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Original filing (PDF)20250930051414NAL0012844640001
GENUS
Form 5500
FILING_RECEIVED
GENUS 401(K) PLAN
401(k) retirement plan
Active participants
1,049
Accounts w/ balance
1,508
Plan assets (EOY)
$141.0M
Net assets (EOY)
$141.0M
How this plan invests
This plan
13 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 12 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GENUS.
Plan sponsor
Name
GENUS
EIN
39-1256773
Address
1525 RIVER ROAD · DEFOREST, WI · 53532
Phone
(615) 265-2765
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $107K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING HOLDCO, LLC | 84-4519624 | — | INVESTMENT/FINANCIAL ADVI | $65K | — |
Investments
13 direct securities · 13 pooled funds· $140.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$80.1M
13 holdings
Registered Investment Companies
$59.8M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRP RET 2040 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $16.7M | 11.8% | |
| CLEARBRIDGE LARGE CAP GR IS | Registered Investment Companies | — | — | $14.5M | 10.3% | |
| TRP RET 2050 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $13.9M | 9.9% | |
| FID 500 IND | Registered Investment Companies | — | — | $13.6M | 9.7% | |
| TRP RET 2030 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $13.1M | 9.3% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $9.4M | 6.6% | |
| PUTNAM STABLE VALUE FUND 15 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $6.5M | 4.6% | |
| TRP RET 2045 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $5.8M | 4.1% | |
| TRP RET 2035 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $5.7M | 4.0% | |
| JPMORGAN EQUITY INCOME FUND R6 | Registered Investment Companies | — | — | $5.2M | 3.7% | |
| FID EXT MRKT INDEX | Registered Investment Companies | — | — | $4.1M | 2.9% | |
| TRP RET 2060 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $4.0M | 2.8% | |
| TRP RET 2055 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $3.9M | 2.8% | |
| TRP RET 2025 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $3.7M | 2.6% | |
| TRP RET 2015 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $3.2M | 2.3% | |
| TRP RET 2020 TRUST A T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $3.0M | 2.1% | |
| AMER BEACON SMCP VAL R5 | Registered Investment Companies | — | — | $2.7M | 1.9% | |
| FRANKLIN SMALL CAP GROWTH R6 | Registered Investment Companies | — | — | $2.2M | 1.6% | |
| INVESCO EQV EM MKTS ALL CAP R6 | Registered Investment Companies | — | — | $2.0M | 1.4% | |
| FID TOTAL INTERNATIONAL INDEX | Registered Investment Companies | — | — | $1.9M | 1.3% | |
| NUVEEN REAL ESTATE SEC R6 | Registered Investment Companies | — | — | $1.3M | 0.9% | |
| FID US BOND IND | Registered Investment Companies | — | — | $1.2M | 0.8% | |
| PGIM TOTAL RETURN BOND R6 | Registered Investment Companies | — | — | $1.1M | 0.8% | |
| MFS INTL DIVERSIFICATION R6 | Registered Investment Companies | — | — | $733K | 0.5% | |
| TRP RET 2065 TRUST A T ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $326K | 0.2% | |
| TRP RET 2010 TRUST A T, ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $292K | 0.2% |