LOCKTON FINANCIAL ADVISORS
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
53
Active participants
72,718
Total plan assets
$2.2B
Filings (rows)
53
Direct comp
$1.6M
Indirect comp
$52K
SERVICES PROVIDED
Advisor / Consultant44
Other6
Broker3
Top plans served
All 53 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| ADVANCED HOMECARE MANAGEMENT, LLC DBA ENHABIT HOME HEALTH & HOSPICE ENHABIT HOME HEALTH & HOSPICE 401(K) PLAN | DALLAS, TX | Advisor / Consultant ADVISOR | 10,085 | $207.3M | $29K |
| CONSOR ENGINEERS, LLC CONSOR ENGINEERS 401(K) PLAN | LAKEWOOD, CO | Advisor / Consultant ADVISOR | 1,480 | $172.3M | $13K |
| HERSCHEND ENTERTAINMENT COMPANY LLC HERSCHEND FAMILY ENTERTAINMENT PROFIT SHARING & 401(K) PLAN | BRANSON, MO | Advisor / Consultant CONSULTANT | 2,785 | $135.6M | $53K |
| CONSOR ENGINEERS, LLC CONSOR ENGINEERS 401(K) PLAN | LAKEWOOD, CO | Advisor / Consultant ADVISOR | 1,210 | $119.7M | $60K |
| HERSCHEND ENTERTAINMENT COMPANY LLC HERSCHEND FAMILY ENTERTAINMENT PROFIT SHARING & 401(K) PLAN | BRANSON, MO | Advisor / Consultant CONSULTANT | 2,434 | $119.3M | $53K |
| GENUS GENUS 401(K) PLAN | DEFOREST, WI | Other INVESTMENT/FINANCIAL ADVI | 1,100 | $106.7M | $65K |
| ERNEST HEALTH, INC. ERNEST HEALTH INC. 401(K) RETIREMENT PLAN | MECHANICSBURG, PA | Advisor / Consultant ADVISOR/CONSULTANT | 4,481 | $78.2M | $69K |
| ESA MANAGEMENT, LLC ESA MANAGEMENT, LLC 401(K) PLAN | CHARLOTTE, NC | Advisor / Consultant ADVISOR | 7,293 | $71.0M | $45K |
| G6 HOSPITALITY, LLC G6 HOSPITALITY LLC 401(K) SAVINGS PLAN | CARROLLTON, TX | Advisor / Consultant ADVISOR | 289 | $70.1M | $50K |
| MARK ANDY, INC. MARK ANDY, INC. EMPLOYEE SAVINGS & PROFIT SHARING PLAN | CHESTERFIELD, MO | Advisor / Consultant ADVISOR | 406 | $60.0M | $12K |
| ESA MANAGEMENT, LLC ESA MANAGEMENT, LLC 401(K) PLAN | CHARLOTTE, NC | Advisor / Consultant ADVISOR | 7,930 | $57.7M | $45K |
| NUMERATOR NUMERATOR 401(K) PLAN | CHICAGO, IL | Advisor / Consultant ADVISOR | 631 | $55.4M | $8K |
| CEC ENTERTAINMENT CONCEPTS, LP CEC ENTERTAINMENT 401(K) RETIREMENT & SAVINGS PLAN | IRVING, TX | Advisor / Consultant ADVISOR | 3,719 | $53.5M | $43K |
| GROENDYKE TRANSPORT INC GROENDYKE TRANSPORT INC 401(K) PLAN | ENID, OK | Other NONE | 1,190 | $51.5M | $21K |
| TRANS STATES HOLDINGS, INC. MY AIRLINE 401(K) RETIREMENT PLAN | BRIDGETON, MO | Broker BROKER/ADVISER | 826 | $50.0M | $0 |
| DAVE & BUSTER'S, INC. DAVE & BUSTER'S 401(K) SAVINGS PLAN | DALLAS, TX | Advisor / Consultant ADVISOR | 12,926 | $48.9M | $30K |
| APPLICATIONS SOFTWARE TECHNOLOGY LLC ASTC EMPLOYEE 401(K) PLAN | LISLE, IL | Advisor / Consultant ADVISOR | 327 | $42.9M | $21K |
| ONESOURCE VIRTUAL, INC. ONESOURCE VIRTUAL, INC. 401(K) PLAN | DALLAS, TX | Advisor / Consultant ADVISOR | 1,015 | $41.9M | $29K |
| NUMERATOR NUMERATOR 401(K) PLAN | CHICAGO, IL | Advisor / Consultant ADVISOR | 731 | $41.6M | $23K |
| BARRY-WEHMILLER COMPANIES, INC. BARRY-WEHMILLER COMPANIES' 401(K) PLAN FOR BARGAINING UNIT EMPLOYEES | ST. LOUIS, MO | Advisor / Consultant INVESTMENT ADVISOR | 299 | $37.0M | $8K |
| PCTEL, INC. PCTEL, INC. 401(K) PLAN | BLOOMINGDALE, IL | Advisor / Consultant INVESTMENT ADVISOR | 177 | $35.2M | $49K |
| APPLICATIONS SOFTWARE TECHNOLOGY LLC ASTC EMPLOYEE 401(K) PLAN | LISLE, IL | Advisor / Consultant ADVISOR | 288 | $34.0M | $63K |
| DEALERSOCKET, INC. DEALERSOCKET, INC. 401(K) PLAN | WESTLAKE, TX | Advisor / Consultant ADVISOR | 514 | $34.0M | $9K |
| PARATA SYSTEMS, LLC PARATA SYSTEMS, LLC 401(K) PLAN | DURHAM, NC | Advisor / Consultant ADVISOR | 535 | $33.7M | $68K |
| SPATCO ENERGY SOLUTIONS, LLC SPATCO ENERGY SOLUTIONS 401(K) PLAN | CHARLOTTE, NC | Advisor / Consultant ADVISOR | 712 | $29.7M | $7K |
| BONNIER CORPORATION BONNIER CORPORATION 401(K) RETIREMENT SAVINGS PLAN | WINTER PARK, FL | Advisor / Consultant ADVISOR | 117 | $27.6M | $23K |
| ACOUSTIC L.P. ACOUSTIC, L.P. 401(K) PLAN | CONWAY, AR | Advisor / Consultant ADVISOR | 297 | $23.5M | $9K |
| A.T. CROSS COMPANY LLC CROSSAVER PLUS 401(K) RETIREMENT PLAN | PROVIDENCE, RI | Other NONE | 53 | $21.8M | $39K |
| INDEPENDENT LIVING SYSTEMS INDEPENDENT LIVING SYSTEMS 401(K) PLAN | MIAMI, FL | Advisor / Consultant ADVISOR | 1,038 | $20.2M | $50K |
| AMTEX SUPPLY HOLDINGS, INC. AMTEX SUPPLY HOLDINGS, INC. RETIREMENT PLAN & TRUST | VERNON HILLS, IL | Other INVESTMENT/FINANCIAL ADVI | 221 | $19.8M | $14K |
| MURRY'S INC. MURRY'S, INC. 401(K) RETIREMENT PLAN | LEBANNON, PA | Broker BROKER | 203 | $19.0M | $0 |
| NEXIUS SOLUTIONS, INC. NEXIUS SOLUTIONS, INC. 401(K) PLAN | WILMINGTON, DE | Advisor / Consultant ADVISOR | 357 | $18.9M | $28K |
| SECURITY EQUIPMENT INC. S.E.I. 401(K) PLAN | OMAHA, NE | Advisor / Consultant ADVISOR | 167 | $16.8M | $30K |
| SPATCO ENERGY SOLUTIONS, LLC SPATCO ENERGY SOLUTIONS 401(K) PLAN | CHARLOTTE, NC | Advisor / Consultant ADVISOR | 589 | $16.6M | $41K |
| EYEMART EXPRESS, LLC EYEMART EXPRESS, LLC 401(K) PLAN | FARMERS BRANCH, TX | Broker BROKER/ADVISER | 1,622 | $16.3M | $0 |
| RECARO AIRCRAFT SEATING AMERICAS, LLC RECARO AIRCRAFT SEATING AMERICAS 401(K) PLAN | FORT WORTH, TX | Advisor / Consultant ADVISOR | 429 | $16.2M | $40K |
| ACOUSTIC L.P. ACOUSTIC, L.P. 401(K) PLAN | NEW YORK, NY | Advisor / Consultant ADVISOR | 303 | $15.6M | $26K |
| TOTAL TOOL SUPPLY, INC. TOTAL TOOL SUPPLY INC. 401(K) RETIREMENT PLAN | SAINT PAUL, MN | Advisor / Consultant INVESTMENT ADVISOR | 228 | $12.9M | $13K |
| HIGHLANDS RANCH COMMUNITY ASSOCIATION, INC. HRCA RETIREMENT PLAN | HIGHLANDS RANCH, CO | Advisor / Consultant ADVISOR | 194 | $12.9M | $5K |
| EWING BUICK - PLANO, L.P., D/B/A EWING AUTOMOTIVE GROUP EWING AUTOMOTIVE GROUP 401(K) PLAN | PLANO, TX | Advisor / Consultant ADVISOR | 402 | $12.7M | $8K |
| THE COOPERATIVE LEAGUE OF THE U.S.A. NCBA CLUSA 401(K) RETIREMENT PLAN | WASHINGTON, DC | Other NONE | 63 | $12.0M | $13K |
| TIMBER AUTOMATION, LLC TIMBER AUTOMATION, LLC 401(K) PLAN | HOT SPRINGS, AR | Advisor / Consultant ADVISOR | 239 | $11.5M | $6K |
| KOSS CONSTRUCTION COMPANY THE KOSS CONSTRUCTION COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN | TOPEKA, KS | Advisor / Consultant ADVISOR | 127 | $11.5M | $31K |
| LEONI WIRING SYSTEMS LEONI WIRING SYSTEMS, INC. 401(K) SALARY REDUCTION PLAN | TUCSON, AZ | Advisor / Consultant ADVISOR | 69 | $11.2M | $32K |
| HIGHLANDS RANCH COMMUNITY ASSOCIATION, INC. HRCA RETIREMENT PLAN | HIGHLANDS RANCH, CO | Advisor / Consultant ADVISOR | 175 | $11.2M | $23K |
| TIMBER AUTOMATION, LLC TIMBER AUTOMATION, LLC 401(K) PLAN | HOT SPRINGS, AR | Advisor / Consultant ADVISOR | 233 | $10.3M | $25K |
| TGM ASSOCIATES L.P. TGM ASSOCIATES, L. P. 401(K) PLAN | NEW YORK, NY | Advisor / Consultant INVESTMENT ADVISOR | 229 | $8.4M | $8K |
| POLYVENTIVE LLC POLYVENTIVE LLC 401(K) PLAN | CALHOUN, GA | Advisor / Consultant INVESTMENT ADVISOR | 182 | $8.3M | $7K |
| LOUD AUDIO, LLC LOUD AUDIO, LLC 401K PLAN | BOTHELL, WA | Other NONE | 56 | $7.1M | $9K |
| MONTE NIDO & AFFILIATES MONTE NIDO & AFFILIATES 401(K) PLAN | SOUTH MIAMI, FL | Advisor / Consultant ADVISOR | 1,742 | $5.4M | $18K |
| NETSTAR-1 GOVERNMENT CONSULTING HOLDING CORP. WHITNEY, BRADLEY & BROWN, INC. 401(K) PLAN & TRUST | RESTON, VA | Advisor / Consultant ADVISOR | 0 | $0 | $90K |
| FTS INTERNATIONAL SERVICES, LLC FTS INTERNATIONAL GROUP RETIREMENT PLAN | FORT WORTH, TX | Advisor / Consultant ADVISOR | 0 | $0 | $35K |
| PARATA SYSTEMS, LLC PARATA SYSTEMS, LLC 401(K) PLAN | DURHAM, NC | Advisor / Consultant ADVISOR | 0 | $0 | $60K |