304K | 0.4% | |
| CORE BOND R1 FUND GREAT GRAY TRUST COMPANY · EIN 82-1986152 / PN 325 | Common Collective Trust | — | — | $275K | 0.3% | |
| INTERNATIONAL STOCK R1 FUND GREAT GRAY TRUST COMPANY · EIN 82-2436292 / PN 342 | Common Collective Trust | — | — | $261K | 0.3% | |
| MID CAP VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $208K | 0.2% | |
| EMERGING MARKETS II R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-7304135 / PN 001 | Common Collective Trust | — | — | $59K | <0.1% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2010 FUND (extraction pending)] | — | — | — | $49K | <0.1% | |
| RETPILOT AMERI FDS 2010 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304138 / PN 001 | Common Collective Trust | — | — | $49K | <0.1% | |
| EMERGING MARKETS R1 FUND GREAT GRAY TRUST COMPANY · EIN 86-1819869 / PN 672 | Common Collective Trust | — | — | $0 | <0.1% |